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Institutional Investment Manager
Modera Wealth Management, LLC
Modera Wealth Management, LLC (CIK: 0001542143) incorporated in Delaware, located at 56 Jefferson Avenue, Westwood, NJ. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001221073-16-000219) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 3M CO 9,735 1,716 0.58%
2 ABBVIE INC 4,073 257 0.09%
3 ACCENTURE PLC IRELAND 6,627 810 0.27%
4 ADOBE SYS INC 3,751 407 0.14%
5 ALPHABET INC 683 549 0.18%
6 ALPHABET INC 593 461 0.15%
7 ALTRIA GROUP INC 17,102 1,081 0.36%
8 APPLE INC 11,143 1,260 0.42%
9 AT&T INC 41,330 1,678 0.56%
10 BANK AMER CORP 30,809 482 0.16%
11 BANK NEW YORK MELLON CORP 7,905 315 0.11%
12 BARCLAYS BK PLC 11,740 68 0.02%
13 BAXTER INTL INC 6,366 303 0.10%
14 BECTON DICKINSON & CO 1,266 227 0.08%
15 BERKSHIRE HATHAWAY INC DEL 3,488 504 0.17%
16 BLACKROCK INC 1,753 636 0.21%
17 BOEING CO 3,236 426 0.14%
18 Boulder Growth & Income 16,769 141 0.05%
19 CHEVRON CORP NEW 2,305 237 0.08%
20 CLAYMORE EXCHANGE TRD FD TR 9,413 243 0.08%
21 COCA COLA CO 7,590 321 0.11%
22 COLGATE PALMOLIVE CO 4,765 353 0.12%
23 COMCAST CORP NEW 5,906 392 0.13%
24 CONOCOPHILLIPS 6,753 294 0.10%
25 CSX CORP 11,306 345 0.12%
26 CTI BIOPHARMA CORP 25,000 9 0.00%
27 DISNEY WALT CO 3,850 357 0.12%
28 DOMINION ENERGY INC 2,835 211 0.07%
29 EXPRESS SCRIPTS HLDG CO 2,933 207 0.07%
30 EXXON MOBIL CORP 25,402 2,168 0.73%
31 FACEBOOK INC 2,181 280 0.09%
32 FORTUNE BRANDS HOME & SEC IN 4,787 278 0.09%
33 First Trust AMEX Bio Index ETF 2,264 226 0.08%
34 GENERAL ELECTRIC CO 44,968 1,332 0.45%
35 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 9,761 215 0.07%
36 HARRIS CORP DEL 5,013 459 0.15%
37 HERSHEY CO 2,830 271 0.09%
38 HONEYWELL INTL INC 4,889 570 0.19%
39 ILLINOIS TOOL WKS INC 4,784 573 0.19%
40 INTEL CORP 27,292 1,030 0.35%
41 INTERNATIONAL BUSINESS MACHS 9,045 1,437 0.48%
42 ISHARES COMEX GOLD TRUST 166,079 2,108 0.71%
43 ISHARES INC 797,577 36,377 12.20%
44 ISHARES S&P MIDCAP FUND 244,185 37,778 12.67%
45 ISHARES S&P SMALL-CAP 600 GROWTH ETF 2,652 364 0.12%
46 ISHARES S&P SMALL-CAP FUND 2,116 263 0.09%
47 ISHARES TR 22,101 917 0.31%
48 ISHARES TR 488,691 57,280 19.20%
49 ISHARES TR 224,103 11,745 3.94%
50 ISHARES TR 51,341 11,170 3.74%
Page 1 of 3
Restatement filing (0001221073-17-000035) filed in 2017.02.10
#
Name
Shares
Value ($)
%
Options
Notes
101 GUGGENHEIM BULLETSHARES 2016 CORPORATE BOND ETF 9,761 215 0.07%
102 DOMINION ENERGY INC 2,835 211 0.07%
103 ISHARES TR 2,209 210 0.07%
104 SPDR S&P Dividend ETF 2,430 205 0.07%
105 EXPRESS SCRIPTS HLDG CO 2,875 203 0.07%
106 SCHWAB US AGGREGATE BOND ETF 3,762 202 0.07%
107 SPDR SERIES TRUST 1,878 201 0.07%
108 STEWARDSHIP FINL CORP 18,702 147 0.05%
109 Boulder Growth & Income 16,769 141 0.05%
110 BARCLAYS BK PLC 11,740 68 0.02%
111 SYNERGY PHARMACEUTICALS DEL 10,500 58 0.02%
112 CTI BIOPHARMA CORP 25,000 9 0.00%
Page 3 of 3