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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 590 holdings with a total value of $295,463,000.
#
Name
Shares
Value ($)
%
Options
Notes
551 CLEAR CHANNEL OUTDOOR HLDGS CL A 15,496 73,000 0.02%
552 TELENAV INC COM 12,326 73,000 0.02%
553 PRGX GLOBAL INC 15,211 72,000 0.02%
554 TRAVELCENTERS AMER LLC 10,481 71,000 0.02%
555 AGROFRESH SOLUTIONS COM 10,900 70,000 0.02%
556 AK STL HLDG CORP 16,603 69,000 0.02%
557 ANTHERA PHARMACEUTICALS I 18,883 68,000 0.02%
558 TTM TECHNOLOGIES 10,288 68,000 0.02%
559 HUDSON TECHNOLOGIES INC 20,522 67,000 0.02%
560 CENTURY CASINOS INC COM 10,870 67,000 0.02%
561 API TECHNOLOGIES CORP 33,533 66,000 0.02%
562 RIGEL PHARMACEUTICAL INC 31,610 66,000 0.02%
563 SCORPIO TANKERS INC 11,216 65,000 0.02%
564 TSAKOS ENERGY NAVIGATION LTD 10,230 63,000 0.02%
565 VIVUS INC 39,280 55,000 0.02%
566 Progenics Pharmaceuticals Inc 12,540 55,000 0.02%
567 MOBILEIRON INC COM NEW 11,550 52,000 0.02%
568 CORCEPT THERAPEUTICS INC 10,450 49,000 0.02%
569 ZYNGA INC 21,370 49,000 0.02%
570 ASTROTECH CORP 22,912 48,000 0.02%
571 QUANTUM CORP COM DSSG 77,852 47,000 0.02%
572 XTERA COMMUNICATIONS INC 16,064 46,000 0.02%
573 EP Energy Corp 10,100 46,000 0.02% Call
574 GLOBALSTAR INC 30,675 45,000 0.02%
575 STARTEK INC COM 10,558 44,000 0.01%
576 GOLD FIELDS LTD NEW 10,980 43,000 0.01%
577 Mueller Industries Inc 13,297 43,000 0.01%
578 CELLDEX THERAPEUTICS INC NEW 11,200 42,000 0.01% Call
579 ITT Educational Services Inc 13,150 41,000 0.01%
580 VASCULAR BIOGENICS LTD 11,380 40,000 0.01%
581 INVESCO SR INCOME TR 10,000 40,000 0.01%
582 CLIFFS NAT RES INC 93,000 34,000 0.01%
583 VAALCO ENERGY INC 34,300 32,000 0.01%
584 VIVINT SOLAR INC 11,769 31,000 0.01%
585 CIVEO CORP CDA 25,300 31,000 0.01%
586 GALECTIN THERAPEUTICS INC COM 18,850 27,000 0.01%
587 Rubicon Technology 31,560 23,000 0.01%
588 California Resources Corp 16,710 17,000 0.01%
589 Gastar Exploration, Ltd. 11,906 13,000 0.00%
590 FORTRESS INVESTMENT GROUP LL 14,200 1,000 0.00%
Page 12 of 12

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-065560, filed 2016.05.16), can't normalized (skipped) (0001493152-17-007919, filed 2017.07.18), can't normalized (skipped) (0001493152-17-007917, filed 2017.07.18), New Holdings filing (0001493152-16-010688, filed 2016.06.09). and can't normalized (skipped) (0001493152-16-010686, filed 2016.06.09).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.