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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
351 TEMPUR SEALY INTL INC 4,778 271 0.08%
352 VERINT SYS INC 7,200 271 0.08%
353 GENERAC HLDGS INC 7,443 270 0.08%
354 SMITH & WESSON HLDG 10,119 269 0.08%
355 Servicemaster Global Hldgs I 7,962 268 0.08%
356 ROBERT HALF INTL INC 7,018 266 0.08%
357 BRINKS CO 7,112 264 0.08%
358 RICHARDSON ELECTRS LTD 38,908 264 0.08%
359 DEL FRISCOS RESTAURANT GROUP COM 19,626 264 0.08%
360 AETNA INC NEW 2,266 262 0.08%
361 S&P GLOBAL INC 2,066 261 0.08%
362 NEXTERA ENERGY INC 2,126 260 0.08%
363 ALEXION PHARMACEUTIC 2,116 259 0.08%
364 NACCO INDS INC 3,809 259 0.08%
365 AMC NETWORKS INC CL A 5,002 259 0.08%
366 COTY INC 10,975 258 0.08%
367 CYRUSONE INC 5,353 255 0.08%
368 DONNELLEY R R & SONS CO 16,135 254 0.08%
369 LOCKHEED MARTIN CORP 1,057 253 0.08%
370 VIACOM INC NEW 6,642 253 0.08%
371 PRIMORIS SVCS CORP 12,256 252 0.08%
372 WABASH NATL CORP 17,695 252 0.08%
373 COPART INC 4,701 252 0.08%
374 PANERA BREAD CO 1,289 251 0.08%
375 HILTON WORLDWIDE 10,949 251 0.08%
376 JD COM INC 9,608 251 0.08%
377 ARRIS INTL INC 8,852 251 0.08%
378 CELGENE CORP 2,398 251 0.08%
379 RELIANCE STEEL & ALUMINUM CO 3,480 251 0.08%
380 VERISIGN INC 3,200 250 0.08%
381 ZEBRA TECHNOLOGIES CORPORATION CL A 3,595 250 0.08%
382 PITNEY BOWES INC 13,793 250 0.08%
383 CARTERS INC 2,877 249 0.08%
384 UNDER ARMOUR INC 6,424 248 0.08%
385 OLD REP INTL CORP 14,068 248 0.08%
386 8X8 INC NEW COM 16,057 248 0.08%
387 HERTZ GLOBAL HLDGS INC 6,153 247 0.08%
388 POST HLDGS INC 3,207 247 0.08%
389 NASDAQ OMX GROUP 3,659 247 0.08%
390 ORACLE CORP 6,260 246 0.08%
391 PNM RES INC 7,530 246 0.08%
392 ALLSCRIPTS HEALTHCARE SOLUTN 18,657 246 0.08%
393 MSCI INC 2,934 246 0.08%
394 ZAGG INCORPORATED 30,224 245 0.08%
395 IDEXX LAB 2,137 241 0.07%
396 MOTOROLA SOLUTIONS INC 3,163 241 0.07%
397 BROCADE COMMUNICATIONS SYS I 26,101 241 0.07%
398 FORTINET INC 6,538 241 0.07%
399 STRATASYS LTD 9,920 239 0.07%
400 BERKSHIRE HATHAWAY INC DEL 1,650 238 0.07%
Page 8 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ACCELERATE DIAGNOSTICS INC 10,000 273 0.20% Put
2 ALEXION PHARMACEUTIC 2,400 294 0.21% Call
3 ALEXION PHARMACEUTIC 3,200 392 0.28% Put
4 ALPHABET INC 2,000 1,608 1.15% Call
5 AMAZON COM INC 1,400 1,172 0.84% Put
6 AMERICAN EXPRESS CO 4,400 282 0.20% Call
7 ANADARKO PETE CORP 6,000 380 0.27% Call
8 APACHE CORP 6,000 383 0.27% Put
9 AVALONBAY COMM 1,300 231 0.17% Call
10 BAIDU INC 7,300 1,329 0.95% Call
11 BIOGEN INC 800 231 0.17% Call
12 BLUEBIRD BIO INC COM 5,200 352 0.25% Call
13 BLUEBIRD BIO INC COM 3,200 217 0.16% Put
14 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
15 CBS CORP NEW 5,500 301 0.22% Call
16 CELGENE CORP 12,800 1,338 0.96% Call
17 CHENIERE ENERGY INC 6,000 262 0.19% Call
18 CHEVRON CORP NEW 3,000 309 0.22% Put
19 CIMAREX ENERGY 2,000 269 0.19% Put
20 CISCO SYS INC 17,700 561 0.40% Call
21 COCA COLA CO 12,600 533 0.38% Call
22 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
23 CURRENCYSHARES EURO TR 2,800 306 0.22% Put
24 CURRENCYSHARES EURO TR 4,000 437 0.31% Call
25 CURRENCYSHARES EURO TR 2,500 273 0.20% Put
26 CURRENCYSHARES JAPANESE YEN TRUST 4,200 400 0.29% Call
27 DEVON ENERGY CORP NEW 8,000 353 0.25% Call
28 DIREXION SHS ETF TR 16,900 454 0.33% Put
29 DISNEY WALT CO 5,500 511 0.37% Call
30 DISNEY WALT CO 27,100 2,517 1.80% Call
31 ESSEX PPTY TR INC 1,000 223 0.16% Call
32 EXPEDIA INC DEL 5,000 584 0.42% Call
33 EXXON MOBIL CORP 2,500 218 0.16% Put
34 FIREEYE INC 25,100 370 0.27% Call
35 FORTINET INC 11,400 421 0.30% Call
36 GILEAD SCIENCES INC 6,400 506 0.36% Put
37 GILEAD SCIENCES INC 8,000 633 0.45% Call
38 GOLAR LNG LTD 12,500 265 0.19% Put
39 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
40 HEWLETT PACKARD ENTERPRISE C 14,700 334 0.24% Call
41 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
42 IONIS PHARMACEUTICALS INC COM 16,000 586 0.42% Put
43 ISHARES TR 3,400 274 0.20% Call
44 ISHARES TR 12,100 976 0.70% Call
45 ISHARES TR 6,000 745 0.53% Put
46 ISHARES TR 23,900 2,969 2.13% Put
47 ISHARES TR 3,600 447 0.32% Call
48 ISHARES TR 5,000 621 0.45% Call
49 ISHARES TR 14,600 1,813 1.30% Call
50 ISHARES TR 3,900 484 0.35% Call
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