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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 ORACLE CORP 6,260 246 0.08%
202 ONCOGENEX PHARMACEUTICALS IN 60,638 31 0.01%
203 ON SEMICONDUCTOR CORP 71,843 885 0.28%
204 OLIN CORP 16,471 338 0.11%
205 OLD REP INTL CORP 14,068 248 0.08%
206 OCCIDENTAL PETE CORP DEL 4,199 306 0.10%
207 OASIS PETE INC NEW 65,308 749 0.23%
208 Nomura Holdings Inc 15,432 69 0.02%
209 NUVASIVE INC 4,487 299 0.09%
210 NUTRI SYS INC NEW 9,864 293 0.09%
211 NRG YIELD INC 13,951 228 0.07%
212 NRG ENERGY INC 35,937 403 0.13%
213 NORTHSTAR REALTY EUROPE CORP 97,500 1,068 0.33%
214 NORTHERN TRUST 3,295 224 0.07%
215 NORTH ATLANTIC DRILLING LTD COM 12,104 37 0.01%
216 NOMAD HOLDINGS 35,606 421 0.13%
217 NOKIA CORP 12,587 73 0.02%
218 NOBLE CORP PLC 13,917 88 0.03%
219 NISOURCE 9,122 220 0.07%
220 NIMBLE STORAGE INC 18,072 160 0.05%
221 NIELSEN HLDGS PLC 12,141 650 0.20%
222 NEXTERA ENERGY INC 2,126 260 0.08%
223 NEXSTAR MEDIA GROUP INC 19,445 1,122 0.35%
224 NEWS CORP CL A 23,383 327 0.10%
225 NETFLIX INC 7,021 692 0.22%
226 NET 1 UEPS TECHNOLOGIES INC 17,281 148 0.05%
227 NEENAH INC COM 4,101 324 0.10%
228 NASDAQ INC 3,659 247 0.08%
229 NACCO INDS INC 3,809 259 0.08%
230 Mizuho Financial Group Inc 20,901 70 0.02%
231 Marchex Inc 47,859 133 0.04%
232 MUELLER WTR PRODUCTS INCORPORATED COM SER A 24,185 304 0.09%
233 MSG NETWORK INC 25,441 473 0.15%
234 MSCI INC 2,934 246 0.08%
235 MOTOROLA SOLUTIONS INC 3,163 241 0.07%
236 MORGAN STANLEY 6,807 218 0.07%
237 MONSANTO CO NEW 3,039 311 0.10%
238 MOHAWK INDS INC 2,402 481 0.15%
239 MOBILEIRON INC COM NEW 18,040 50 0.02%
240 MID AMER APT CMNTYS INC 2,452 230 0.07%
241 MICROSOFT CORP 14,173 816 0.25%
242 MICRON TECHNOLOGY INC 16,322 290 0.09%
243 MICROCHIP TECHNOLOGY INC. 4,731 294 0.09%
244 MGIC INVT CORP WIS 58,034 464 0.14%
245 METHODE ELECTRS INC COM 14,991 524 0.16%
246 MERCK & CO INC 9,773 610 0.19%
247 MEDLEY CAP CORPORATION 12,044 92 0.03%
248 MEDICAL PPTYS TRUST INC 10,454 154 0.05%
249 MEDGENICS INC 15,170 84 0.03%
250 MDU RES GROUP INC 15,347 390 0.12%
Page 5 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC COM 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURENCYSHARES EURO TR EURO SHS 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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