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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 APACHE CORP 6,900 441 0.14%
202 PRICELINE GRP INC SR CONV NT0.9 21 299 440 0.14%
203 CARNIVAL CORP 9,000 439 0.14%
204 WAYFAIR INC 11,145 439 0.14%
205 SOUTHWEST AIRLS CO 11,114 432 0.13%
206 BARRETT BUSINESS SERVICES IN COM 8,700 432 0.13%
207 LENDINGCLUB CORP 69,380 429 0.13%
208 BEAZER HOMES USA INC COM NEW 36,664 428 0.13%
209 BRISTOL MYERS SQUIBB CO 7,878 425 0.13%
210 SONY GROUP CORP 12,774 424 0.13%
211 SELECT SECTOR SPDR TR 7,230 422 0.13%
212 LEGG MASON INC 12,568 421 0.13%
213 Nomad Hldgs Ltd 35,606 421 0.13%
214 FEDEX CORP 2,411 421 0.13%
215 PATTERN ENERGY GROUP INC 18,671 420 0.13%
216 CTRIP COM INTL LTD 9,000 419 0.13%
217 ACADIA COMPANY COM 8,427 418 0.13%
218 DISH NETWORK A 7,636 418 0.13%
219 CBL & ASSOC PPTYS INC 34,340 417 0.13%
220 COMSCORE INC 13,521 415 0.13%
221 GOLDMAN SACHS GROUP INC 2,574 415 0.13%
222 CITIGROUPINC 8,664 409 0.13%
223 WELLS FARGO & CO NEW 9,231 409 0.13%
224 SCANA 5,639 408 0.13%
225 BROADSOFT INC 8,771 408 0.13%
226 SHOPIFY INC 9,503 408 0.13%
227 Carriage Services Inc. 17,189 407 0.13%
228 MANHATTAN ASSOCIATES INC 7,054 406 0.13%
229 FISERV INC 4,053 403 0.13%
230 NRG ENERGY INC 35,937 403 0.13%
231 BROWN FORMAN CORP 8,474 402 0.12%
232 SKYWORKS SOLUTIONS INC 5,235 399 0.12%
233 CIENA CORP 18,294 399 0.12%
234 AFFILIATED MANAGERS GROUP 2,747 397 0.12%
235 RALPH LAUREN CORP 3,928 397 0.12%
236 INTEGRATED DEVICE TECHNOLOGY 17,086 395 0.12%
237 DUKE ENERGY CORP NEW 4,904 393 0.12%
238 CENTRAL GARDEN & PET CO 15,733 390 0.12%
239 COSTCO WHSL CORP NEW 2,556 390 0.12%
240 MDU RES GROUP INC 15,347 390 0.12%
241 YUM BRANDS INC 4,256 386 0.12%
242 CONTINENTAL BLDG PRODS INC COM 18,220 382 0.12%
243 MANPOWERGROUP INC 5,276 381 0.12%
244 LILLY ELI & CO 4,730 380 0.12%
245 JUNIPER NETWORKS 15,802 380 0.12%
246 COEUR MNG INC 32,034 379 0.12%
247 PEPSICO INC 3,473 378 0.12%
248 WYNN RESORTS LTD 3,881 378 0.12%
249 BERRY PLASTICS GROUP INC 8,611 378 0.12%
250 SPDR GOLD TR 3,000 377 0.12%
Page 5 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ACCELERATE DIAGNOSTICS INC 10,000 273 0.20% Put
2 ALEXION PHARMACEUTIC 2,400 294 0.21% Call
3 ALEXION PHARMACEUTIC 3,200 392 0.28% Put
4 ALPHABET INC 2,000 1,608 1.15% Call
5 AMAZON COM INC 1,400 1,172 0.84% Put
6 AMERICAN EXPRESS CO 4,400 282 0.20% Call
7 ANADARKO PETE CORP 6,000 380 0.27% Call
8 APACHE CORP 6,000 383 0.27% Put
9 AVALONBAY COMM 1,300 231 0.17% Call
10 BAIDU INC 7,300 1,329 0.95% Call
11 BIOGEN INC 800 231 0.17% Call
12 BLUEBIRD BIO INC COM 5,200 352 0.25% Call
13 BLUEBIRD BIO INC COM 3,200 217 0.16% Put
14 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
15 CBS CORP NEW 5,500 301 0.22% Call
16 CELGENE CORP 12,800 1,338 0.96% Call
17 CHENIERE ENERGY INC 6,000 262 0.19% Call
18 CHEVRON CORP NEW 3,000 309 0.22% Put
19 CIMAREX ENERGY 2,000 269 0.19% Put
20 CISCO SYS INC 17,700 561 0.40% Call
21 COCA COLA CO 12,600 533 0.38% Call
22 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
23 CURRENCYSHARES EURO TR 2,800 306 0.22% Put
24 CURRENCYSHARES EURO TR 4,000 437 0.31% Call
25 CURRENCYSHARES EURO TR 2,500 273 0.20% Put
26 CURRENCYSHARES JAPANESE YEN TRUST 4,200 400 0.29% Call
27 DEVON ENERGY CORP NEW 8,000 353 0.25% Call
28 DIREXION SHS ETF TR 16,900 454 0.33% Put
29 DISNEY WALT CO 5,500 511 0.37% Call
30 DISNEY WALT CO 27,100 2,517 1.80% Call
31 ESSEX PPTY TR INC 1,000 223 0.16% Call
32 EXPEDIA INC DEL 5,000 584 0.42% Call
33 EXXON MOBIL CORP 2,500 218 0.16% Put
34 FIREEYE INC 25,100 370 0.27% Call
35 FORTINET INC 11,400 421 0.30% Call
36 GILEAD SCIENCES INC 6,400 506 0.36% Put
37 GILEAD SCIENCES INC 8,000 633 0.45% Call
38 GOLAR LNG LTD 12,500 265 0.19% Put
39 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
40 HEWLETT PACKARD ENTERPRISE C 14,700 334 0.24% Call
41 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
42 IONIS PHARMACEUTICALS INC COM 16,000 586 0.42% Put
43 ISHARES TR 3,400 274 0.20% Call
44 ISHARES TR 12,100 976 0.70% Call
45 ISHARES TR 6,000 745 0.53% Put
46 ISHARES TR 23,900 2,969 2.13% Put
47 ISHARES TR 3,600 447 0.32% Call
48 ISHARES TR 5,000 621 0.45% Call
49 ISHARES TR 14,600 1,813 1.30% Call
50 ISHARES TR 3,900 484 0.35% Call
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