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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
301 MONSANTO CO NEW 3,039 311 0.10%
302 LKQ CORP 8,746 310 0.10%
303 MAGELLAN HEALTH INC COM NEW 5,778 310 0.10%
304 SCHLUMBERGER LTD 3,948 310 0.10%
305 CSG SYS INTL INC 7,499 310 0.10%
306 ALLEGHENY TECHNOLOGIES INC 17,140 310 0.10%
307 EXXON MOBIL CORP 3,529 308 0.10%
308 INTUIT 2,791 307 0.10%
309 OCCIDENTAL PETE CORP DEL 4,199 306 0.10%
310 MARRIOTT INTL INC NEW 4,526 305 0.09%
311 AXALTA COATING SYS LTD 10,764 304 0.09%
312 MUELLER WTR PRODUCTS INCORPORATED COM SER A 24,185 304 0.09%
313 CIT GROUP INC 8,281 301 0.09%
314 KOSMOS ENERGY LTD SHS 46,944 301 0.09%
315 VERISK ANALYTICS INC 3,700 301 0.09%
316 KENNEDY-WILSON HLDGS INCORPORATED 13,285 300 0.09%
317 NUVASIVE INC 4,487 299 0.09%
318 COSAN LTD 41,795 299 0.09%
319 TPG SPECIALTY LENDING INC 16,410 297 0.09%
320 PHILIP MORRIS INTL INC 3,032 295 0.09%
321 DOVER CORP 4,002 295 0.09%
322 MICROCHIP TECHNOLOGY 4,731 294 0.09%
323 CELANESE CORP DEL 4,407 293 0.09%
324 NUTRI SYS INC NEW 9,864 293 0.09%
325 DIAMOND OFFSHR DRILLING 16,583 292 0.09%
326 AVISTA CORP 6,976 292 0.09%
327 MICRON TECHNOLOGY INC 16,322 290 0.09%
328 TELEPHONE DATA SYS INC 10,640 289 0.09%
329 PINNACLE FOODS INC DEL 5,715 287 0.09%
330 AECOM 9,665 287 0.09%
331 CORE LABORATORIES N V 2,541 285 0.09%
332 APPLIED MATLS INC 9,464 285 0.09%
333 TORO CO 6,080 285 0.09%
334 CLEAN ENERGY FUELS CORPORATION COM 63,832 285 0.09%
335 TABLEAU SOFTWARE INC 5,121 283 0.09%
336 HARMAN INTL INDS INC 3,346 283 0.09%
337 RITE AID CORP 36,779 283 0.09%
338 BANKUNITED INC 9,342 282 0.09%
339 ARCHROCK INC COM 21,507 281 0.09%
340 SCHWAB CHARLES CORP 8,828 279 0.09%
341 AMPHENOL CORP NEW 4,300 279 0.09%
342 WILEY JOHN SONS INC 5,390 278 0.09%
343 SYNOPSYS INC 4,669 277 0.09%
344 AQUA AMERICA INC 8,980 274 0.09%
345 HERC HLDGS INC 8,099 273 0.08%
346 ACCELERATE DIAGNOSTICS INC 10,002 273 0.08%
347 COOPER STD HLDGS INC 2,766 273 0.08%
348 EZCORP INC CL A NON VTG 24,580 272 0.08%
349 DISNEY WALT CO 2,921 271 0.08%
350 PILGRIMS PRIDE CORP NEW 12,839 271 0.08%
Page 7 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ACCELERATE DIAGNOSTICS INC 10,000 273 0.20% Put
2 ALEXION PHARMACEUTIC 2,400 294 0.21% Call
3 ALEXION PHARMACEUTIC 3,200 392 0.28% Put
4 ALPHABET INC 2,000 1,608 1.15% Call
5 AMAZON COM INC 1,400 1,172 0.84% Put
6 AMERICAN EXPRESS CO 4,400 282 0.20% Call
7 ANADARKO PETE CORP 6,000 380 0.27% Call
8 APACHE CORP 6,000 383 0.27% Put
9 AVALONBAY COMM 1,300 231 0.17% Call
10 BAIDU INC 7,300 1,329 0.95% Call
11 BIOGEN INC 800 231 0.17% Call
12 BLUEBIRD BIO INC COM 5,200 352 0.25% Call
13 BLUEBIRD BIO INC COM 3,200 217 0.16% Put
14 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
15 CBS CORP NEW 5,500 301 0.22% Call
16 CELGENE CORP 12,800 1,338 0.96% Call
17 CHENIERE ENERGY INC 6,000 262 0.19% Call
18 CHEVRON CORP NEW 3,000 309 0.22% Put
19 CIMAREX ENERGY 2,000 269 0.19% Put
20 CISCO SYS INC 17,700 561 0.40% Call
21 COCA COLA CO 12,600 533 0.38% Call
22 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
23 CURRENCYSHARES EURO TR 2,800 306 0.22% Put
24 CURRENCYSHARES EURO TR 4,000 437 0.31% Call
25 CURRENCYSHARES EURO TR 2,500 273 0.20% Put
26 CURRENCYSHARES JAPANESE YEN TRUST 4,200 400 0.29% Call
27 DEVON ENERGY CORP NEW 8,000 353 0.25% Call
28 DIREXION SHS ETF TR 16,900 454 0.33% Put
29 DISNEY WALT CO 5,500 511 0.37% Call
30 DISNEY WALT CO 27,100 2,517 1.80% Call
31 ESSEX PPTY TR INC 1,000 223 0.16% Call
32 EXPEDIA INC DEL 5,000 584 0.42% Call
33 EXXON MOBIL CORP 2,500 218 0.16% Put
34 FIREEYE INC 25,100 370 0.27% Call
35 FORTINET INC 11,400 421 0.30% Call
36 GILEAD SCIENCES INC 6,400 506 0.36% Put
37 GILEAD SCIENCES INC 8,000 633 0.45% Call
38 GOLAR LNG LTD 12,500 265 0.19% Put
39 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
40 HEWLETT PACKARD ENTERPRISE C 14,700 334 0.24% Call
41 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
42 IONIS PHARMACEUTICALS INC COM 16,000 586 0.42% Put
43 ISHARES TR 3,400 274 0.20% Call
44 ISHARES TR 12,100 976 0.70% Call
45 ISHARES TR 6,000 745 0.53% Put
46 ISHARES TR 23,900 2,969 2.13% Put
47 ISHARES TR 3,600 447 0.32% Call
48 ISHARES TR 5,000 621 0.45% Call
49 ISHARES TR 14,600 1,813 1.30% Call
50 ISHARES TR 3,900 484 0.35% Call
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