| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | BAILLIE GIFFORD & CO | 8,949,118 | 36,154,000 | 14.80% | ||
| 2 | MORGAN STANLEY | 7,370,767 | 29,778,000 | 12.19% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 5,727,441 | 23,139,000 | 9.47% | ||
| 4 | BANK OF AMERICA CORP /DE/ | 3,951,577 | 15,964,000 | 6.53% | ||
| 5 | RESTRUCTURING CAPITAL ASSOCIATES LP | 3,533,996 | 14,277,000 | 5.84% | ||
| 6 | BESSEMER GROUP INC | 3,338,239 | 13,486,000 | 5.52% | ||
| 7 | Oxbow Advisors, LLC | 3,009,350 | 12,158,000 | 4.98% | ||
| 8 | Invesco Ltd. | 2,391,859 | 9,663,000 | 3.95% | ||
| 9 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,709,247 | 6,905,000 | 2.83% | ||
| 10 | LPL Financial LLC | 1,647,294 | 6,589,000 | 2.70% | ||
| 11 | Westchester Capital Management, LLC | 1,545,294 | 6,243,000 | 2.56% | ||
| 12 | EATON VANCE MANAGEMENT | 1,260,253 | 5,079,000 | 2.08% | ||
| 13 | JPMORGAN CHASE & CO | 1,251,655 | 5,057,000 | 2.07% | ||
| 14 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 1,218,661 | 4,923,000 | 2.01% | ||
| 15 | ENVESTNET ASSET MANAGEMENT INC | 1,206,785 | 4,875,000 | 2.00% | ||
| 16 | NEWGATE CAPITAL MANAGEMENT LLC | 1,179,018 | 4,732,000 | 1.94% | ||
| 17 | WELLS FARGO & COMPANY/MN | 1,020,628 | 4,123,000 | 1.69% | ||
| 18 | Bain Capital Credit, LP | 1,020,100 | 4,121,000 | 1.69% | ||
| 19 | MARINER INVESTMENT GROUP LLC | 881,650 | 3,562,000 | 1.46% | ||
| 20 | PRUDENTIAL PLC | 837,374 | 3,383,000 | 1.38% | ||
| 21 | Yorktown Management & Research Co Inc | 680,000 | 2,747,000 | 1.12% | ||
| 22 | Laurion Capital Management LP | 678,671 | 2,742,000 | 1.12% | ||
| 23 | UBS Group AG | 604,261 | 2,441,000 | 1.00% | ||
| 24 | Camelot Portfolios, LLC | 595,037 | 2,404,000 | 0.98% | ||
| 25 | BLACKROCK ADVISORS LLC | 480,378 | 1,941,000 | 0.79% | ||
| 26 | NINE MASTS CAPITAL Ltd | 431,502 | 1,743,000 | 0.71% | ||
| 27 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 419,684 | 1,696,000 | 0.69% | ||
| 28 | GUGGENHEIM CAPITAL LLC | 340,334 | 1,375,000 | 0.56% | ||
| 29 | Shaker Financial Services, LLC | 295,122 | 1,192,000 | 0.49% | ||
| 30 | MERIDIAN INVESTMENT COUNSEL INC. | 258,944 | 1,046,000 | 0.43% | ||
| 31 | Raymond James Financial Services Advisors, Inc. | 226,479 | 915,000 | 0.37% | ||
| 32 | HUNTINGTON NATIONAL BANK | 191,124 | 906,000 | 0.37% | PRN | |
| 33 | Trust Asset Management LLC | 188,971 | 763,000 | 0.31% | ||
| 34 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 160,114 | 647,000 | 0.26% | ||
| 35 | Horizon Kinetics LLC | 148,705 | 601,000 | 0.25% | ||
| 36 | Klingman & Associates, LLC | 135,822 | 549,000 | 0.22% | ||
| 37 | CITIGROUP INC | 120,631 | 488,000 | 0.20% | ||
| 38 | OPPENHEIMER & CO INC | 82,253 | 332,000 | 0.14% | ||
| 39 | WealthTrust Axiom LLC | 77,226 | 311,000 | 0.13% | ||
| 40 | BAR HARBOR WEALTH MANAGEMENT | 69,851 | 282,000 | 0.12% | ||
| 41 | HighTower Advisors, LLC | 68,147 | 274,000 | 0.11% | ||
| 42 | RAYMOND JAMES & ASSOCIATES | 63,512 | 257,000 | 0.11% | ||
| 43 | STIFEL FINANCIAL CORP | 63,273 | 256,000 | 0.10% | ||
| 44 | AMERIPRISE FINANCIAL INC | 55,541 | 224,000 | 0.09% | ||
| 45 | Virtu KCG Holdings LLC | 54,707 | 221,000 | 0.09% | ||
| 46 | Arete Wealth Advisors, LLC | 54,006 | 218,000 | 0.09% | ||
| 47 | ROYAL BANK OF CANADA | 49,370 | 199,000 | 0.08% | ||
| 48 | WOLVERINE ASSET MANAGEMENT LLC | 46,986 | 189,000 | 0.08% | ||
| 49 | Fernwood Investment Management, LLC | 43,876 | 177,000 | 0.07% | ||
| 50 | AMERICAN INTERNATIONAL GROUP, INC. | 43,408 | 175,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
