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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 47,432 9,936 4.73%
2 KLR ENERGY ACQUISITION CORP 365,165 3,703 1.76%
3 KLR ENERGY ACQUISITION CORP 268,565 2,686 1.28%
4 FIDELITY NATL INFORMATION SV 34,141 2,516 1.20%
5 JENSYN ACQUISITION CORP 246,817 2,436 1.16%
6 FLEETCOR TECHNOLOGIES INC 16,565 2,371 1.13%
7 BROADCOM LTD 15,151 2,354 1.12%
8 JENSYN ACQUISITION CORP 218,373 2,203 1.05%
9 VANECK ETF TRUST 75,000 2,078 0.99%
10 QLOGIC CORP 138,700 2,044 0.97%
11 SHUTTERFLY INC 43,453 2,025 0.96%
12 VISA INC 23,498 1,743 0.83%
13 RMR GROUP INC 56,159 1,739 0.83%
14 APPLIED MATLS INC 70,779 1,697 0.81%
15 LEVEL 3 COMM 32,966 1,697 0.81%
16 CONSOLIDATED TOMOKA LD CO 35,362 1,679 0.80%
17 PACIFIC SPL ACQUISITION CORP 150,000 1,533 0.73%
18 OWENS RLTY MTG INC 91,516 1,523 0.72%
19 YELP INC 50,061 1,520 0.72%
20 IHS INC A 12,800 1,480 0.70%
21 QTS RLTY TR INC 26,359 1,476 0.70%
22 Red Lion Hotels 202,962 1,474 0.70%
23 QLIK TECHNOLOGIES INC COM 49,400 1,461 0.70%
24 MCKESSON CORP 7,804 1,457 0.69%
25 AV HOMES INC 111,614 1,364 0.65%
26 FOUR CORNERS PPTY TR INC COM 65,393 1,346 0.64%
27 ALLIANCE DATA SYSTEMS CORP 6,773 1,327 0.63%
28 EASTERLY GOVT PPTYS INC 65,413 1,291 0.61%
29 CINTAS CORP 13,106 1,286 0.61%
30 E M C CORP MASS COM 46,898 1,274 0.61%
31 APARTMENT INVT & MGMT CO 27,715 1,224 0.58%
32 TAIWAN SEMICONDUCTOR MFG LTD 46,219 1,212 0.58%
33 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 14,000 1,186 0.56%
34 TWENTY FIRST CENTY FOX INC 43,725 1,183 0.56%
35 Northstar Realty Fin REIT 103,137 1,179 0.56%
36 ARGAN INC 27,431 1,144 0.54%
37 ANDINA ACQUISITION CORP II 117,115 1,140 0.54%
38 COMCAST CORP NEW 16,913 1,103 0.52%
39 KITE RLTY GROUP TR 38,829 1,088 0.52%
40 NORTHSTAR REALTY EUROPE CORPORATION 114,000 1,055 0.50%
41 AUTODESK INC 19,113 1,035 0.49%
42 COMMSCOPE HLDG COMPANY INCORPORATED 33,022 1,025 0.49%
43 EMCORE CORP 172,035 1,022 0.49%
44 EXPEDIA INC DEL 9,563 1,017 0.48%
45 ZAYO GROUP HOLDINGS 36,400 1,017 0.48%
46 PIONEER NAT RES CO 6,660 1,007 0.48%
47 AMDOCS LTD 17,429 1,006 0.48%
48 DDR CORP 54,884 996 0.47%
49 LAM RESEARCH CORP 11,761 989 0.47%
50 NETEASE INC 5,000 966 0.46%
Page 1 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 38,000 7,960 14.03% Put
2 PROSHARES TR II 25,000 5,888 10.38% Call
3 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
4 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
5 ISHARES TR 32,100 3,691 6.51% Put
6 VISA INC 28,400 2,106 3.71% Call
7 SPDR S&P 500 ETF TR 10,000 2,095 3.69% Put
8 SPDR S&P 500 ETF TR 7,900 1,655 2.92% Put
9 FLEETCOR TECHNOLOGIES INC 10,300 1,474 2.60% Put
10 Linear Technology Corp 30,800 1,433 2.53% Call
11 F5 NETWORKS INC 12,300 1,400 2.47% Call
12 F5 NETWORKS INC 7,100 808 1.42% Call
13 AMAZON COM INC 1,100 787 1.39% Put
14 ISHARES TR 19,500 778 1.37% Put
15 COGNIZANT TECHNOLOGY SOLUTIO 12,100 693 1.22% Call
16 APPLIED MATLS INC 25,000 599 1.06% Put
17 AUTODESK INC 10,800 585 1.03% Put
18 LIGHT & WONDER INC COM 59,900 550 0.97% Call
19 SONY GROUP CORP 18,000 528 0.93% Call
20 INTEL CORP 16,100 528 0.93% Put
21 SYNOPSYS INC 9,700 525 0.93% Put
22 WORKDAY INC 7,000 523 0.92% Call
23 MELLANOX TECHNOLOGIES LTD 10,839 520 0.92%
24 COCA COLA CO 11,400 517 0.91% Call
25 ARM HOLDINGS PLC ADR 11,300 514 0.91% Call
26 CBS CORP NEW 9,200 501 0.88% Call
27 VERISK ANALYTICS INC 6,000 486 0.86% Call
28 VERISIGN INC 5,500 476 0.84% Call
29 EATON CORP PLC 7,847 469 0.83%
30 TWENTY FIRST CENTY FOX INC 17,000 460 0.81% Put
31 WORKDAY INC 6,100 455 0.80% Call
32 OPHTHOTECH CORP 8,700 444 0.78% Put
33 CHECK POINT SOFTWARE TECH LT 5,500 438 0.77% Call
34 OPHTHOTECH CORP 8,500 434 0.77% Call
35 TRINSEO S A 9,741 418 0.74%
36 COCA COLA EUROPEAN PARTNERS 10,954 391 0.69%
37 IONIS PHARMACEUTICALS INC COM 16,000 373 0.66% Put
38 NXP SEMICONDUCTORS N V 4,608 361 0.64%
39 BIOGEN INC 1,600 356 0.63% Call
40 HD SUPPLY HLDGS INCORPORATED 10,100 352 0.62% Call
41 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Call
42 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Put
43 BORGWARNER INC 10,700 316 0.56% Call
44 WESCO INTL INC 6,100 314 0.55% Call
45 COMMSCOPE HLDG COMPANY INCORPORATED 9,800 304 0.54% Put
46 SCRIPPS NETWORKS INTERACT IN 4,700 293 0.52% Call
47 CANADIAN NATL RY CO 9,868 291 0.51%
48 WESCO INTL INC 5,300 273 0.48% Call
49 SPDR S&P 500 ETF TR 1,300 272 0.48% Put
50 CHEVRON CORP NEW 2,500 262 0.46% Put
Page 1 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
151 EVERTEC INC COM 15,299 238 0.12%
152 EXELON CORP 7,166 261 0.13%
153 EXFO INC 32,790 113 0.06%
154 EXPEDIA INC DEL 9,563 1,017 0.50%
155 EXTREME NETWORKS INC 276,552 938 0.46%
156 EXXON MOBIL CORP 5,996 562 0.28%
157 EZCORP INC CL A NON VTG 61,255 463 0.23%
158 FACEBOOK INC 6,055 692 0.34%
159 FARMER BROS CO 14,352 460 0.23%
160 FEDEX CORP 1,594 242 0.12%
161 FERRO CORP 18,431 247 0.12%
162 FIAT CHRYSLER AUTOMOBILES N 10,057 62 0.03%
163 FIDELITY NATIONAL FINANCIAL IN FNFV GROUP COM 13,639 156 0.08%
164 FIDELITY NATL INFORMATION SV 34,141 2,516 1.24%
165 FIRST BANCORP P R COM NEW 39,040 155 0.08%
166 FIRSTENERGY CORP 6,579 230 0.11%
167 FISERV INC 2,108 229 0.11%
168 FIVE STAR SENIOR LIVING INC 36,318 85 0.04%
169 FLEETCOR TECHNOLOGIES INC 16,565 2,371 1.17%
170 FLEETMATICS GROUP PLC 5,857 254 0.13%
171 FLEX LTD 15,894 188 0.09%
172 FOGO DE CHAO INC 20,228 264 0.13%
173 FORWARD AIR CORP COM 8,882 396 0.20%
174 FOUR CORNERS PPTY TR INC COM 65,393 1,346 0.67%
175 FRONTIER COMMUNICATIONS CORP 17,061 84 0.04%
176 FUTUREFUEL CORPORATION 11,420 124 0.06%
177 Francesca's Holdings Corp 10,213 113 0.06%
178 GALECTIN THERAPEUTICS INC COM 18,850 28 0.01%
179 GALLAGHER ARTHUR J & CO 18,240 868 0.43%
180 GAMESTOP CORP NEW 11,778 313 0.15%
181 GENERAL DYNAMICS CORP 1,877 261 0.13%
182 GENERAL ELECTRIC CO 9,852 310 0.15%
183 GENERAL MLS INC 2,826 202 0.10%
184 GENWORTH FINL INC 32,703 84 0.04%
185 GILEAD SCIENCES INC 7,014 585 0.29%
186 GLOBAL BRASS & COPPR HLDGS INC 7,511 205 0.10%
187 GLOBAL SOURCES LTD 42,579 390 0.19%
188 GOLAR LNG LTD 18,294 284 0.14%
189 GOODYEAR TIRE & RUBR CO 10,155 261 0.13%
190 GREENBRIER COS INC 8,617 251 0.12%
191 GRUPO SIMEC S A B DE C V 15,939 117 0.06%
192 GULFPORT ENERGY CORP 12,717 398 0.20%
193 Gastar Exploration, Ltd. 29,700 33 0.02%
194 HACKETT GROUP INC 11,053 153 0.08%
195 HALLIBURTON CO 5,466 248 0.12%
196 HALYARD HEALTH INC 7,474 243 0.12%
197 HARTE-HANKS INC 179,126 285 0.14%
198 HAWAIIAN ELEC INDUSTRIES COM 19,143 628 0.31%
199 HAYNES INTERNATIONAL INC 9,076 291 0.14%
200 HCA HOLDINGS INC 3,424 264 0.13%
Page 4 of 10