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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q1)
Original 13F HR (0001140361-15-020025) filed in 2015.05.15
#
Name
Shares
Value ($)
%
Options
Notes
51 EASTMAN CHEM CO 6,289 436 0.44%
52 WEBSITE PROS INC COM 22,615 429 0.43%
53 COTT CORP QUE 44,605 418 0.42%
54 MANITEX INTL INC COM 42,888 417 0.42%
55 SHUTTERFLY INC 9,206 416 0.42%
56 DYNEGY INCORPORATED NEW D 13,120 412 0.42%
57 Aerohive Networks, Inc. 92,186 411 0.41%
58 HSBC HLDGS PLC 400,000 411 0.41%
59 FXCM INC 528,000 411 0.41%
60 AON PLC 4,214 405 0.41%
61 UBIQUITI NETWORKS INC 13,679 404 0.41%
62 KLX INC COM 10,117 390 0.39%
63 PATRICK INDS INC 6,222 387 0.39%
64 INTEGRATED SILICON SOLUTION 21,624 387 0.39%
65 ITT Corp 9,640 385 0.39%
66 MASTERCARD INCORPORATED 4,432 383 0.39%
67 ATMEL CORP 45,643 376 0.38%
68 STARZ SERIES A 10,887 375 0.38%
69 EDISON INTL 5,992 374 0.38%
70 LEAR CORP 3,352 371 0.37%
71 AVAGO TECHNOLOGIES LTD SHS 2,903 369 0.37%
72 VISA INC 5,589 366 0.37%
73 OM GROUP INC 12,176 366 0.37%
74 POTASH CORP SASK INC 11,233 362 0.36%
75 JAKKS PACIFIC INC 52,817 361 0.36%
76 VERINT SYS INC 5,800 359 0.36%
77 NXP SEMICONDUCTORS N V 3,563 358 0.36%
78 BRAVO BRIO RESTAURANT GROUP COM 24,130 354 0.36%
79 LIBERTY GLOBAL PLC 7,110 354 0.36%
80 ALEXANDER & BALDWIN INC NEW COM 8,038 347 0.35%
81 VOYA FINANCIAL INC 7,949 343 0.35%
82 GENERAL MTRS CO 8,984 337 0.34%
83 QTS RLTY TR INC 9,209 335 0.34%
84 WELLS FARGO & CO NEW 12,600 334 0.34%
85 CAMERON INTERNATIONAL COMPANY 7,365 332 0.33%
86 FORTINET INC 9,498 330 0.33%
87 ON SEMICONDUCTOR CORP 27,089 328 0.33%
88 GALLAGHER ARTHUR J & CO 6,930 324 0.33%
89 MARTIN MARIETTA MATLS INC 2,319 324 0.33%
90 HD SUPPLY HLDGS INCORPORATED 9,436 323 0.33%
91 PREFERRED APT CMNTYS INC COM 29,701 321 0.32%
92 CBS CORP NEW 5,286 320 0.32%
93 INVESTORS BANCORP INC NEW 27,303 320 0.32%
94 GOODYEAR TIRE & RUBR CO 11,763 319 0.32%
95 ITC HOLDINGS 8,475 317 0.32%
96 58 COM INC 6,000 317 0.32%
97 Atlantica Yield plc 9,317 315 0.32%
98 COLUMBIA PPTY TR INC 11,582 313 0.32%
99 KAR AUCTION SVCS INC 8,218 312 0.31%
100 NORDSON CORP 3,988 312 0.31%
Page 2 of 6
New Holding filing (0001493152-17-007908) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 153,500 31,687 48.93% Call
2 SPDR S&P 500 ETF TR 25,000 5,161 7.97% Put
3 SPDR S&P 500 ETF TR 20,000 4,129 6.38% Put
4 Ishares - Japan 29,200 1,464 2.26% Call
5 WESTERN DIGITAL CORP 15,000 1,365 2.11% Call
6 BROADCOM CORP CL A 30,000 1,299 2.01% Call
7 XILINX INC 30,000 1,269 1.96% Call
8 XILINX INC 30,000 1,269 1.96% Call
9 E M C CORP MASS COM 45,000 1,150 1.78% Call
10 CISCO SYS INC 35,000 963 1.49% Call
11 BROADCOM CORP CL A 20,000 866 1.34% Call
12 YELP INC 17,200 814 1.26% Call
13 MAXIM INTEGR 22,500 783 1.21% Call
14 YUM BRANDS INC 13,500 764 1.18% Call
15 Market Vectors Biotech 5,500 713 1.10% Put
16 DELPHI AUTOMOTIVE PLC 8,000 638 0.99% Call
17 F5 NETWORKS INC 5,500 632 0.98% Call
18 ISHARES TR 5,000 622 0.96% Put
19 MAXIM INTEGR 16,900 588 0.91% Call
20 YUM BRANDS INC 10,000 566 0.87% Call
21 OMNIVISION TECHS INC 19,600 517 0.80% Put
22 TIVO INC 25,700 468 0.72% Call
23 HD SUPPLY HLDGS INCORPORATED 15,000 467 0.72% Call
24 NVIDIA CORPORATION 22,200 465 0.72% Call
25 DOVER CORP 5,900 408 0.63% Call
26 DIEBOLD NXDF INC 11,400 404 0.62% Call
27 VMWARE INC 4,600 377 0.58% Call
28 FORTINET INC 10,500 367 0.57% Put
29 TECH DATA CORP 6,300 364 0.56% Call
30 QORVO INC 4,500 359 0.55% Call
31 ALIBABA GROUP HLDG LTD 4,200 350 0.54% Call
32 ARM HOLDINGS PLC ADR 7,000 345 0.53% Call
33 CITRIX SYS INC 5,800 295 0.46% Call
34 ROCKWELL AUTOMATION INC 2,500 290 0.45% Call
35 TERADYNE INC 15,000 283 0.44% Call
36 MAXIM INTEGR 8,000 278 0.43% Call
37 CURRENCYSHARES JAPANESE YEN TRUST 3,400 275 0.42% Put
38 BAIDU INC 1,300 271 0.42% Call
39 AT&T INC 8,000 261 0.40% Call
40 INTERSIL CORP 18,000 258 0.40% Call
41 MICROSOFT CORP 6,000 244 0.38% Call
42 AMERICAN EXPRESS CO 3,000 234 0.36% Call
43 INFORMATICA CORP 5,000 219 0.34% Call
44 PROSHARES TR 10,000 213 0.33% Call
New Holding filing (0001493152-16-010672) filed in 2016.06.09
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 25,042 5,169 31.07%
2 ISHARES TR 7,051 877 5.27%
3 Vaneck Vectors Gold 28,248 515 3.10%
4 LYONDELLBASELL INDUSTRIES N 4,588 403 2.42%
5 BAIDU INC 1,760 367 2.21%
6 SOUTHERN CO 8,088 358 2.15%
7 DISNEY WALT CO 3,291 345 2.07%
8 SALESFORCE COM INC 4,528 303 1.82%
9 AECOM 9,775 301 1.81%
10 GAMESTOP CORP NEW 7,870 299 1.80%
11 COGENT COMMUNICATIONS HLDGS IN COM NEW 8,412 297 1.79%
12 ISHARES NASDAQ BIOTECHNOLOGY ETF 495 275 1.65%
13 GRAHAM HLDGS CO 260 273 1.64%
14 TRUEBLUE INC COM 11,163 272 1.63%
15 OCCIDENTAL PETE CORP DEL 3,696 270 1.62%
16 BROOKDALE SR LIVING INC 6,897 260 1.56%
17 WELLS FARGO & CO NEW 4,659 253 1.52%
18 NEWPORT CORP 13,219 252 1.51%
19 GARMIN LTD 5,115 243 1.46%
20 AMERICAN EXPRESS CO 3,060 239 1.44%
21 BECTON DICKINSON & CO 1,579 227 1.36%
22 WINNEBAGO INDS INC COM 10,450 222 1.33%
23 COMMUNITY HEALTH SYS INC NEW 4,180 219 1.32%
24 DISH NETWORK A 3,096 217 1.30%
25 VERISIGN INC 3,207 215 1.29%
26 KENNAMETAL INC 6,324 213 1.28%
27 YAHOO INC 4,801 213 1.28%
28 DARDEN RESTAURANTS INC 3,043 211 1.27%
29 WILLIAMS COS INC DEL 4,155 210 1.26%
30 CORNERSTONE ONDEMAND INC 7,220 209 1.26%
31 RALLY SOFTWARE DEV CORP 13,300 209 1.26%
32 PUBLIC SVC ENTERPRISE GRP IN 4,901 205 1.23%
33 REMY INTL INC NEW 9,218 205 1.23%
34 MARINEMAX INC COM 7,686 204 1.23%
35 ALTRIA GROUP INC 4,020 201 1.21%
36 VITESSE SEMICONDUCTOR CORP 34,842 185 1.11%
37 Pandora Media Inc 11,400 185 1.11%
38 FORD MTR CO DEL 11,400 184 1.11%
39 PIER 1 IMPORTS INC 12,112 169 1.02%
40 RPX CORP 11,181 161 0.97%
41 BANC OF CALIFORNIA INC COM 12,650 156 0.94%
42 KBR INC 10,484 152 0.91%
43 AMERICAN VANGUARD CORP COM 10,801 115 0.69%
44 BARRICK GOLD CORP 10,100 111 0.67%
45 OPOWER INC 10,133 103 0.62%
46 RIO ALTO MNG LTD NEW 42,025 103 0.62%
47 PDL BIOPHARMA INC 11,005 77 0.46%
48 EVINE LIVE INC 10,268 69 0.41%
49 MAGNACHIP SEMICONDUCTOR CORP 11,302 62 0.37%
50 CLIFFS NAT RES INC 11,221 54 0.32%
Restatement filing (0001493152-16-010670) filed in 2016.06.09. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 GOOGLE INC 1,751 960 1.37%
2 EPLUS INC COM 10,574 919 1.31%
3 ISHARES TR 28,772 869 1.24%
4 LIGHT & WONDER INC COM 81,925 858 1.22%
5 NEWS CORP CL A 52,832 846 1.20%
6 SELECT SECTOR SPDR TR 18,974 843 1.20%
7 APPLE INC 6,333 788 1.12%
8 JD COM INC 25,731 756 1.08%
9 COMMSCOPE HLDG COMPANY INCORPORATED 25,516 728 1.04%
10 CONSOLIDATED TOMOKA LD CO 10,948 653 0.93%
11 ALLIANCE DATA SYSTEMS CORP 2,150 637 0.91%
12 CSG SYS INTL INC 20,790 632 0.90%
13 SEMPRA ENERGY 5,781 630 0.90%
14 EXTREME NETWORKS INC 193,590 612 0.87%
15 AUTODESK INC 10,068 590 0.84%
16 UNITED PARCEL SERVICE INC 5,815 564 0.80%
17 USG Corp 20,520 548 0.78%
18 MOLSON COORS BREWING CO 7,169 534 0.76%
19 AUTOZONE INC 779 531 0.76%
20 IAC INTERACTIVECORP 7,809 527 0.75%
21 ARGAN INC 14,347 519 0.74%
22 FLEETCOR TECHNOLOGIES INC 3,400 513 0.73%
23 TABLEAU SOFTWARE INC 5,470 506 0.72%
24 SPDR SERIES TRUST 13,707 505 0.72%
25 LINCOLN ELEC HLDGS INC 7,605 497 0.71%
26 DSW INC CL A 13,422 495 0.70%
27 GRACO INC 6,793 490 0.70%
28 AMDOCS LTD 8,842 481 0.69%
29 M D C HLDGS INC COM 16,616 474 0.68%
30 A10 NETWORKS INC 106,702 462 0.66%
31 QUAD/GRAPHICS INC 20,053 461 0.66%
32 EDISON INTL 7,350 459 0.65%
33 CARBONITE INC COM 32,017 458 0.65%
34 ANALOG DEVICES INC 7,231 456 0.65%
35 MANITEX INTL INC COM 46,718 455 0.65%
36 POTASH CORP SASK INC 14,084 454 0.65%
37 AON PLC 4,700 452 0.64%
38 TIME WARNER INC NEW 3,000 450 0.64%
39 WEBSITE PROS INC COM 23,733 450 0.64%
40 Aerohive Networks, Inc. 100,814 450 0.64%
41 UBIQUITI NETWORKS INC 14,976 443 0.63%
42 MORGANS HOTEL GROUP CO 56,482 438 0.62%
43 EASTMAN CHEM CO 6,289 436 0.62%
44 DYNEGY INCORPORATED NEW D 13,855 435 0.62%
45 SHUTTERFLY INC 9,241 418 0.60%
46 COTT CORP QUE 44,605 418 0.60%
47 EXPRESS SCRIPTS HLDG CO 4,766 414 0.59%
48 WESCO INTL INC 5,911 413 0.59%
49 FXCM INC 528,000 411 0.59%
50 DOMINION ENERGY INC 5,646 400 0.57%
Page 1 of 5
Restatement filing (0001140361-15-023794) filed in 2015.06.10. By the way, our system suggests this filing contains data anomalies (30-70% change compare to the original filing).
#
Name
Shares
Value ($)
%
Options
Notes
1 MONSANTO CO NEW 2,646 14,498 16.57%
2 CENVEO INC 26,600 1,519 1.74%
3 GOOGLE INC 1,751 960 1.10%
4 EPLUS INC COM 10,574 919 1.05%
5 ISHARES TR 28,772 869 0.99%
6 NEWS CORP CL A 52,832 846 0.97%
7 LIGHT & WONDER INC COM 78,765 844 0.96%
8 NRG Yield Inc 16,162 820 0.94%
9 APPLE INC 6,133 763 0.87%
10 JD COM INC 25,731 756 0.86%
11 COMMSCOPE HLDG COMPANY INCORPORATED 25,516 728 0.83%
12 VULCAN MATLS CO 3,697 708 0.81%
13 SELECT SECTOR SPDR TR 15,838 704 0.80%
14 CONSOLIDATED TOMOKA LD CO 10,948 653 0.75%
15 CSG SYS INTL INC 20,790 632 0.72%
16 SEMPRA ENERGY 5,666 618 0.71%
17 EXTREME NETWORKS INC 188,280 595 0.68%
18 AUTODESK INC 10,068 590 0.67%
19 Global Ship Lease Inc 72,326 585 0.67%
20 UNITED PARCEL SERVICE INC 5,600 543 0.62%
21 HELEN OF TROY CORP LTD 6,638 541 0.62%
22 AUTOZONE INC 779 531 0.61%
23 IAC INTERACTIVECORP 7,809 527 0.60%
24 TABLEAU SOFTWARE INC 5,470 506 0.58%
25 SPDR SERIES TRUST 13,707 505 0.58%
26 HUBBELL INC CLASS B 4,610 505 0.58%
27 ARGAN INC 13,797 499 0.57%
28 DSW INC CL A 13,422 495 0.57%
29 LINCOLN ELEC HLDGS INC 7,576 495 0.57%
30 MOLSON COORS BREWING CO 6,491 483 0.55%
31 AMDOCS LTD 8,842 481 0.55%
32 FLEETCOR TECHNOLOGIES INC 3,120 471 0.54%
33 A10 NETWORKS INC 106,702 462 0.53%
34 QUAD/GRAPHICS INC 20,053 461 0.53%
35 CHIPMOS TECH BERMUDA LTD 18,626 459 0.52%
36 CARBONITE INC COM 32,023 458 0.52%
37 ANALOG DEVICES INC 7,231 456 0.52%
38 M D C HLDGS INC COM 15,879 453 0.52%
39 USG Corp 16,965 453 0.52%
40 GRACO INC 6,279 453 0.52%
41 TIME WARNER INC NEW 2,972 445 0.51%
42 ALLIANCE DATA SYSTEMS CORP 1,500 444 0.51%
43 MORGANS HOTEL GROUP CO 56,482 438 0.50%
44 EASTMAN CHEM CO 6,289 436 0.50%
45 WEBSITE PROS INC COM 22,615 429 0.49%
46 COTT CORP QUE 44,605 418 0.48%
47 MANITEX INTL INC COM 42,888 417 0.48%
48 SHUTTERFLY INC 9,206 416 0.48%
49 DYNEGY INCORPORATED NEW D 13,120 412 0.47%
50 Aerohive Networks, Inc. 92,186 411 0.47%
Page 1 of 5