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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 47,432 9,936 4.73%
2 KLR ENERGY ACQUISITION CORP 365,165 3,703 1.76%
3 KLR ENERGY ACQUISITION CORP 268,565 2,686 1.28%
4 FIDELITY NATL INFORMATION SV 34,141 2,516 1.20%
5 JENSYN ACQUISITION CORP 246,817 2,436 1.16%
6 FLEETCOR TECHNOLOGIES INC 16,565 2,371 1.13%
7 BROADCOM LTD 15,151 2,354 1.12%
8 JENSYN ACQUISITION CORP 218,373 2,203 1.05%
9 VANECK ETF TRUST 75,000 2,078 0.99%
10 QLOGIC CORP 138,700 2,044 0.97%
11 SHUTTERFLY INC 43,453 2,025 0.96%
12 VISA INC 23,498 1,743 0.83%
13 RMR GROUP INC 56,159 1,739 0.83%
14 APPLIED MATLS INC 70,779 1,697 0.81%
15 LEVEL 3 COMM 32,966 1,697 0.81%
16 CONSOLIDATED TOMOKA LD CO 35,362 1,679 0.80%
17 PACIFIC SPL ACQUISITION CORP 150,000 1,533 0.73%
18 OWENS RLTY MTG INC 91,516 1,523 0.72%
19 YELP INC 50,061 1,520 0.72%
20 IHS INC A 12,800 1,480 0.70%
21 QTS RLTY TR INC 26,359 1,476 0.70%
22 Red Lion Hotels 202,962 1,474 0.70%
23 QLIK TECHNOLOGIES INC COM 49,400 1,461 0.70%
24 MCKESSON CORP 7,804 1,457 0.69%
25 AV HOMES INC 111,614 1,364 0.65%
26 FOUR CORNERS PPTY TR INC COM 65,393 1,346 0.64%
27 ALLIANCE DATA SYSTEMS CORP 6,773 1,327 0.63%
28 EASTERLY GOVT PPTYS INC 65,413 1,291 0.61%
29 CINTAS CORP 13,106 1,286 0.61%
30 E M C CORP MASS COM 46,898 1,274 0.61%
31 APARTMENT INVT & MGMT CO 27,715 1,224 0.58%
32 TAIWAN SEMICONDUCTOR MFG LTD 46,219 1,212 0.58%
33 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 14,000 1,186 0.56%
34 TWENTY FIRST CENTY FOX INC 43,725 1,183 0.56%
35 Northstar Realty Fin REIT 103,137 1,179 0.56%
36 ARGAN INC 27,431 1,144 0.54%
37 ANDINA ACQUISITION CORP II 117,115 1,140 0.54%
38 COMCAST CORP NEW 16,913 1,103 0.52%
39 KITE RLTY GROUP TR 38,829 1,088 0.52%
40 NORTHSTAR REALTY EUROPE CORPORATION 114,000 1,055 0.50%
41 AUTODESK INC 19,113 1,035 0.49%
42 COMMSCOPE HLDG COMPANY INCORPORATED 33,022 1,025 0.49%
43 EMCORE CORP 172,035 1,022 0.49%
44 EXPEDIA INC DEL 9,563 1,017 0.48%
45 ZAYO GROUP HOLDINGS 36,400 1,017 0.48%
46 PIONEER NAT RES CO 6,660 1,007 0.48%
47 AMDOCS LTD 17,429 1,006 0.48%
48 DDR CORP 54,884 996 0.47%
49 LAM RESEARCH CORP 11,761 989 0.47%
50 NETEASE INC 5,000 966 0.46%
Page 1 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 AMAZON COM INC 1,100 787 1.39% Put
2 APPLIED MATLS INC 25,000 599 1.06% Put
3 ARM HOLDINGS PLC ADR 5,000 228 0.40% Call
4 ARM HOLDINGS PLC ADR 11,300 514 0.91% Call
5 AUTODESK INC 10,800 585 1.03% Put
6 BIOGEN INC 1,600 356 0.63% Call
7 BORGWARNER INC 10,700 316 0.56% Call
8 BORGWARNER INC 7,800 230 0.41% Call
9 CANADIAN NATL RY CO 9,868 291 0.51%
10 CBS CORP NEW 9,200 501 0.88% Call
11 CHECK POINT SOFTWARE TECH LT 5,500 438 0.77% Call
12 CHEVRON CORP NEW 2,500 262 0.46% Put
13 COCA COLA CO 11,400 517 0.91% Call
14 COCA COLA EUROPEAN PARTNERS 10,954 391 0.69%
15 COGNIZANT TECHNOLOGY SOLUTIO 12,100 693 1.22% Call
16 COMMSCOPE HLDG COMPANY INCORPORATED 9,800 304 0.54% Put
17 CYTRX CORP 90,500 202 0.36% Put
18 EATON CORP PLC 7,847 469 0.83%
19 EBAY INC 10,300 241 0.42% Call
20 EXXON MOBIL CORP 2,500 234 0.41% Put
21 F5 NETWORKS INC 2,100 239 0.42% Call
22 F5 NETWORKS INC 12,300 1,400 2.47% Call
23 F5 NETWORKS INC 7,100 808 1.42% Call
24 FLEETCOR TECHNOLOGIES INC 10,300 1,474 2.60% Put
25 HD SUPPLY HLDGS INCORPORATED 10,100 352 0.62% Call
26 INTEL CORP 16,100 528 0.93% Put
27 IONIS PHARMACEUTICALS INC COM 16,000 373 0.66% Put
28 ISHARES TR 19,500 778 1.37% Put
29 ISHARES TR 32,100 3,691 6.51% Put
30 KEYSIGHT TECHNOLOGIES INC COM 7,300 212 0.37% Call
31 LIGHT & WONDER INC COM 59,900 550 0.97% Call
32 Linear Technology Corp 30,800 1,433 2.53% Call
33 Linear Technology Corp 5,200 242 0.43% Call
34 MEDTRONIC PLC 2,970 258 0.45%
35 MELLANOX TECHNOLOGIES LTD 10,839 520 0.92%
36 NORTH ATLANTIC DRILLING LTD COM 10,798 73 0.13%
37 NXP SEMICONDUCTORS N V 4,608 361 0.64%
38 Nomad Hldgs Ltd 22,263 178 0.31%
39 OPHTHOTECH CORP 8,700 444 0.78% Put
40 OPHTHOTECH CORP 8,500 434 0.77% Call
41 PROSHARES TR II 25,000 5,888 10.38% Call
42 ROYAL BK CDA MONTREAL QUE 7,650 226 0.40%
43 SABRE CORP 8,500 228 0.40% Call
44 SCRIPPS NETWORKS INTERACT IN 4,700 293 0.52% Call
45 SONY GROUP CORP 18,000 528 0.93% Call
46 SPDR S&P 500 ETF TR 10,000 2,095 3.69% Put
47 SPDR S&P 500 ETF TR 1,300 272 0.48% Put
48 SPDR S&P 500 ETF TR 38,000 7,960 14.03% Put
49 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
50 SPDR S&P 500 ETF TR 7,900 1,655 2.92% Put
Page 1 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
101 NAUTILUS INC 29,306 523 0.26%
102 PEPSICO INC 4,934 523 0.26%
103 PATTERN ENERGY GROUP INC 22,562 518 0.26%
104 T MOBILE US INC 11,921 516 0.26%
105 INTERNATIONAL GAME TECHNOLOG 27,359 513 0.25%
106 CARNIVAL CORP 11,210 495 0.24%
107 PNC FINL SVCS GROUP INC 6,083 495 0.24%
108 DELPHI AUTOMOTIVE PLC 7,892 494 0.24%
109 BAIDU INC 2,994 494 0.24%
110 RAMCO-GERSHENSON PPTYS TR 25,056 491 0.24%
111 DIAMONDBACK ENERGY INC 5,376 490 0.24%
112 WENDYS CO 50,715 488 0.24%
113 DELTA AIRLINES INC DEL 13,205 481 0.24%
114 WILLIAMS COS INC DEL 22,221 481 0.24%
115 RSP PERMIAN INC COM 13,717 479 0.24%
116 CONSTELLATION BRANDS INC 2,888 478 0.24%
117 CONAGRA BRANDS INC 9,981 477 0.24%
118 JACK IN THE BOX INC 5,478 471 0.23%
119 EZCORP INC CL A NON VTG 61,255 463 0.23%
120 FARMER BROS CO 14,352 460 0.23%
121 CHEVRON CORP NEW 4,369 458 0.23%
122 ENTERGY CORP NEW 5,631 458 0.23%
123 TRAVELPORT WORLDWIDE LTD SHS 35,478 457 0.23%
124 WELLS FARGO & CO NEW 9,358 443 0.22%
125 NORTEK INC COM NEW 7,466 443 0.22%
126 XYLEM INC 9,923 443 0.22%
127 COOPER STD HLDGS INC 5,584 441 0.22%
128 MOHAWK INDS 2,307 438 0.22%
129 AMEREN CORP 8,120 435 0.22%
130 ON SEMICONDUCTOR CORP 49,226 434 0.21%
131 INTERACTIVE BROKERS GROUP IN 12,220 433 0.21%
132 ISHARES TR 12,954 431 0.21%
133 DISH NETWORK A 8,166 428 0.21%
134 INVESCO LTD 16,692 426 0.21%
135 BROOKDALE SR LIVING INC 27,394 423 0.21%
136 AMERIPRISE FINANCIAL, INC. 19,828 422 0.21%
137 WEBSITE PROS INC COM 22,939 417 0.21%
138 KEYCORP 37,478 414 0.20%
139 ENERNOC INC 65,274 413 0.20%
140 CONTINENTAL BLDG PRODS INC COM 18,544 412 0.20%
141 Carriage Services Inc. 17,189 407 0.20%
142 HEWLETT PACKARD ENTERPRISE C 22,070 403 0.20%
143 GULFPORT ENERGY CORP 12,717 398 0.20%
144 NUANCE COMM 25,343 396 0.20%
145 FORWARD AIR CORP COM 8,882 396 0.20%
146 EPLUS INC COM 4,835 395 0.20%
147 SKYWORKS SOLUTIONS INC 6,234 394 0.19%
148 ISHARES TR 2,655 394 0.19%
149 PG&E CORP 6,120 391 0.19%
150 DEL FRISCOS RESTAURANT GROUP COM 27,255 390 0.19%
Page 3 of 10