Dark
Light
System
Security
SM ENERGY CO
SM ENERGY CO. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 291 Institutional holders with a total value of $3,476,322,506.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FMR LLC 11,471,767 442,580,000 12.73%
2 Capital Research Global Investors 7,245,940 279,548,000 8.04%
3 VANGUARD GROUP INC 6,427,242 247,963,000 7.13%
4 STATE STREET CORP 3,625,616 139,875,000 4.02%
5 BlackRock Fund Advisors 3,290,010 126,929,000 3.65%
6 VAN ECK ASSOCIATES CORP 3,186,433 122,933,000 3.54%
7 BlackRock Institutional Trust Company, N.A. 3,026,112 116,747,000 3.36%
8 KGH Ltd 2,588,455 99,863,000 2.87%
9 CAUSEWAY CAPITAL MANAGEMENT LLC 2,272,203 98,243,000 2.83%
10 ALLIANCEBERNSTEIN L.P. 2,406,491 92,842,000 2.67%
11 DIMENSIONAL FUND ADVISORS LP 2,056,460 79,344,000 2.28%
12 CITIGROUP INC 1,620,800 62,530,000 1.80% Put
13 MACQUARIE GROUP LTD 1,592,194 61,427,000 1.77%
14 WELLINGTON MANAGEMENT GROUP LLP 1,574,255 60,735,000 1.75%
15 MILLENNIUM MANAGEMENT LLC 1,299,150 50,121,000 1.44%
16 FIRST TRUST ADVISORS LP 1,284,483 49,555,000 1.43%
17 PRUDENTIAL FINANCIAL INC 1,144,246 44,145,000 1.27%
18 AMERIPRISE FINANCIAL INC 1,134,208 43,758,000 1.26%
19 SIR Capital Management, L.P. 1,062,121 40,977,000 1.18%
20 Bank of New York Mellon Corp 1,009,167 38,934,000 1.12%
21 Allianz Asset Management GmbH 979,618 37,840,000 1.09%
22 GOLDMAN SACHS GROUP INC 931,889 35,953,000 1.03%
23 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 924,410 35,664,000 1.03%
24 NORTHERN TRUST CORP 917,766 35,408,000 1.02%
25 ADVISORY RESEARCH INC 874,178 34,870,000 1.00%
26 D. E. Shaw & Co., Inc. 864,755 33,362,000 0.96%
27 NORGES BANK 836,660 30,829,000 0.89%
28 DISCOVERY CAPITAL MANAGEMENT, LLC / CT 766,337 29,565,000 0.85%
29 CAPITAL FUND MANAGEMENT S.A. 688,745 26,572,000 0.76%
30 First Pacific Advisors, LP 645,659 24,910,000 0.72%
31 DEUTSCHE BANK AG\ 613,576 23,670,000 0.68%
32 RENAISSANCE TECHNOLOGIES LLC 603,400 23,279,000 0.67%
33 GEODE CAPITAL MANAGEMENT, LLC 579,796 22,368,000 0.64%
34 CITIGROUP INC 572,364 22,082,000 0.64%
35 TWO SIGMA INVESTMENTS, LP 553,567 21,357,000 0.61%
36 FRONTIER CAPITAL MANAGEMENT CO LLC 551,414 21,274,000 0.61%
37 SMITH ASSET MANAGEMENT GROUP LP 541,277 20,702,000 0.60%
38 BANK OF AMERICA CORP /DE/ 457,097 17,634,000 0.51%
39 CITADEL ADVISORS LLC 437,405 16,875,000 0.49%
40 JPMORGAN CHASE & CO 419,018 16,166,000 0.47%
41 PALISADE CAPITAL MANAGEMENT, LP 405,864 15,658,000 0.45%
42 NEW YORK STATE COMMON RETIREMENT FUND 373,731 14,419,000 0.41%
43 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 371,800 14,344,000 0.41%
44 PRINCIPAL FINANCIAL GROUP INC 337,242 13,011,000 0.37%
45 Graham Capital Management, L.P. 337,249 13,011,000 0.37%
46 TIAA CREF INVESTMENT MANAGEMENT LLC 331,303 12,782,000 0.37%
47 BLACKROCK ADVISORS LLC 313,213 12,084,000 0.35%
48 BlueCrest Capital Management Ltd 306,651 11,831,000 0.34%
49 BlackRock Investment Management, LLC 305,484 11,786,000 0.34%
50 JANUS HENDERSON GROUP PLC 304,748 11,757,000 0.34%
Page 1 of 6

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.