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CATALYST PHARMACEUTICALS INC
CATALYST PHARMACEUTICALS INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 54 Institutional holders with a total value of $25,007,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 8,200,000 8,610,000 34.43%
2 BAKER BROS. ADVISORS LP 5,102,153 5,357,000 21.42%
3 VANGUARD GROUP INC 2,992,335 3,142,000 12.56%
4 Point72 Asset Management, L.P. 2,272,816 2,386,000 9.54%
5 Avoro Capital Advisors LLC 1,141,149 1,198,000 4.79%
6 KINGDON CAPITAL MANAGEMENT, L.L.C. 756,311 794,000 3.18%
7 TANAKA CAPITAL MANAGEMENT INC 589,883 590,000 2.36%
8 BlackRock Institutional Trust Company, N.A. 469,440 493,000 1.97%
9 GEODE CAPITAL MANAGEMENT, LLC 461,231 484,000 1.94%
10 MILLENNIUM MANAGEMENT LLC 319,868 336,000 1.34%
11 KENNEDY CAPITAL MANAGEMENT LLC 233,171 245,000 0.98%
12 CORRADO ADVISORS, LLC 190,600 200,000 0.80%
13 ROYAL BANK OF CANADA 166,013 174,000 0.70%
14 NORTHERN TRUST CORP 100,396 105,000 0.42%
15 Weiss Multi-Strategy Advisers LLC 68,000 71,000 0.28%
16 Bank of New York Mellon Corp 66,772 70,000 0.28%
17 A.R.T. Advisors, LLC 63,300 66,000 0.26%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 59,541 63,000 0.25%
19 BlackRock Fund Advisors 58,345 61,000 0.24%
20 Virtu KCG Holdings LLC 54,200 57,000 0.23%
21 STATE STREET CORP 45,300 47,000 0.19%
22 AGRAN LIBBIE 44,000 46,000 0.18%
23 GOLDMAN SACHS GROUP INC 42,979 45,000 0.18%
24 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 41,332 43,000 0.17%
25 Private Advisor Group, LLC 24,500 28,000 0.11%
26 OXFORD ASSET MANAGEMENT LLP 24,759 26,000 0.10%
27 Commonwealth Equity Services, Inc 24,000 25,000 0.10%
28 HBK Sorce Advisory LLC 21,109 22,000 0.09%
29 GUGGENHEIM CAPITAL LLC 21,335 22,000 0.09%
30 ProVise Management Group, LLC 19,000 20,000 0.08%
31 Squarepoint Ops LLC 18,000 19,000 0.08%
32 Creative Planning 16,681 18,000 0.07%
33 CREDIT SUISSE AG/ 16,005 17,000 0.07%
34 Raymond James Financial Services Advisors, Inc. 15,500 16,000 0.06%
35 D. E. Shaw & Co., Inc. 12,651 13,000 0.05%
36 BLACKROCK ADVISORS LLC 12,442 13,000 0.05%
37 MORGAN STANLEY 12,419 13,000 0.05%
38 TWO SIGMA SECURITIES, LLC 11,603 12,000 0.05%
39 COMPTON CAPITAL MANAGEMENT INC /RI 10,000 11,000 0.04%
40 ACROSPIRE INVESTMENT MANAGEMENT LLC 8,900 9,000 0.04%
41 Tower Research Capital LLC (TRC) 8,097 9,000 0.04%
42 CUTLER GROUP LLC / CA 5,646 5,000 0.02%
43 CITIGROUP INC 4,088 4,000 0.02%
44 Vantage Investment Advisors, LLC 3,000 3,000 0.01%
45 MSI Financial Services Inc 2,800 3,000 0.01%
46 MANUFACTURERS LIFE INSURANCE COMPANY, THE 3,218 3,000 0.01%
47 GENEOS WEALTH MANAGEMENT INC. 2,500 2,000 0.01%
48 BANK OF AMERICA CORP /DE/ 1,860 2,000 0.01%
49 Walleye Trading LLC 1,900 2,000 0.01%
50 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,000 2,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.