Dark
Light
System
Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
151 ISHARES TR 2,655 394 0.19%
152 PG&E CORP 6,120 391 0.19%
153 DEL FRISCOS RESTAURANT GROUP COM 27,255 390 0.19%
154 GLOBAL SOURCES LTD 42,579 390 0.19%
155 PITNEY BOWES INC 21,653 385 0.18%
156 SELECT SECTOR SPDR TR 4,923 384 0.18%
157 LENDINGCLUB CORP 88,799 382 0.18%
158 NeoPhotonics Corp 40,023 381 0.18%
159 VERINT SYS INC 11,493 381 0.18%
160 PUBLIC SVC ENTERPRISE GRP IN 8,150 380 0.18%
161 Intuit Inc 2,000 379 0.18%
162 SPDR GOLD TR 3,000 379 0.18%
163 ULTIMATE SOFTWARE GROUP INCORPORATED 1,800 379 0.18%
164 METHODE ELECTRS INC COM 10,860 372 0.18%
165 CITIGROUPINC 8,669 367 0.17%
166 COLGATE PALMOLIVE CO 4,989 365 0.17%
167 SALESFORCE COM INC 4,585 364 0.17%
168 DISCOVERY COMMUNICATNS NEW 15,198 362 0.17%
169 MICROSOFT CORP 7,057 361 0.17%
170 TARGET CORP 5,136 359 0.17%
171 NISOURCE 13,414 356 0.17%
172 LEUCADIA NATL CORP 20,430 354 0.17%
173 NACCO INDS INC 6,319 354 0.17%
174 DANAHER CORP DEL 3,502 354 0.17%
175 CIENA CORP 18,661 350 0.17%
176 SIGMA DESIGNS INC COM 53,584 345 0.16%
177 VERISIGN INC 3,940 341 0.16%
178 AECOM 10,696 340 0.16%
179 BOSTON SCIENTIFIC CORP 14,496 339 0.16%
180 MID AMER APT CMNTYS INC 3,181 338 0.16%
181 ETHAN ALLEN INTERIORS INC COM 10,164 336 0.16%
182 NUTRI SYS INC NEW 13,257 336 0.16%
183 UNITED PARCEL SERVICE INC 3,121 336 0.16%
184 VANGUARD INDEX FDS 3,765 334 0.16%
185 CARNIVAL PLC 7,438 333 0.16%
186 DYNEGY INCORPORATED NEW D 19,328 333 0.16%
187 IPG PHOTONICS CORP 4,164 333 0.16%
188 MSG NETWORK INC 21,584 331 0.16%
189 BJS RESTAURANTS INC COM 7,500 329 0.16%
190 ALPHABET INC 475 329 0.16%
191 CROWN CASTLE INTL CORP NEW 3,238 328 0.16%
192 CISCO SYS INC 11,377 326 0.16%
193 VALIDUS HOLDINGS LTD 6,653 323 0.15%
194 SCANA 4,261 322 0.15%
195 WESTAR ENERGY 200 322 0.15% Call
196 BOB EVANS FARMS INC COM 8,463 321 0.15%
197 ZAGG INCORPORATED 61,135 321 0.15%
198 HP INC 25,471 320 0.15%
199 MASTERCARD INCORPORATED 3,629 320 0.15%
200 TJX COS INC NEW 4,092 316 0.15%
Page 4 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 AMAZON COM INC 1,100 787 1.39% Put
2 APPLIED MATLS INC 25,000 599 1.06% Put
3 ARM HOLDINGS PLC ADR 5,000 228 0.40% Call
4 ARM HOLDINGS PLC ADR 11,300 514 0.91% Call
5 AUTODESK INC 10,800 585 1.03% Put
6 BIOGEN INC 1,600 356 0.63% Call
7 BORGWARNER INC 10,700 316 0.56% Call
8 BORGWARNER INC 7,800 230 0.41% Call
9 CANADIAN NATL RY CO 9,868 291 0.51%
10 CBS CORP NEW 9,200 501 0.88% Call
11 CHECK POINT SOFTWARE TECH LT 5,500 438 0.77% Call
12 CHEVRON CORP NEW 2,500 262 0.46% Put
13 COCA COLA CO 11,400 517 0.91% Call
14 COCA COLA EUROPEAN PARTNERS 10,954 391 0.69%
15 COGNIZANT TECHNOLOGY SOLUTIO 12,100 693 1.22% Call
16 COMMSCOPE HLDG COMPANY INCORPORATED 9,800 304 0.54% Put
17 CYTRX CORP 90,500 202 0.36% Put
18 EATON CORP PLC 7,847 469 0.83%
19 EBAY INC 10,300 241 0.42% Call
20 EXXON MOBIL CORP 2,500 234 0.41% Put
21 F5 NETWORKS INC 2,100 239 0.42% Call
22 F5 NETWORKS INC 12,300 1,400 2.47% Call
23 F5 NETWORKS INC 7,100 808 1.42% Call
24 FLEETCOR TECHNOLOGIES INC 10,300 1,474 2.60% Put
25 HD SUPPLY HLDGS INCORPORATED 10,100 352 0.62% Call
26 INTEL CORP 16,100 528 0.93% Put
27 IONIS PHARMACEUTICALS INC COM 16,000 373 0.66% Put
28 ISHARES TR 19,500 778 1.37% Put
29 ISHARES TR 32,100 3,691 6.51% Put
30 KEYSIGHT TECHNOLOGIES INC COM 7,300 212 0.37% Call
31 LIGHT & WONDER INC COM 59,900 550 0.97% Call
32 Linear Technology Corp 30,800 1,433 2.53% Call
33 Linear Technology Corp 5,200 242 0.43% Call
34 MEDTRONIC PLC 2,970 258 0.45%
35 MELLANOX TECHNOLOGIES LTD 10,839 520 0.92%
36 NORTH ATLANTIC DRILLING LTD COM 10,798 73 0.13%
37 NXP SEMICONDUCTORS N V 4,608 361 0.64%
38 Nomad Hldgs Ltd 22,263 178 0.31%
39 OPHTHOTECH CORP 8,700 444 0.78% Put
40 OPHTHOTECH CORP 8,500 434 0.77% Call
41 PROSHARES TR II 25,000 5,888 10.38% Call
42 ROYAL BK CDA MONTREAL QUE 7,650 226 0.40%
43 SABRE CORP 8,500 228 0.40% Call
44 SCRIPPS NETWORKS INTERACT IN 4,700 293 0.52% Call
45 SONY GROUP CORP 18,000 528 0.93% Call
46 SPDR S&P 500 ETF TR 10,000 2,095 3.69% Put
47 SPDR S&P 500 ETF TR 1,300 272 0.48% Put
48 SPDR S&P 500 ETF TR 38,000 7,960 14.03% Put
49 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
50 SPDR S&P 500 ETF TR 7,900 1,655 2.92% Put
Page 1 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 47,432 9,936 4.91%
2 FIDELITY NATL INFORMATION SV 34,141 2,516 1.24%
3 JENSYN ACQUISITION CORP 246,817 2,436 1.20%
4 FLEETCOR TECHNOLOGIES INC 16,565 2,371 1.17%
5 BROADCOM LTD 15,151 2,354 1.16%
6 JENSYN ACQUISITION CORP 218,373 2,203 1.09%
7 VANECK ETF TRUST 75,000 2,078 1.03%
8 QLOGIC CORP 138,700 2,044 1.01%
9 SHUTTERFLY INC 43,453 2,025 1.00%
10 VISA INC 23,498 1,743 0.86%
11 RMR GROUP INC 56,159 1,739 0.86%
12 LEVEL 3 COMM 32,966 1,697 0.84%
13 APPLIED MATLS INC 70,779 1,697 0.84%
14 CONSOLIDATED TOMOKA LD CO 35,362 1,679 0.83%
15 PACIFIC SPL ACQUISITION CORP 150,000 1,533 0.76%
16 OWENS RLTY MTG INC 91,516 1,523 0.75%
17 YELP INC 50,061 1,520 0.75%
18 IHS INC A 12,800 1,480 0.73%
19 QTS RLTY TR INC 26,359 1,476 0.73%
20 Red Lion Hotels 202,962 1,474 0.73%
21 QLIK TECHNOLOGIES INC COM 49,400 1,461 0.72%
22 MCKESSON CORP 7,804 1,457 0.72%
23 AV HOMES INC 111,614 1,364 0.67%
24 FOUR CORNERS PPTY TR INC COM 65,393 1,346 0.67%
25 ALLIANCE DATA SYSTEMS CORP 6,773 1,327 0.66%
26 EASTERLY GOVT PPTYS INC 65,413 1,291 0.64%
27 CINTAS CORP 13,106 1,286 0.64%
28 E M C CORP MASS COM 46,898 1,274 0.63%
29 APARTMENT INVT & MGMT CO 27,715 1,224 0.61%
30 TAIWAN SEMICONDUCTOR MFG LTD 46,219 1,212 0.60%
31 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 14,000 1,186 0.59%
32 TWENTY FIRST CENTY FOX INC 43,725 1,183 0.59%
33 Northstar Realty Fin REIT 103,137 1,179 0.58%
34 ARGAN INC 27,431 1,144 0.57%
35 ANDINA ACQUISITION CORP II 117,115 1,140 0.56%
36 COMCAST CORP NEW 16,913 1,103 0.55%
37 KITE RLTY GROUP TR 38,829 1,088 0.54%
38 NORTHSTAR REALTY EUROPE CORPORATION 114,000 1,055 0.52%
39 AUTODESK INC 19,113 1,035 0.51%
40 COMMSCOPE HLDG COMPANY INCORPORATED 33,022 1,025 0.51%
41 EMCORE CORP 172,035 1,022 0.51%
42 EXPEDIA INC DEL 9,563 1,017 0.50%
43 ZAYO GROUP HOLDINGS 36,400 1,017 0.50%
44 PIONEER NAT RES CO 6,660 1,007 0.50%
45 AMDOCS LTD 17,429 1,006 0.50%
46 DDR CORP 54,884 996 0.49%
47 LAM RESEARCH CORP 11,761 989 0.49%
48 NETEASE INC 5,000 966 0.48%
49 EQUITY COMWLTH COM SH BEN INT 32,869 957 0.47%
50 AMERISOURCEBERGEN CORP 11,862 941 0.47%
Page 1 of 10