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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001493152-16-012357) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 47,432 9,936 4.73%
2 KLR ENERGY ACQUISITION CORP 365,165 3,703 1.76%
3 KLR ENERGY ACQUISITION CORP 268,565 2,686 1.28%
4 FIDELITY NATL INFORMATION SV 34,141 2,516 1.20%
5 JENSYN ACQUISITION CORP 246,817 2,436 1.16%
6 FLEETCOR TECHNOLOGIES INC 16,565 2,371 1.13%
7 BROADCOM LTD 15,151 2,354 1.12%
8 JENSYN ACQUISITION CORP 218,373 2,203 1.05%
9 VANECK ETF TRUST 75,000 2,078 0.99%
10 QLOGIC CORP 138,700 2,044 0.97%
11 SHUTTERFLY INC 43,453 2,025 0.96%
12 VISA INC 23,498 1,743 0.83%
13 RMR GROUP INC 56,159 1,739 0.83%
14 APPLIED MATLS INC 70,779 1,697 0.81%
15 LEVEL 3 COMM 32,966 1,697 0.81%
16 CONSOLIDATED TOMOKA LD CO 35,362 1,679 0.80%
17 PACIFIC SPL ACQUISITION CORP 150,000 1,533 0.73%
18 OWENS RLTY MTG INC 91,516 1,523 0.72%
19 YELP INC 50,061 1,520 0.72%
20 IHS INC A 12,800 1,480 0.70%
21 QTS RLTY TR INC 26,359 1,476 0.70%
22 Red Lion Hotels 202,962 1,474 0.70%
23 QLIK TECHNOLOGIES INC COM 49,400 1,461 0.70%
24 MCKESSON CORP 7,804 1,457 0.69%
25 AV HOMES INC 111,614 1,364 0.65%
26 FOUR CORNERS PPTY TR INC COM 65,393 1,346 0.64%
27 ALLIANCE DATA SYSTEMS CORP 6,773 1,327 0.63%
28 EASTERLY GOVT PPTYS INC 65,413 1,291 0.61%
29 CINTAS CORP 13,106 1,286 0.61%
30 E M C CORP MASS COM 46,898 1,274 0.61%
31 APARTMENT INVT & MGMT CO 27,715 1,224 0.58%
32 TAIWAN SEMICONDUCTOR MFG LTD 46,219 1,212 0.58%
33 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 14,000 1,186 0.56%
34 TWENTY FIRST CENTY FOX INC 43,725 1,183 0.56%
35 Northstar Realty Fin REIT 103,137 1,179 0.56%
36 ARGAN INC 27,431 1,144 0.54%
37 ANDINA ACQUISITION CORP II 117,115 1,140 0.54%
38 COMCAST CORP NEW 16,913 1,103 0.52%
39 KITE RLTY GROUP TR 38,829 1,088 0.52%
40 NORTHSTAR REALTY EUROPE CORPORATION 114,000 1,055 0.50%
41 AUTODESK INC 19,113 1,035 0.49%
42 COMMSCOPE HLDG COMPANY INCORPORATED 33,022 1,025 0.49%
43 EMCORE CORP 172,035 1,022 0.49%
44 EXPEDIA INC DEL 9,563 1,017 0.48%
45 ZAYO GROUP HOLDINGS 36,400 1,017 0.48%
46 PIONEER NAT RES CO 6,660 1,007 0.48%
47 AMDOCS LTD 17,429 1,006 0.48%
48 DDR CORP 54,884 996 0.47%
49 LAM RESEARCH CORP 11,761 989 0.47%
50 NETEASE INC 5,000 966 0.46%
Page 1 of 10
New Holding filing (0001493152-17-007924) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
51 MEDTRONIC PLC 2,970 258 0.45%
52 Linear Technology Corp 5,200 242 0.43% Call
53 EBAY INC 10,300 241 0.42% Call
54 F5 NETWORKS INC 2,100 239 0.42% Call
55 EXXON MOBIL CORP 2,500 234 0.41% Put
56 BORGWARNER INC 7,800 230 0.41% Call
57 SABRE CORP 8,500 228 0.40% Call
58 ARM HOLDINGS PLC ADR 5,000 228 0.40% Call
59 ROYAL BK CDA MONTREAL QUE 7,650 226 0.40%
60 KEYSIGHT TECHNOLOGIES INC COM 7,300 212 0.37% Call
61 CYTRX CORP 90,500 202 0.36% Put
62 Nomad Hldgs Ltd 22,263 178 0.31%
63 NORTH ATLANTIC DRILLING LTD COM 10,798 73 0.13%
Page 2 of 2
Restatement filing (0001493152-17-007922) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 JENSYN ACQUISITION CORP 16,500 2 0.00%
2 JENSYN ACQUISITION CORP 125,200 9 0.00%
3 XTERA COMMUNICATIONS INC 18,657 17 0.01%
4 GALECTIN THERAPEUTICS INC COM 18,850 28 0.01%
5 Gastar Exploration, Ltd. 29,700 33 0.02%
6 VAALCO ENERGY INC 34,300 36 0.02%
7 SEACHANGE INTL INC 11,675 37 0.02%
8 PDL BIOPHARMA INC 11,952 38 0.02%
9 TERRAFORM GLOBAL INC 11,630 38 0.02%
10 OFFICE DEPOT INC 12,242 41 0.02%
11 NORTH AMERN ENERGY PARTNERS COM 14,917 42 0.02%
12 VIVUS INC 39,280 44 0.02%
13 AMERESCO INC 10,107 44 0.02%
14 HUDSON TECHNOLOGIES INC 12,532 45 0.02%
15 CIVEO CORP CDA 25,300 46 0.02%
16 DENBURY RESOURCES INC 12,755 46 0.02%
17 COMPANHIA ENERGETICA DE MINA 21,764 48 0.02%
18 ANTHERA PHARMACEUTICALS I 15,960 49 0.02%
19 TSAKOS ENERGY NAVIGATION LTD 11,239 53 0.03%
20 ROYAL BK SCOTLAND GROUP PLC 11,639 55 0.03%
21 Mizuho Financial Group 19,573 56 0.03%
22 MOBILEIRON INC COM NEW 19,140 58 0.03%
23 ASPEN AEROGELS INC COM 11,787 59 0.03%
24 YINGLI GREEN ENERGY HLDG CO 14,610 59 0.03%
25 TILLYS INC CL A 10,450 61 0.03%
26 ASTROTECH CORP 36,980 62 0.03%
27 FIAT CHRYSLER AUTOMOBILES N 10,057 62 0.03%
28 RIGEL PHARMACEUTICAL INC 30,830 69 0.03%
29 SCORPIO TANKERS INC 16,942 71 0.04%
30 OMNOVA SOLUTIONS INCORPORATED 10,259 74 0.04%
31 MITEK SYS INC 10,680 76 0.04%
32 CENTURY CASINOS INC COM 12,729 79 0.04%
33 Alon USA Energy, Inc. 12,168 79 0.04%
34 XCERRA CORP 14,069 81 0.04%
35 LATTICE SEMICONDUCTOR CORP 15,400 82 0.04%
36 VIAVI SOLUTIONS INC 12,474 83 0.04%
37 GENWORTH FINL INC 32,703 84 0.04%
38 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 12,300 84 0.04%
39 FRONTIER COMMUNICATIONS CORP 17,061 84 0.04%
40 SYNACOR INC COM 27,408 84 0.04%
41 FIVE STAR SENIOR LIVING INC 36,318 85 0.04%
42 SERVICESOURCE INTL 22,658 91 0.05%
43 PACIFIC BIOSCIENCES CALIF IN 13,080 92 0.05%
44 Old PSG Wind-down Ltd. 31,062 93 0.05%
45 PIER 1 IMPORTS INC 18,545 95 0.05%
46 Casella Waste SYS 12,415 97 0.05%
47 MODINE MFG CO COM 11,401 100 0.05%
48 DIAMONDROCK HOSPITALITY CO COM 11,569 104 0.05%
49 BANKRATE INC DEL COM 14,082 105 0.05%
50 ENERGY RECOVERY INC 11,892 106 0.05%
Page 1 of 10