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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 3-D SYS CORP DEL 10,757 147 0.07%
2 58 COM INC 13,514 620 0.29%
3 A O SMITH 7,693 678 0.32%
4 ABBOTT LABS 5,951 234 0.11%
5 ACACIA RESH CORP ACACIA TCH COM 157,279 692 0.33%
6 ACCO BRANDS CORPORATION COM 11,243 116 0.06%
7 ACTIVISION BLIZZARD INC 5,937 235 0.11%
8 ACTUA CORP 14,049 127 0.06%
9 AECOM 10,696 340 0.16%
10 AEGEAN MARINE PETROLEUM NETW 21,167 116 0.06%
11 AES CORP 15,544 194 0.09%
12 AFFILIATED MANAGERS GROUP 1,907 268 0.13%
13 AIR PRODS & CHEMS INC 4,183 594 0.28%
14 AIRMEDIA GROUP INC 43,653 150 0.07%
15 ALASKA AIR GROUP INC 3,792 221 0.11%
16 ALIBABA GROUP HLDG LTD 7,595 604 0.29%
17 ALLIANCE DATA SYSTEMS CORP 6,773 1,327 0.63%
18 ALLOT COMMUNICATIONS LTD 23,853 117 0.06%
19 ALLSCRIPTS HEALTHCARE SOLUTN 14,752 187 0.09%
20 ALON USA PARTNERS LP 17,535 3 0.00%
21 ALPHABET INC 475 329 0.16%
22 ALPHABET INC 820 577 0.27%
23 AMAZON COM INC 1,243 890 0.42%
24 AMDOCS LTD 17,429 1,006 0.48%
25 AMEREN CORP 8,120 435 0.21%
26 AMERESCO INC 10,107 44 0.02%
27 AMERICAN AXLE & MFG HLDGS INC COM 13,567 196 0.09%
28 AMERIPRISE FINANCIAL, INC. 19,828 422 0.20%
29 AMERISOURCEBERGEN CORP 11,862 941 0.45%
30 AMETEK INC NEW 4,540 210 0.10%
31 AMGEN INC 1,598 243 0.12%
32 ANDINA ACQUISITION CORP II 117,115 1,140 0.54%
33 ANTHERA PHARMACEUTICALS I 15,960 49 0.02%
34 AON PLC 2,002 219 0.10%
35 APARTMENT INVT & MGMT CO 27,715 1,224 0.58%
36 APPLE INC 5,998 573 0.27%
37 APPLIED MATLS INC 70,779 1,697 0.81%
38 ARC DOCUMENT SOLUTIONS INC COM 29,880 116 0.06%
39 ARCHER DANIELS MIDLAND CO 4,839 208 0.10%
40 ARCHROCK INC COM 18,106 171 0.08%
41 ARGAN INC 27,431 1,144 0.54%
42 ARISTA NETWORKS INC 3,343 215 0.10%
43 AROWANA INC 30,867 309 0.15%
44 ASPEN AEROGELS INC COM 11,787 59 0.03%
45 ASPEN TECHNOLOGY COM USD0.10 15,200 612 0.29%
46 ASTROTECH CORP 36,980 62 0.03%
47 AT&T INC 21,746 940 0.45%
48 ATTUNITY LTD 22,408 209 0.10%
49 AUTODESK INC 19,113 1,035 0.49%
50 AUTOLIV INC 1,910 205 0.10%
Page 1 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 38,000 7,960 14.03% Put
2 PROSHARES TR II 25,000 5,888 10.38% Call
3 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
4 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
5 ISHARES TR 32,100 3,691 6.51% Put
6 VISA INC 28,400 2,106 3.71% Call
7 SPDR S&P 500 ETF TR 10,000 2,095 3.69% Put
8 SPDR S&P 500 ETF TR 7,900 1,655 2.92% Put
9 FLEETCOR TECHNOLOGIES INC 10,300 1,474 2.60% Put
10 Linear Technology Corp 30,800 1,433 2.53% Call
11 F5 NETWORKS INC 12,300 1,400 2.47% Call
12 F5 NETWORKS INC 7,100 808 1.42% Call
13 AMAZON COM INC 1,100 787 1.39% Put
14 ISHARES TR 19,500 778 1.37% Put
15 COGNIZANT TECHNOLOGY SOLUTIO 12,100 693 1.22% Call
16 APPLIED MATLS INC 25,000 599 1.06% Put
17 AUTODESK INC 10,800 585 1.03% Put
18 LIGHT & WONDER INC COM 59,900 550 0.97% Call
19 SONY GROUP CORP 18,000 528 0.93% Call
20 INTEL CORP 16,100 528 0.93% Put
21 SYNOPSYS INC 9,700 525 0.93% Put
22 WORKDAY INC 7,000 523 0.92% Call
23 MELLANOX TECHNOLOGIES LTD 10,839 520 0.92%
24 COCA COLA CO 11,400 517 0.91% Call
25 ARM HOLDINGS PLC ADR 11,300 514 0.91% Call
26 CBS CORP NEW 9,200 501 0.88% Call
27 VERISK ANALYTICS INC 6,000 486 0.86% Call
28 VERISIGN INC 5,500 476 0.84% Call
29 EATON CORP PLC 7,847 469 0.83%
30 TWENTY FIRST CENTY FOX INC 17,000 460 0.81% Put
31 WORKDAY INC 6,100 455 0.80% Call
32 OPHTHOTECH CORP 8,700 444 0.78% Put
33 CHECK POINT SOFTWARE TECH LT 5,500 438 0.77% Call
34 OPHTHOTECH CORP 8,500 434 0.77% Call
35 TRINSEO S A 9,741 418 0.74%
36 COCA COLA EUROPEAN PARTNERS 10,954 391 0.69%
37 IONIS PHARMACEUTICALS INC COM 16,000 373 0.66% Put
38 NXP SEMICONDUCTORS N V 4,608 361 0.64%
39 BIOGEN INC 1,600 356 0.63% Call
40 HD SUPPLY HLDGS INCORPORATED 10,100 352 0.62% Call
41 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Call
42 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Put
43 BORGWARNER INC 10,700 316 0.56% Call
44 WESCO INTL INC 6,100 314 0.55% Call
45 COMMSCOPE HLDG COMPANY INCORPORATED 9,800 304 0.54% Put
46 SCRIPPS NETWORKS INTERACT IN 4,700 293 0.52% Call
47 CANADIAN NATL RY CO 9,868 291 0.51%
48 WESCO INTL INC 5,300 273 0.48% Call
49 SPDR S&P 500 ETF TR 1,300 272 0.48% Put
50 CHEVRON CORP NEW 2,500 262 0.46% Put
Page 1 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
51 AT&T INC 21,746 940 0.46%
52 EXTREME NETWORKS INC 276,552 938 0.46%
53 SYNOPSYS INC 17,321 937 0.46%
54 NIELSEN HLDGS PLC 17,598 915 0.45%
55 BIOGEN INC 27,238 912 0.45%
56 BOYD GAMING CORP COM 49,350 908 0.45%
57 AMAZON COM INC 1,243 890 0.44%
58 GALLAGHER ARTHUR J & CO 18,240 868 0.43%
59 YAHOO INC 22,751 855 0.42%
60 PATRICK INDS INC 14,079 849 0.42%
61 LIBERTY GLOBAL PLC 28,624 832 0.41%
62 AUTOZONE INC 1,046 830 0.41%
63 DOVER CORP 11,774 816 0.40%
64 NEWS CORP CL A 71,802 815 0.40%
65 SELECT SECTOR SPDR TR 18,555 805 0.40%
66 SELECT SECTOR SPDR TR 15,118 793 0.39%
67 NEXSTAR MEDIA GROUP INC 16,470 784 0.39%
68 CHEESECAKE FACTORY INC 16,021 771 0.38%
69 LIBERTY MEDIA CORP DELAWARE 39,951 765 0.38%
70 OLIN CORP 29,474 732 0.36%
71 DYCOM INDS INC 8,114 728 0.36%
72 CHARLES RIV LABS INTL INC 8,662 714 0.35%
73 FACEBOOK INC 6,055 692 0.34%
74 ACACIA RESH CORP ACACIA TCH COM 157,279 692 0.34%
75 A O SMITH 7,693 678 0.34%
76 CLAYMORE EXCHANGE TRD FD TR 17,130 676 0.33%
77 ISLE OF CAPRI CASINOS INC COM 36,301 665 0.33%
78 COGNIZANT TECHNOLOGY SOLUTIO 11,541 661 0.33%
79 CENTRAL GARDEN & PET CO 30,335 659 0.33%
80 SELECT SECTOR SPDR TR 28,331 648 0.32%
81 LIGHT & WONDER INC COM 70,046 644 0.32%
82 INTEL CORP 19,514 640 0.32%
83 HAWAIIAN ELEC INDUSTRIES COM 19,143 628 0.31%
84 PENNEY J C 70,634 627 0.31%
85 58 COM INC 13,514 620 0.31%
86 ASPEN TECHNOLOGY COM USD0.10 15,200 612 0.30%
87 XENIA HOTELS & RESORTS INC COM 36,022 604 0.30%
88 ALIBABA GROUP HLDG LTD 7,595 604 0.30%
89 DIGITALGLOBE INC 28,114 601 0.30%
90 RED ROBIN GOURMET BURGERS INC COM 12,600 598 0.30%
91 AIR PRODS & CHEMS INC 4,183 594 0.29%
92 CKEC 2017-01-20 33.000 C A OPQ 19,500 587 0.29%
93 GILEAD SCIENCES INC 7,014 585 0.29%
94 ALPHABET INC 820 577 0.29%
95 APPLE INC 5,998 573 0.28%
96 EXXON MOBIL CORP 5,996 562 0.28%
97 HELEN OF TROY CORP LTD 5,297 545 0.27%
98 TIER REIT INC 35,146 539 0.27%
99 CVS HEALTH CORP 5,626 539 0.27%
100 KAR AUCTION SVCS INC 12,678 529 0.26%
Page 2 of 10