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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
251 EXELON CORP 7,166 261 0.12%
252 ELDORADO RESORTS INC COM 17,100 260 0.12%
253 QUALCOMM INC 4,842 259 0.12%
254 VERIZON COMMUNICATIONS INC 4,629 258 0.12%
255 LINCOLN NATL CORP IND 6,616 257 0.12%
256 BUNGE LIMITED 4,318 255 0.12%
257 FLEETMATICS GROUP PLC 5,857 254 0.12%
258 UNISYS CORP 34,920 254 0.12%
259 WABASH NATL CORP 19,884 253 0.12%
260 BRINKS CO 8,865 253 0.12%
261 SCHLUMBERGER LTD 3,179 251 0.12%
262 GREENBRIER COS INC 8,617 251 0.12%
263 MCDONALDS CORP 2,078 250 0.12%
264 RITE AID CORP 33,248 249 0.12%
265 Invacare Corp 6,051 248 0.12%
266 HALLIBURTON CO 5,466 248 0.12%
267 FERRO CORP 18,431 247 0.12%
268 SUNOPTA INC 59,027 247 0.12%
269 PPL CORP 6,528 246 0.12%
270 MUELLER WTR PRODUCTS INCORPORATED COM SER A 21,326 244 0.12%
271 AMGEN INC 1,598 243 0.12%
272 HALYARD HEALTH INC 7,474 243 0.12%
273 MOVADO GROUP INC 11,217 243 0.12%
274 TIFFANY 3,999 242 0.12%
275 TABLEAU SOFTWARE INC 4,938 242 0.12%
276 FEDEX CORP 1,594 242 0.12%
277 MOTOROLA SOLUTIONS INC 3,669 242 0.12%
278 LYONDELLBASELL INDUSTRIES N 3,239 241 0.11%
279 PROCTER AND GAMBLE CO 2,844 241 0.11%
280 METLIFE INC 6,014 240 0.11%
281 HORMEL FOODS CORP 6,563 240 0.11%
282 EVERSOURCE ENERGY 4,009 240 0.11%
283 CHENIERE ENERGY INC 6,351 238 0.11%
284 EVERTEC INC 15,299 238 0.11%
285 MEMORIAL RESOURCE DEV CORP 15,000 238 0.11%
286 MATERION CORP COM 9,571 237 0.11%
287 MONOLITHIC PWR SYS INC 3,468 237 0.11%
288 LIBERTY MEDIA CORP DELAWARE 7,525 236 0.11%
289 ACTIVISION BLIZZARD INC 5,937 235 0.11%
290 ABBOTT LABS 5,951 234 0.11%
291 EQUITY RESIDENTIAL 3,384 233 0.11%
292 FIRSTENERGY CORP 6,579 230 0.11%
293 FISERV INC 2,108 229 0.11%
294 PROLOGIS INC 4,674 229 0.11%
295 PINNACLE ENTMT INC NEW COM 20,663 229 0.11%
296 SEMPRA ENERGY 2,003 228 0.11%
297 ENERSYS 3,829 228 0.11%
298 BLOOMIN BRANDS INC 12,686 227 0.11%
299 CALIX INC COM 32,908 227 0.11%
300 CHURCHILL DOWNS INC 1,800 227 0.11%
Page 6 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 WORKDAY INC 7,000 523 0.92% Call
2 WORKDAY INC 6,100 455 0.80% Call
3 WESCO INTL INC 6,100 314 0.55% Call
4 WESCO INTL INC 5,300 273 0.48% Call
5 VISA INC 28,400 2,106 3.71% Call
6 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Call
7 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Put
8 VERISK ANALYTICS INC 6,000 486 0.86% Call
9 VERISIGN 5,500 476 0.84% Call
10 TWENTY FIRST CENTY FOX INC 17,000 460 0.81% Put
11 TRINSEO S A 9,741 418 0.74%
12 SYNOPSYS INC 9,700 525 0.93% Put
13 SPDR S&P 500 ETF TR 10,000 2,095 3.69% Put
14 SPDR S&P 500 ETF TR 1,300 272 0.48% Put
15 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
16 SPDR S&P 500 ETF TR 38,000 7,960 14.03% Put
17 SPDR S&P 500 ETF TR 7,900 1,655 2.92% Put
18 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
19 SONY GROUP CORP 18,000 528 0.93% Call
20 SCRIPPS NETWORKS INTERACT IN 4,700 293 0.52% Call
21 SABRE CORP 8,500 228 0.40% Call
22 ROYAL BK CDA MONTREAL QUE 7,650 226 0.40%
23 PROSHARES TR II 25,000 5,888 10.38% Call
24 OPHTHOTECH CORP 8,500 434 0.77% Call
25 OPHTHOTECH CORP 8,700 444 0.78% Put
26 NXP SEMICONDUCTORS N V 4,608 361 0.64%
27 NORTH ATLANTIC DRILLING LTD COM 10,798 73 0.13%
28 NOMAD HOLDINGS 22,263 178 0.31%
29 MELLANOX TECHNOLOGIES LTD 10,839 520 0.92%
30 MEDTRONIC PLC 2,970 258 0.45%
31 LINEAR TECHNOLOGY CORP 30,800 1,433 2.53% Call
32 LINEAR TECHNOLOGY CORP 5,200 242 0.43% Call
33 LIGHT & WONDER INC COM 59,900 550 0.97% Call
34 KEYSIGHT TECHNOLOGIES INC 7,300 212 0.37% Call
35 ISHARES TR 19,500 778 1.37% Put
36 ISHARES TR 32,100 3,691 6.51% Put
37 IONIS PHARMACEUTICALS INC 16,000 373 0.66% Put
38 INTEL CORP 16,100 528 0.93% Put
39 HD SUPPLY 10,100 352 0.62% Call
40 FLEETCOR TECHNOLOGIES INC 10,300 1,474 2.60% Put
41 F5 NETWORKS INC 12,300 1,400 2.47% Call
42 F5 NETWORKS INC 2,100 239 0.42% Call
43 F5 NETWORKS INC 7,100 808 1.42% Call
44 EXXON MOBIL CORP 2,500 234 0.41% Put
45 EBAY INC 10,300 241 0.42% Call
46 EATON CORP PLC 7,847 469 0.83%
47 CYTRX CORP 90,500 202 0.36% Put
48 COMMSCOPE 9,800 304 0.54% Put
49 COGNIZANT TECHNOLOGY SOLUTIO 12,100 693 1.22% Call
50 COCA COLA EUROPEAN PARTNERS 10,954 391 0.69%
Page 1 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 47,432 9,936 4.91%
2 FIDELITY NATL INFORMATION SV 34,141 2,516 1.24%
3 JENSYN ACQUISITION CORP 246,817 2,436 1.20%
4 FLEETCOR TECHNOLOGIES INC 16,565 2,371 1.17%
5 BROADCOM LTD 15,151 2,354 1.16%
6 JENSYN ACQUISITION CORP 218,373 2,203 1.09%
7 VANECK ETF TRUST 75,000 2,078 1.03%
8 QLOGIC CORP 138,700 2,044 1.01%
9 SHUTTERFLY INC 43,453 2,025 1.00%
10 VISA INC 23,498 1,743 0.86%
11 RMR GROUP INC 56,159 1,739 0.86%
12 LEVEL 3 COMMUNICATIONS INC 32,966 1,697 0.84%
13 APPLIED MATLS INC 70,779 1,697 0.84%
14 CONSOLIDATED TOMOKA LD CO 35,362 1,679 0.83%
15 PACIFIC SPL ACQUISITION CORP 150,000 1,533 0.76%
16 OWENS RLTY MTG INC 91,516 1,523 0.75%
17 YELP INC 50,061 1,520 0.75%
18 IHS Markit Ltd. 12,800 1,480 0.73%
19 QTS Realty Trust Inc 26,359 1,476 0.73%
20 RED LION HOTELS CORP 202,962 1,474 0.73%
21 QLIK TECHNOLOGIES INC COM 49,400 1,461 0.72%
22 MCKESSON CORP 7,804 1,457 0.72%
23 AV HOMES INC COM 111,614 1,364 0.67%
24 FOUR CORNERS PPTY TR INC COM 65,393 1,346 0.67%
25 ALLIANCE DATA SYSTEMS CORP 6,773 1,327 0.66%
26 EASTERLY GOVT PPTYS INC 65,413 1,291 0.64%
27 CINTAS CORP 13,106 1,286 0.64%
28 Agnico Eagle 46,898 1,274 0.63%
29 APARTMENT INVT & MGMT CO 27,715 1,224 0.61%
30 TAIWAN SEMICONDUCTOR MFG LTD 46,219 1,212 0.60%
31 ISHARES TR 14,000 1,186 0.59%
32 TWENTY FIRST CENTY FOX INC 43,725 1,183 0.59%
33 Northstar Realty Fin REIT 103,137 1,179 0.58%
34 ARGAN INC 27,431 1,144 0.57%
35 ANDINA ACQUISITION CORP II 117,115 1,140 0.56%
36 COMCAST CORP NEW 16,913 1,103 0.55%
37 KITE RLTY GROUP TR 38,829 1,088 0.54%
38 NORTHSTAR REALTY EUROPE CORP 114,000 1,055 0.52%
39 AUTODESK INC 19,113 1,035 0.51%
40 COMMSCOPE 33,022 1,025 0.51%
41 EMCORE CORP 172,035 1,022 0.51%
42 EXPEDIA INC DEL 9,563 1,017 0.50%
43 ZAYO GROUP HOLDINGS 36,400 1,017 0.50%
44 PIONEER NAT RES CO 6,660 1,007 0.50%
45 AMDOCS LTD 17,429 1,006 0.50%
46 DDR CORP 54,884 996 0.49%
47 LAM RESEARCH CORP 11,761 989 0.49%
48 NETEASE INC 5,000 966 0.48%
49 EQUITY COMWLTH COM SH BEN INT 32,869 957 0.47%
50 AMERISOURCEBERGEN CORP 11,862 941 0.47%
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