Dark
Light
System
Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 47,432 9,936 4.73%
2 KLR ENERGY ACQUISITION CORP 365,165 3,703 1.76%
3 ROSEHILL RES INC CL A 268,565 2,686 1.28%
4 FIDELITY NATL INFORMATION SV 34,141 2,516 1.20%
5 JENSYN ACQUISITION CORP 246,817 2,436 1.16%
6 FLEETCOR TECHNOLOGIES INC 16,565 2,371 1.13%
7 BROADCOM LTD 15,151 2,354 1.12%
8 JENSYN ACQUISITION CORP 218,373 2,203 1.05%
9 VANECK ETF TRUST 75,000 2,078 0.99%
10 QLOGIC CORP 138,700 2,044 0.97%
11 SHUTTERFLY INC 43,453 2,025 0.96%
12 VISA INC 23,498 1,743 0.83%
13 RMR GROUP INC 56,159 1,739 0.83%
14 APPLIED MATLS INC 70,779 1,697 0.81%
15 LEVEL 3 COMMUNICATIONS INC 32,966 1,697 0.81%
16 CONSOLIDATED TOMOKA LD CO 35,362 1,679 0.80%
17 PACIFIC SPL ACQUISITION CORP 150,000 1,533 0.73%
18 OWENS RLTY MTG INC 91,516 1,523 0.72%
19 YELP INC 50,061 1,520 0.72%
20 IHS Markit Ltd. 12,800 1,480 0.70%
21 QTS Realty Trust Inc 26,359 1,476 0.70%
22 RED LION HOTELS CORP 202,962 1,474 0.70%
23 QLIK TECHNOLOGIES INC COM 49,400 1,461 0.70%
24 MCKESSON CORP 7,804 1,457 0.69%
25 AV HOMES INC COM 111,614 1,364 0.65%
26 FOUR CORNERS PPTY TR INC COM 65,393 1,346 0.64%
27 ALLIANCE DATA SYSTEMS CORP 6,773 1,327 0.63%
28 EASTERLY GOVT PPTYS INC 65,413 1,291 0.61%
29 CINTAS CORP 13,106 1,286 0.61%
30 Agnico Eagle 46,898 1,274 0.61%
31 APARTMENT INVT & MGMT CO 27,715 1,224 0.58%
32 TAIWAN SEMICONDUCTOR MFG LTD 46,219 1,212 0.58%
33 ISHARES TR 14,000 1,186 0.56%
34 TWENTY FIRST CENTY FOX INC 43,725 1,183 0.56%
35 Northstar Realty Fin REIT 103,137 1,179 0.56%
36 ARGAN INC 27,431 1,144 0.54%
37 ANDINA ACQUISITION CORP II 117,115 1,140 0.54%
38 COMCAST CORP NEW 16,913 1,103 0.52%
39 KITE RLTY GROUP TR 38,829 1,088 0.52%
40 NORTHSTAR REALTY EUROPE CORP 114,000 1,055 0.50%
41 AUTODESK INC 19,113 1,035 0.49%
42 COMMSCOPE 33,022 1,025 0.49%
43 EMCORE CORP 172,035 1,022 0.49%
44 EXPEDIA INC DEL 9,563 1,017 0.48%
45 ZAYO GROUP HOLDINGS 36,400 1,017 0.48%
46 PIONEER NAT RES CO 6,660 1,007 0.48%
47 AMDOCS LTD 17,429 1,006 0.48%
48 DDR CORP 54,884 996 0.47%
49 LAM RESEARCH CORP 11,761 989 0.47%
50 NETEASE INC 5,000 966 0.46%
Page 1 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 WORKDAY INC 7,000 523 0.92% Call
2 WORKDAY INC 6,100 455 0.80% Call
3 WESCO INTL INC 6,100 314 0.55% Call
4 WESCO INTL INC 5,300 273 0.48% Call
5 VISA INC 28,400 2,106 3.71% Call
6 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Call
7 VERTEX PHARMACEUTICALS INC 3,800 327 0.58% Put
8 VERISK ANALYTICS INC 6,000 486 0.86% Call
9 VERISIGN 5,500 476 0.84% Call
10 TWENTY FIRST CENTY FOX INC 17,000 460 0.81% Put
11 TRINSEO S A 9,741 418 0.74%
12 SYNOPSYS INC 9,700 525 0.93% Put
13 SPDR S&P 500 ETF TR 10,000 2,095 3.69% Put
14 SPDR S&P 500 ETF TR 1,300 272 0.48% Put
15 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
16 SPDR S&P 500 ETF TR 38,000 7,960 14.03% Put
17 SPDR S&P 500 ETF TR 7,900 1,655 2.92% Put
18 SPDR S&P 500 ETF TR 20,000 4,190 7.39% Put
19 SONY GROUP CORP 18,000 528 0.93% Call
20 SCRIPPS NETWORKS INTERACT IN 4,700 293 0.52% Call
21 SABRE CORP 8,500 228 0.40% Call
22 ROYAL BK CDA MONTREAL QUE 7,650 226 0.40%
23 PROSHARES TR II 25,000 5,888 10.38% Call
24 OPHTHOTECH CORP 8,500 434 0.77% Call
25 OPHTHOTECH CORP 8,700 444 0.78% Put
26 NXP SEMICONDUCTORS N V 4,608 361 0.64%
27 NORTH ATLANTIC DRILLING LTD COM 10,798 73 0.13%
28 NOMAD HOLDINGS 22,263 178 0.31%
29 MELLANOX TECHNOLOGIES LTD 10,839 520 0.92%
30 MEDTRONIC PLC 2,970 258 0.45%
31 LINEAR TECHNOLOGY CORP 30,800 1,433 2.53% Call
32 LINEAR TECHNOLOGY CORP 5,200 242 0.43% Call
33 LIGHT & WONDER INC COM 59,900 550 0.97% Call
34 KEYSIGHT TECHNOLOGIES INC 7,300 212 0.37% Call
35 ISHARES TR 19,500 778 1.37% Put
36 ISHARES TR 32,100 3,691 6.51% Put
37 IONIS PHARMACEUTICALS INC 16,000 373 0.66% Put
38 INTEL CORP 16,100 528 0.93% Put
39 HD SUPPLY 10,100 352 0.62% Call
40 FLEETCOR TECHNOLOGIES INC 10,300 1,474 2.60% Put
41 F5 NETWORKS INC 12,300 1,400 2.47% Call
42 F5 NETWORKS INC 2,100 239 0.42% Call
43 F5 NETWORKS INC 7,100 808 1.42% Call
44 EXXON MOBIL CORP 2,500 234 0.41% Put
45 EBAY INC 10,300 241 0.42% Call
46 EATON CORP PLC 7,847 469 0.83%
47 CYTRX CORP 90,500 202 0.36% Put
48 COMMSCOPE 9,800 304 0.54% Put
49 COGNIZANT TECHNOLOGY SOLUTIO 12,100 693 1.22% Call
50 COCA COLA EUROPEAN PARTNERS 10,954 391 0.69%
Page 1 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
301 DISNEY WALT CO 2,272 222 0.11%
302 SYMANTEC CORP 10,799 222 0.11%
303 LUMEN TECHNOLOGIES INC 7,615 221 0.11%
304 CALPINE CORP 14,967 221 0.11%
305 ALASKA AIR GROUP INC 3,792 221 0.11%
306 MSCI INC 2,847 220 0.11%
307 Aaron's Inc 10,055 220 0.11%
308 CSW INDUSTRIALS INC COM 6,721 219 0.11%
309 BARD C R INC 931 219 0.11%
310 AON PLC 2,002 219 0.11%
311 ORACLE CORP 5,331 218 0.11%
312 SIMON PPTY GROUP INC NEW 1,003 218 0.11%
313 SOLAREDGE TECHNOLOGIES INC 11,064 217 0.11%
314 OMNICOM GROUP INC 2,637 215 0.11%
315 ARISTA NETWORKS 3,343 215 0.11%
316 EDGEWELL PERS CARE CO 2,518 213 0.11%
317 MCCORMICK & CO INC 1,992 212 0.10%
318 PENN ENTERTAINMENT INC COM 15,193 212 0.10%
319 HEALTHSOUTH CORP 5,423 211 0.10%
320 MONSANTO CO NEW 2,043 211 0.10%
321 RYERSON HLDG CORP COM 11,972 210 0.10%
322 TIME INC NEW 12,775 210 0.10%
323 MORGAN STANLEY 8,093 210 0.10%
324 AMETEK INC NEW 4,540 210 0.10%
325 ATTUNITY LTD 22,408 209 0.10%
326 MATTEL INC 6,675 209 0.10%
327 NOW INC 11,545 209 0.10%
328 NASDAQ INC 3,213 208 0.10%
329 ARCHER DANIELS MIDLAND CO 4,839 208 0.10%
330 STIFEL FINANCIAL CP 6,567 207 0.10%
331 HRG GROUP INC 15,034 206 0.10%
332 INTRALINKS HLDGS INC 31,696 206 0.10%
333 REYNOLDS AMERICAN INC 3,795 205 0.10%
334 GLOBAL BRASS & COPPR HLDGS INC 7,511 205 0.10%
335 AUTOLIV INC 1,910 205 0.10%
336 RICHARDSON ELECTRS LTD 38,908 205 0.10%
337 CAMPBELL SOUP CO 3,062 204 0.10%
338 ISHARES TR 1,761 203 0.10%
339 PAYPAL HLDGS INC 5,566 203 0.10%
340 PROSHARES TR 11,382 203 0.10%
341 WABTEC CORP 2,896 203 0.10%
342 JUNIPER NETWORKS INC 8,996 202 0.10%
343 GENERAL MLS INC 2,826 202 0.10%
344 MACYS INC 5,975 201 0.10%
345 TAKE-TWO INTERACTIVE SOFTWAR 5,292 201 0.10%
346 AMERICAN AXLE & MFG HLDGS INC COM 13,567 196 0.10%
347 AES CORP 15,544 194 0.10%
348 VONAGE HLDGS CORP 31,877 194 0.10%
349 TIVO INC 19,520 193 0.10%
350 MALIBU BOATS INCORPORATED COM CLASS A 15,900 192 0.09%
Page 7 of 10