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Headwaters Inc
Headwaters Inc. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 212 Institutional holders with a total value of $1,128,667,530.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLINGTON MANAGEMENT GROUP LLP 9,566,649 161,867,000 14.34%
2 BlackRock Fund Advisors 5,030,811 85,121,000 7.54%
3 VANGUARD GROUP INC 4,660,017 78,848,000 6.99%
4 VICTORY CAPITAL MANAGEMENT INC 3,165,643 53,563,000 4.75%
5 DIMENSIONAL FUND ADVISORS LP 2,869,369 48,550,000 4.30%
6 CRAMER ROSENTHAL MCGLYNN LLC 2,857,691 48,352,000 4.28%
7 GLENMEDE TRUST CO NA 1,915,666 32,411,000 2.87%
8 BlackRock Institutional Trust Company, N.A. 1,893,234 32,034,000 2.84%
9 Bank of New York Mellon Corp 1,782,042 30,153,000 2.67%
10 STATE STREET CORP 1,620,522 27,415,000 2.43%
11 NORTHERN TRUST CORP 1,301,043 22,014,000 1.95%
12 Copper Rock Capital Partners, LLC 1,289,894 21,786,000 1.93%
13 MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income 1,177,944 19,929,000 1.77%
14 SKYLINE ASSET MANAGEMENT LP 1,170,100 19,798,000 1.75%
15 CITADEL ADVISORS LLC 1,132,820 19,167,000 1.70%
16 EMERALD MUTUAL FUND ADVISERS TRUST 978,507 16,556,000 1.47%
17 Cortina Asset Management, LLC 955,805 16,172,000 1.43%
18 EMERALD ADVISERS, LLC 902,124 15,264,000 1.35%
19 Zelman Capital LLC 872,035 14,755,000 1.31%
20 TEACHERS ADVISORS, LLC 727,723 12,313,000 1.09%
21 PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO 667,988 11,302,000 1.00%
22 Invesco Ltd. 667,286 11,291,000 1.00%
23 FrontFour Capital Group LLC 664,977 11,251,000 1.00%
24 Penn Capital Management Company, LLC 570,435 9,657,000 0.86%
25 PRINCIPAL FINANCIAL GROUP INC 541,359 9,160,000 0.81%
26 AMERIPRISE FINANCIAL INC 510,744 8,642,000 0.77%
27 NORGES BANK 512,339 8,280,000 0.73%
28 GEODE CAPITAL MANAGEMENT, LLC 485,180 8,209,000 0.73%
29 PRUDENTIAL FINANCIAL INC 475,528 8,046,000 0.71%
30 RUTABAGA CAPITAL MANAGEMENT LLC/MA 425,418 7,198,000 0.64%
31 ACK Asset Management LLC 395,000 6,683,000 0.59%
32 DEUTSCHE BANK AG\ 381,617 6,455,000 0.57%
33 Gotham Asset Management, LLC 380,004 6,430,000 0.57%
34 GOLDMAN SACHS GROUP INC 373,310 6,317,000 0.56%
35 NORTHPOINTE CAPITAL LLC 358,844 6,072,000 0.54%
36 SECOR Capital Advisors, LP 358,817 6,071,000 0.54%
37 AMERICAN CENTURY COMPANIES INC 352,329 5,961,000 0.53%
38 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 348,891 5,903,000 0.52%
39 Numeric Investors LLC 343,756 5,816,000 0.52%
40 Tygh Capital Management, Inc. 341,999 5,787,000 0.51%
41 NEW YORK STATE COMMON RETIREMENT FUND 339,962 5,752,000 0.51%
42 Cipher Capital LP 333,773 5,647,000 0.50%
43 TWO SIGMA ADVISERS, LP 325,793 5,512,000 0.49%
44 Monarch Partners Asset Management LLC 321,090 5,433,000 0.48%
45 COLUMBUS CIRCLE INVESTORS 315,467 5,338,000 0.47%
46 BlackRock Investment Management, LLC 306,929 5,193,000 0.46%
47 D. E. Shaw & Co., Inc. 305,675 5,172,000 0.46%
48 MORGAN STANLEY 285,423 4,830,000 0.43%
49 Redwood Investments, LLC 284,141 4,808,000 0.43% SH
50 KING LUTHER CAPITAL MANAGEMENT CORP 281,741 4,767,000 0.42%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.