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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 8X8 INC NEW COM 16,057 248 0.08%
2 A O SMITH 8,803 870 0.27%
3 ABBVIE INC 3,781 238 0.07%
4 ABERCROMBIE & FITCH CO 35,891 570 0.18%
5 ACACIA RESH CORP ACACIA TCH COM 149,341 974 0.30%
6 ACADIA COMPANY COM 8,427 418 0.13%
7 ACCELERATE DIAGNOSTICS INC 10,002 273 0.08%
8 ACCO BRANDS CORPORATION COM 13,392 129 0.04%
9 ADOBE INC 11,830 1,284 0.40%
10 ADTRAN INC COM 10,145 194 0.06%
11 ADVANCED MICRO DEVICES INC 31,738 219 0.07%
12 AECOM 9,665 287 0.09%
13 AEGEAN MARINE PETROLEUM NETW 13,201 132 0.04%
14 AETNA INC NEW 2,266 262 0.08%
15 AFFILIATED MANAGERS GROUP 2,747 397 0.12%
16 AGCO CORP 4,555 225 0.07%
17 AIR PRODS & CHEMS INC 4,843 728 0.23%
18 ALASKA AIR GROUP INC 3,156 208 0.06%
19 ALEXION PHARMACEUTIC 2,116 259 0.08%
20 ALIBABA GROUP HLDG LTD 6,808 720 0.22%
21 ALLEGHENY TECHNOLOGIES INC 17,140 310 0.10%
22 ALLIANCE DATA SYSTEMS CORP 7,224 1,550 0.48%
23 ALLIANT ENERGY CORP 6,103 234 0.07%
24 ALLOT COMMUNICATIONS LTD 12,130 64 0.02%
25 ALLSCRIPTS HEALTHCARE SOLUTN 18,657 246 0.08%
26 ALPHA PRO TECH LTD 15,689 56 0.02%
27 ALPHABET INC 2,399 1,865 0.58%
28 ALPHABET INC 1,382 1,111 0.35%
29 AMAZON COM INC 2,241 1,876 0.58%
30 AMC NETWORKS INC CL A 5,002 259 0.08%
31 AMDOCS LTD 27,669 1,601 0.50%
32 AMEREN CORP 4,422 217 0.07%
33 AMERESCO INC 10,107 53 0.02%
34 AMERICAN AXLE & MFG HLDGS INC COM 11,645 201 0.06%
35 AMERICAN ELEC PWR INC 8,000 514 0.16%
36 AMERICAN INTL GROUP INC 9,937 590 0.18%
37 AMERICAN WTR WKS CO INC NEW 2,987 224 0.07%
38 AMERIPRISE FINANCIAL, INC. 64,122 1,695 0.53%
39 AMERISOURCEBERGEN CORP 11,249 909 0.28%
40 AMGEN INC 3,046 508 0.16%
41 AMPHENOL CORP NEW 4,300 279 0.09%
42 ANADARKO PETE CORP 27,941 1,770 0.55%
43 ANALOG DEVICES INC 9,229 595 0.19%
44 ANDINA ACQUISITION CORP II 117,115 1,161 0.36%
45 ANIKA THERAPEUTICS INC 4,298 206 0.06%
46 AON PLC 8,400 945 0.29%
47 APACHE CORP 6,900 441 0.14%
48 APARTMENT INVT & MGMT CO 13,193 606 0.19%
49 APOLLO COML REAL EST FIN INC 14,124 231 0.07%
50 APPLE INC 11,384 1,287 0.40%
Page 1 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
51 VANTIV INC 11,100 625 0.45% Call
52 ISHARES TR 5,000 621 0.45% Call
53 POWERSHARES QQQ TRUST 5,000 594 0.43% Call
54 IONIS PHARMACEUTICALS INC COM 16,000 586 0.42% Put
55 EXPEDIA INC DEL 5,000 584 0.42% Call
56 NETAPP INC 15,700 562 0.40% Call
57 CISCO SYS INC 17,700 561 0.40% Call
58 S&P GLOBAL INC 4,400 557 0.40% Put
59 SELECT SECTOR SPDR TR 11,600 554 0.40% Call
60 NETFLIX INC 5,600 552 0.40% Put
61 SENSATA TECHNOLOGIES HLDG NV 14,200 551 0.39% Call
62 TIME WARNER INC 6,800 541 0.39% Call
63 COCA COLA CO 12,600 533 0.38% Call
64 SCRIPPS NETWORKS INTERACT IN 8,400 533 0.38% Call
65 SELECT SECTOR SPDR TR 7,400 523 0.37% Call
66 VERISK ANALYTICS INC 6,400 520 0.37% Call
67 DISNEY WALT CO 5,500 511 0.37% Call
68 POWERSHARES QQQ TRUST 4,300 510 0.37% Call
69 GILEAD SCIENCES INC 6,400 506 0.36% Put
70 SELECT SECTOR SPDR TR 8,600 502 0.36% Put
71 ISHARES TR 3,900 484 0.35% Call
72 ISHARES TR 3,700 460 0.33% Call
73 SPDR S&P 500 ETF TR 2,100 454 0.33% Call
74 DIREXION SHS ETF TR 16,900 454 0.33% Put
75 ISHARES TR 3,600 447 0.32% Call
76 SPDR SERIES TRUST 16,500 438 0.31% Put
77 CURRENCYSHARES EURO TR 4,000 437 0.31% Call
78 FORTINET INC 11,400 421 0.30% Call
79 ProShares Ultra VIX S T Futures 5,000 416 0.30% Put
80 SELECT SECTOR SPDR TR 5,800 410 0.29% Call
81 ORACLE CORP 10,400 409 0.29% Call
82 SELECT SECTOR SPDR TR 5,100 408 0.29% Put
83 CURRENCYSHARES JAPANESE YEN TRUST 4,200 400 0.29% Call
84 KILROY RLTY CORP COM 5,900 399 0.29% Call
85 ALEXION PHARMACEUTIC 3,200 392 0.28% Put
86 APACHE CORP 6,000 383 0.27% Put
87 TOTAL SYS SVCS INC 8,100 382 0.27% Call
88 PINNACLE WEST 5,000 380 0.27% Call
89 ANADARKO PETE CORP 6,000 380 0.27% Call
90 FIREEYE INC 25,100 370 0.27% Call
91 TESLA INC 1,800 367 0.26% Put
92 SPDR SERIES TRUST 10,700 363 0.26% Put
93 TWITTER INC 15,700 362 0.26% Put
94 DEVON ENERGY CORP NEW 8,000 353 0.25% Call
95 BLUEBIRD BIO INC COM 5,200 352 0.25% Call
96 SPDR S&P 500 ETF TR 1,600 346 0.25% Call
97 SELECT SECTOR SPDR TR 5,800 339 0.24% Put
98 HEWLETT PACKARD ENTERPRISE C 14,700 334 0.24% Call
99 CHEVRON CORP NEW 3,000 309 0.22% Put
100 CURRENCYSHARES EURO TR 2,800 306 0.22% Put
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