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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
101 GREAT PLAINS ENERGY INC 27,472 750 0.23%
102 OASIS PETE INC NEW 65,308 749 0.23%
103 WENDYS CO 68,246 737 0.23%
104 EBAY INC 22,346 735 0.23%
105 HAYNES INTERNATIONAL INC 19,723 732 0.23%
106 AIR PRODS & CHEMS INC 4,843 728 0.23%
107 ALIBABA GROUP HLDG LTD 6,808 720 0.22%
108 M III ACQUISITION CORP 75,000 720 0.22%
109 INTERNATIONAL GAME TECHNOLOG 29,491 719 0.22%
110 LEGGETT &PLATT INC 15,549 709 0.22%
111 ROYAL DUTCH SHELL PLC 13,993 701 0.22%
112 CONTINENTAL RESOURE 13,471 700 0.22%
113 LIGHT & WONDER INC COM 61,560 694 0.22%
114 NETFLIX INC 7,021 692 0.22%
115 GILEAD SCIENCES INC 8,728 691 0.21%
116 COGNIZANT TECHNOLOGY SOLUTIO 14,294 682 0.21%
117 CLAYMORE EXCHANGE TRD FD TR 15,830 679 0.21%
118 BLACKHAWK NETWORK 22,428 677 0.21%
119 PINNACLE WEST 8,909 677 0.21%
120 EASTERLY GOVT PPTYS INC 35,413 676 0.21%
121 CHARLES RIV LABS INTL INC 8,086 674 0.21%
122 PATRICK INDS INC 10,878 674 0.21%
123 RED ROBIN GOURMET BURGERS INC COM 14,787 665 0.21%
124 DERMIRA INC COM 19,359 655 0.20%
125 NIELSEN HLDGS PLC 12,141 650 0.20%
126 FACEBOOK INC 5,062 649 0.20%
127 WIX COM LTD 14,885 646 0.20%
128 HP INC 41,150 639 0.20%
129 ISHARES TR 4,246 638 0.20%
130 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 7,293 636 0.20%
131 FITBIT INC 42,759 635 0.20%
132 BJS RESTAURANTS INC COM 17,677 628 0.20%
133 ELECTRONIC ARTS INC 7,305 624 0.19%
134 HALLIBURTON CO 13,828 621 0.19%
135 ASPEN TECHNOLOGY COM USD0.10 13,140 615 0.19%
136 SELECT SECTOR SPDR TR 8,521 614 0.19%
137 PENNEY J C 66,441 613 0.19%
138 MERCK & CO INC 9,773 610 0.19%
139 APARTMENT INVT & MGMT CO 13,193 606 0.19%
140 ANALOG DEVICES INC 9,229 595 0.19%
141 AMERICAN INTL GROUP INC 9,937 590 0.18%
142 PARSLEY ENERGY CLA A 17,458 585 0.18%
143 TAKE-TWO INTERACTIVE SOFTWAR 12,886 581 0.18%
144 ELDORADO RESORTS INC COM 41,217 580 0.18%
145 Pandora Media Inc 40,500 580 0.18%
146 ABERCROMBIE & FITCH CO 35,891 570 0.18%
147 LIBERTY MEDIA HOLDING CP INTER A 28,450 569 0.18%
148 JACK IN THE BOX INC 5,851 561 0.17%
149 EPLUS INC COM 5,923 559 0.17%
150 HOME DEPOT INC 4,311 555 0.17%
Page 3 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INCORPORATED 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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