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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 47,432 9,936 4.73%
2 KLR ENERGY ACQUISITION CORP 365,165 3,703 1.76%
3 KLR ENERGY ACQUISITION CORP 268,565 2,686 1.28%
4 FIDELITY NATL INFORMATION SV 34,141 2,516 1.20%
5 JENSYN ACQUISITION CORP 246,817 2,436 1.16%
6 FLEETCOR TECHNOLOGIES INC 16,565 2,371 1.13%
7 BROADCOM LTD 15,151 2,354 1.12%
8 JENSYN ACQUISITION CORP 218,373 2,203 1.05%
9 VANECK ETF TRUST 75,000 2,078 0.99%
10 QLOGIC CORP 138,700 2,044 0.97%
11 SHUTTERFLY INC 43,453 2,025 0.96%
12 VISA INC 23,498 1,743 0.83%
13 RMR GROUP INC 56,159 1,739 0.83%
14 APPLIED MATLS INC 70,779 1,697 0.81%
15 LEVEL 3 COMM 32,966 1,697 0.81%
16 CONSOLIDATED TOMOKA LD CO 35,362 1,679 0.80%
17 PACIFIC SPL ACQUISITION CORP 150,000 1,533 0.73%
18 OWENS RLTY MTG INC 91,516 1,523 0.72%
19 YELP INC 50,061 1,520 0.72%
20 IHS INC A 12,800 1,480 0.70%
21 QTS RLTY TR INC 26,359 1,476 0.70%
22 Red Lion Hotels 202,962 1,474 0.70%
23 QLIK TECHNOLOGIES INC COM 49,400 1,461 0.70%
24 MCKESSON CORP 7,804 1,457 0.69%
25 AV HOMES INC 111,614 1,364 0.65%
26 FOUR CORNERS PPTY TR INC COM 65,393 1,346 0.64%
27 ALLIANCE DATA SYSTEMS CORP 6,773 1,327 0.63%
28 EASTERLY GOVT PPTYS INC 65,413 1,291 0.61%
29 CINTAS CORP 13,106 1,286 0.61%
30 E M C CORP MASS COM 46,898 1,274 0.61%
31 APARTMENT INVT & MGMT CO 27,715 1,224 0.58%
32 TAIWAN SEMICONDUCTOR MFG LTD 46,219 1,212 0.58%
33 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 14,000 1,186 0.56%
34 TWENTY FIRST CENTY FOX INC 43,725 1,183 0.56%
35 Northstar Realty Fin REIT 103,137 1,179 0.56%
36 ARGAN INC 27,431 1,144 0.54%
37 ANDINA ACQUISITION CORP II 117,115 1,140 0.54%
38 COMCAST CORP NEW 16,913 1,103 0.52%
39 KITE RLTY GROUP TR 38,829 1,088 0.52%
40 NORTHSTAR REALTY EUROPE CORPORATION 114,000 1,055 0.50%
41 AUTODESK INC 19,113 1,035 0.49%
42 COMMSCOPE HLDG COMPANY INCORPORATED 33,022 1,025 0.49%
43 EMCORE CORP 172,035 1,022 0.49%
44 EXPEDIA INC DEL 9,563 1,017 0.48%
45 ZAYO GROUP HOLDINGS 36,400 1,017 0.48%
46 PIONEER NAT RES CO 6,660 1,007 0.48%
47 AMDOCS LTD 17,429 1,006 0.48%
48 DDR CORP 54,884 996 0.47%
49 LAM RESEARCH CORP 11,761 989 0.47%
50 NETEASE INC 5,000 966 0.46%
Page 1 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 38,000 7,960 14.03% Put
2 PROSHARES TR II 25,000 5,888 10.38% Call
3 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
4 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
5 ISHARES TR 32,100 3,691 6.51% Put
6 VISA INC 28,400 2,106 3.71% Call
7 SPDR S&P 500 ETF TR 10,000 2,095 3.69% Put
8 SPDR S&P 500 ETF TR 7,900 1,655 2.92% Put
9 FLEETCOR TECHNOLOGIES INC 10,300 1,474 2.60% Put
10 Linear Technology Corp 30,800 1,433 2.53% Call
11 F5 NETWORKS INC 12,300 1,400 2.47% Call
12 F5 NETWORKS INC 7,100 808 1.42% Call
13 AMAZON COM INC 1,100 787 1.39% Put
14 ISHARES TR 19,500 778 1.37% Put
15 COGNIZANT TECHNOLOGY SOLUTIO 12,100 693 1.22% Call
16 APPLIED MATLS INC 25,000 599 1.06% Put
17 AUTODESK INC 10,800 585 1.03% Put
18 LIGHT & WONDER INC COM 59,900 550 0.97% Call
19 SONY GROUP CORP 18,000 528 0.93% Call
20 INTEL CORP 16,100 528 0.93% Put
21 SYNOPSYS INC 9,700 525 0.93% Put
22 WORKDAY INC 7,000 523 0.92% Call
23 MELLANOX TECHNOLOGIES LTD 10,839 520 0.92%
24 COCA COLA CO 11,400 517 0.91% Call
25 ARM HOLDINGS PLC ADR 11,300 514 0.91% Call
26 CBS CORP NEW 9,200 501 0.88% Call
27 VERISK ANALYTICS INC 6,000 486 0.86% Call
28 VERISIGN INC 5,500 476 0.84% Call
29 EATON CORP PLC 7,847 469 0.83%
30 TWENTY FIRST CENTY FOX INC 17,000 460 0.81% Put
31 WORKDAY INC 6,100 455 0.80% Call
32 OPHTHOTECH CORP 8,700 444 0.78% Put
33 CHECK POINT SOFTWARE TECH LT 5,500 438 0.77% Call
34 OPHTHOTECH CORP 8,500 434 0.77% Call
35 TRINSEO S A 9,741 418 0.74%
36 COCA COLA EUROPEAN PARTNERS 10,954 391 0.69%
37 IONIS PHARMACEUTICALS INC COM 16,000 373 0.66% Put
38 NXP SEMICONDUCTORS N V 4,608 361 0.64%
39 BIOGEN INC 1,600 356 0.63% Call
40 HD SUPPLY HLDGS INCORPORATED 10,100 352 0.62% Call
41 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Call
42 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Put
43 BORGWARNER INC 10,700 316 0.56% Call
44 WESCO INTL INC 6,100 314 0.55% Call
45 COMMSCOPE HLDG COMPANY INCORPORATED 9,800 304 0.54% Put
46 SCRIPPS NETWORKS INTERACT IN 4,700 293 0.52% Call
47 CANADIAN NATL RY CO 9,868 291 0.51%
48 WESCO INTL INC 5,300 273 0.48% Call
49 SPDR S&P 500 ETF TR 1,300 272 0.48% Put
50 CHEVRON CORP NEW 2,500 262 0.46% Put
Page 1 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
251 LOCKHEED MARTIN CORP 1,189 295 0.15%
252 LOWES COS INC 3,637 288 0.14%
253 LUMEN TECHNOLOGIES INC 7,615 221 0.11%
254 LYONDELLBASELL INDUSTRIES N 3,239 241 0.12%
255 Linear Technology Corp 5,921 276 0.14%
256 MACYS INC 5,975 201 0.10%
257 MADISON SQUARE GARDEN CO NEW 1,725 298 0.15%
258 MALIBU BOATS INCORPORATED COM CLASS A 15,900 192 0.09%
259 MANITOWOC INC COM 21,749 119 0.06%
260 MANNING & NAPIER INC CL A 13,621 129 0.06%
261 MARRIOTT INTL INC NEW 4,351 289 0.14%
262 MASTERCARD INCORPORATED 3,629 320 0.16%
263 MATERION CORP COM 9,571 237 0.12%
264 MATTEL INC 6,675 209 0.10%
265 MCCORMICK & CO INC 1,992 212 0.10%
266 MCDONALDS CORP 2,078 250 0.12%
267 MCKESSON CORP 7,804 1,457 0.72%
268 MEMORIAL RESOURCE DEV CORP 15,000 238 0.12%
269 METHODE ELECTRS INC COM 10,860 372 0.18%
270 METLIFE INC 6,014 240 0.12%
271 MGIC INVT CORP WIS 22,958 137 0.07%
272 MICROSOFT CORP 7,057 361 0.18%
273 MID AMER APT CMNTYS INC 3,181 338 0.17%
274 MINDBODY INCORPORATED COM CLASS A 10,006 161 0.08%
275 MITEK SYS INC 10,680 76 0.04%
276 MOBILEIRON INC COM NEW 19,140 58 0.03%
277 MODINE MFG CO COM 11,401 100 0.05%
278 MOHAWK INDS 2,307 438 0.22%
279 MONOLITHIC PWR SYS INC 3,468 237 0.12%
280 MONSANTO CO NEW 2,043 211 0.10%
281 MORGAN STANLEY 8,093 210 0.10%
282 MOTOROLA SOLUTIONS INC 3,669 242 0.12%
283 MOVADO GROUP INC 11,217 243 0.12%
284 MSCI INC 2,847 220 0.11%
285 MSG NETWORK INC 21,584 331 0.16%
286 MUELLER WTR PRODUCTS INCORPORATED COM SER A 21,326 244 0.12%
287 Mizuho Financial Group 19,573 56 0.03%
288 NACCO INDS INC 6,319 354 0.18%
289 NASDAQ OMX GROUP 3,213 208 0.10%
290 NAUTILUS INC 29,306 523 0.26%
291 NET 1 UEPS TECHNOLOGIES INC 15,130 151 0.07%
292 NETEASE INC 5,000 966 0.48%
293 NEWS CORP CL A 71,802 815 0.40%
294 NEXSTAR MEDIA GROUP INC 16,470 784 0.39%
295 NIELSEN HLDGS PLC 17,598 915 0.45%
296 NIMBLE STORAGE INC 18,960 151 0.07%
297 NISOURCE 13,414 356 0.18%
298 NORTEK INC COM NEW 7,466 443 0.22%
299 NORTH AMERN ENERGY PARTNERS COM 14,917 42 0.02%
300 NORTHSTAR REALTY EUROPE CORPORATION 114,000 1,055 0.52%
Page 6 of 10