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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
451 FIREEYE INC 14,430 213 0.07%
452 STARWOOD PPTY TR INC 9,471 213 0.07%
453 FRANKLIN RESOURCES INC 5,973 212 0.07%
454 CVS HEALTH CORP 2,383 212 0.07%
455 SUPERNUS PHARMACEUTICALS INC 8,557 212 0.07%
456 DIAMONDROCK HOSPITALITY CO COM 23,199 211 0.07%
457 WORLD ACCEP CORPORATION COM 4,305 211 0.07%
458 EAGLE MATERIALS INC 2,721 210 0.07%
459 HEADWATERS INC 12,357 209 0.06%
460 CHURCH & DWIGHT 4,357 209 0.06%
461 THERAPEUTICSMD INC 30,572 208 0.06%
462 ALASKA AIR GROUP INC 3,156 208 0.06%
463 MARTIN MARIETTA MATLS INC 1,161 208 0.06%
464 ATMOS ENERGY CORP 2,792 208 0.06%
465 FEDERATED HERMES INC CL B 7,009 208 0.06%
466 EMPLOYERS HOLDINGS INC 6,957 208 0.06%
467 RAYTHEON CO 1,519 207 0.06%
468 WEC ENERGY GROUP INC 3,437 206 0.06%
469 ANIKA THERAPEUTICS INC COM 4,298 206 0.06%
470 OWENS & MINOR INC NEW 5,861 204 0.06%
471 WHITING PETROLEUM CORP COM 23,300 204 0.06%
472 EVERTEC INC 12,069 203 0.06%
473 ISHARES TR 2,510 202 0.06%
474 ENERGY RECOVERY INC 12,629 202 0.06%
475 AMERICAN AXLE & MFG HLDGS INC COM 11,645 201 0.06%
476 CONCHO RESOURCES 1,462 201 0.06%
477 DANAHER CORP DEL 2,561 201 0.06%
478 Xerox Corp 19,775 200 0.06%
479 HEARTLAND EXPRESS INC COM 10,577 200 0.06%
480 ADTRAN INC COM 10,145 194 0.06%
481 SELECT MED HLDGS CORP COM 14,287 193 0.06%
482 HACKETT GROUP INC 11,660 193 0.06%
483 HOST HOTELS & RESORTS INC 12,394 193 0.06%
484 ENNIS INC COM 11,266 190 0.06%
485 FIRST DATA CORP NEW 14,436 190 0.06%
486 FREEPORT-MCMORAN INC 17,110 186 0.06%
487 SUPERVALU INC 36,664 183 0.06%
488 REGIS CORP 14,480 182 0.06%
489 STILLWATER MNG CO 13,570 181 0.06%
490 DEAN FOODS CO NEW 11,021 181 0.06%
491 FIRST MAJESTIC SILVER CORP 17,548 181 0.06%
492 LIBERTY TAX INC 14,104 180 0.06%
493 HECLA MNG CO 31,441 179 0.06%
494 ENERNOC INC 32,917 178 0.06%
495 FORD MTR CO DEL 14,641 177 0.06%
496 RETAILMENOT INC COM SER 1 17,692 175 0.05%
497 FLEX LTD 12,767 174 0.05%
498 ENDOLOGIX INC 13,573 174 0.05%
499 VEON LTD 50,000 174 0.05%
500 CONTANGO OIL & GAS CO COM NEW 16,802 172 0.05%
Page 10 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
2 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
3 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
4 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
5 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
6 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
7 DISNEY WALT CO 27,100 2,517 1.80% Call
8 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
9 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
10 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
11 QUALCOMM INC 29,300 2,007 1.44% Call
12 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
13 QUALCOMM INC 27,100 1,856 1.33% Call
14 ISHARES TR 14,600 1,813 1.30% Call
15 HARMAN INTL INDS INC COM 20,100 1,697 1.22% Call
16 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
17 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
18 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
19 ALPHABET INC 2,000 1,608 1.15% Call
20 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
21 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
22 CELGENE CORP 12,800 1,338 0.96% Call
23 BAIDU INC 7,300 1,329 0.95% Call
24 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
25 TRIMBLE INC 41,400 1,182 0.85% Call
26 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
27 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
28 ISHARES TR 12,100 976 0.70% Call
29 SALESFORCE COM INC 13,500 963 0.69% Call
30 CURENCYSHARES EURO TR EURO SHS 8,800 962 0.69% Call
31 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
32 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
33 LIGHT & WONDER INC COM 65,200 735 0.53% Call
34 ISHARES TR 11,800 698 0.50% Call
35 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
36 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
37 GILEAD SCIENCES INC 8,000 633 0.45% Call
38 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
39 VANTIV INC 11,100 625 0.45% Call
40 ISHARES TR 5,000 621 0.45% Call
41 POWERSHARES QQQ TRUST 5,000 594 0.43% Call
42 EXPEDIA INC DEL 5,000 584 0.42% Call
43 NETAPP INC 15,700 562 0.40% Call
44 CISCO SYS INC 17,700 561 0.40% Call
45 SELECT SECTOR SPDR TR 11,600 554 0.40% Call
46 SENSATA TECHNOLOGIES HLDG NV 14,200 551 0.39% Call
47 TIME WARNER INC 6,800 541 0.39% Call
48 COCA COLA CO 12,600 533 0.38% Call
49 SCRIPPS NETWORKS INTERACT IN 8,400 533 0.38% Call
50 SELECT SECTOR SPDR TR 7,400 523 0.37% Call
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