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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 NEXSTAR MEDIA GROUP INC 19,445 1,122 0.35%
52 MARATHON OIL CORP 70,614 1,116 0.35%
53 AVERY DENNISON CORP 14,279 1,111 0.35%
54 ALPHABET INC 1,382 1,111 0.35%
55 SELECT SECTOR SPDR TR 23,040 1,100 0.34%
56 QTS RLTY TR INC 20,359 1,076 0.33%
57 NORTHSTAR REALTY EUROPE CORPORATION 97,500 1,068 0.33%
58 Liberty Ventures 26,532 1,058 0.33%
59 BAIDU INC 5,740 1,045 0.32%
60 M III ACQUISITION CORP 106,200 1,041 0.32%
61 CHEESECAKE FACTORY INC 20,669 1,035 0.32%
62 WESTAR ENERGY 17,500 993 0.31%
63 LYONDELLBASELL INDUSTRIES N 12,299 992 0.31%
64 ISHARES TR 24,837 981 0.31%
65 ACACIA RESH CORP ACACIA TCH COM 149,341 974 0.30%
66 EXTREME NETWORKS INC 216,307 971 0.30%
67 EQUITY COMWLTH COM SH BEN INT 31,733 959 0.30%
68 SELECT SECTOR SPDR TR 11,960 957 0.30%
69 AON PLC 8,400 945 0.29%
70 SM ENERGY CO 24,343 939 0.29%
71 BOYD GAMING CORP COM 47,400 938 0.29%
72 ARGAN INC 15,814 936 0.29%
73 CANADIAN NAT RES LTD 29,082 932 0.29%
74 SELECT SECTOR SPDR TR 17,501 931 0.29%
75 AUTOZONE INC 1,185 910 0.28%
76 AMERISOURCEBERGEN CORP 11,249 909 0.28%
77 HELEN OF TROY CORP LTD 10,536 908 0.28%
78 BROOKDALE SR LIVING INC 50,925 889 0.28%
79 YAHOO INC 20,542 885 0.28%
80 ON SEMICONDUCTOR CORP 71,843 885 0.28%
81 ENTERGY CORP NEW 11,510 883 0.27%
82 COMCAST CORP NEW 13,198 876 0.27%
83 SPDR SER TR 20,637 872 0.27%
84 A O SMITH 8,803 870 0.27%
85 EQT CORP 11,894 864 0.27%
86 TERADYNE INC 39,622 855 0.27%
87 KITE RLTY GROUP TR 30,200 837 0.26%
88 LIBERTY GLOBAL PLC 24,100 824 0.26%
89 EMCORE CORP 143,775 820 0.25%
90 SELECT SECTOR SPDR TR 17,088 816 0.25%
91 MICROSOFT CORP 14,173 816 0.25%
92 DEVON ENERGY CORP NEW 18,367 810 0.25%
93 ZIMMER BIOMET HLDGS INC 6,147 799 0.25%
94 PDC ENERGY INC 11,883 797 0.25%
95 DYCOM INDS INC 9,589 784 0.24%
96 VONAGE HLDGS CORP 117,557 777 0.24%
97 VALERO ENERGY CORP NEW 14,640 776 0.24%
98 VANGUARD INDEX FDS 8,942 776 0.24%
99 AVANGRID INC COM 18,443 771 0.24%
100 TARGA RES CORP 15,343 753 0.23%
Page 2 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INCORPORATED 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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