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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 STELLAR ACQUISITION III INC 800,000 7,976 2.48%
2 KLR ENERGY ACQUISITION CORP 635,330 6,430 2.00%
3 M I ACQUISITIONS INC 600,000 6,012 1.87%
4 JENSYN ACQUISITION CORP 465,190 4,666 1.45%
5 JENSYN ACQUISITION CORP 326,262 28 0.01%
6 KLR ENERGY ACQUISITION CORP 265,165 111 0.03%
7 JENSYN ACQUISITION CORP 234,873 46 0.01%
8 HARTE-HANKS INC 222,759 361 0.11%
9 EXTREME NETWORKS INC 216,307 971 0.30%
10 Red Lion Hotels 200,083 1,669 0.52%
11 GIGPEAK INC 159,779 375 0.12%
12 PACIFIC SPL ACQUISITION CORP 151,680 1,555 0.48%
13 ACACIA RESH CORP ACACIA TCH COM 149,341 974 0.30%
14 EMCORE CORP 143,775 820 0.25%
15 ENCANA CORP 135,081 1,414 0.44%
16 VONAGE HLDGS CORP 117,557 777 0.24%
17 CALLON PETE CO DEL 117,412 1,843 0.57%
18 ANDINA ACQUISITION CORP II 117,115 1,161 0.36%
19 M III ACQUISITION CORP 106,200 1,041 0.32%
20 OWENS RLTY MTG INC 99,373 1,721 0.54%
21 NORTHSTAR REALTY EUROPE CORPORATION 97,500 1,068 0.33%
22 QEP RES INC 97,179 1,898 0.59%
23 AV HOMES INC 96,942 1,613 0.50%
24 SCORPIO TANKERS INC 78,367 363 0.11%
25 M III ACQUISITION CORP 75,000 720 0.22%
26 ON SEMICONDUCTOR CORP 71,843 885 0.28%
27 MARATHON OIL CORP 70,614 1,116 0.35%
28 LENDINGCLUB CORP 69,380 429 0.13%
29 REXNORD CORP NEW COM 68,352 1,463 0.45%
30 WENDYS CO 68,246 737 0.23%
31 RAMCO-GERSHENSON PPTYS TR 67,196 1,259 0.39%
32 PENNEY J C 66,441 613 0.19%
33 OASIS PETE INC NEW 65,308 749 0.23%
34 AMERIPRISE FINANCIAL, INC. 64,122 1,695 0.53%
35 CLEAN ENERGY FUELS CORPORATION COM 63,832 285 0.09%
36 LIGHT & WONDER INC COM 61,560 694 0.22%
37 OncoGenex Pharmaceuticals Inc 60,638 31 0.01%
38 MGIC INVT CORP WIS 58,034 464 0.14%
39 HEWLETT PACKARD ENTERPRISE C 57,771 1,314 0.41%
40 ISLE OF CAPRI CASINOS INC COM 56,327 1,255 0.39%
41 TREMOR VIDEO INC 53,851 90 0.03%
42 Marinus Pharmaceuticals Inc 52,432 95 0.03%
43 BROOKDALE SR LIVING INC 50,925 889 0.28%
44 VIMPELCOM LTD 50,000 174 0.05%
45 SHUTTERFLY INC 49,885 2,227 0.69%
46 IHS MARKIT LTD SHS 48,435 1,819 0.57%
47 Marchex Inc 47,859 133 0.04%
48 RICE ENERGY INCORPORATED 47,461 1,239 0.39%
49 BOYD GAMING CORP COM 47,400 938 0.29%
50 KOSMOS ENERGY LTD SHS 46,944 301 0.09%
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New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 66,100 14,297 10.25% Put
2 SPDR S&P 500 ETF TR 50,000 10,815 7.75% Put
3 SPDR S&P 500 ETF TR 42,500 9,193 6.59% Call
4 SPDR S&P 500 ETF TR 39,600 8,565 6.14% Call
5 POWERSHARES QQQ TRUST 34,400 4,084 2.93% Call
6 SPDR S&P 500 ETF TR 14,500 3,136 2.25% Call
7 ISHARES TR 23,900 2,969 2.13% Put
8 SPDR S&P 500 ETF TR 13,500 2,920 2.09% Call
9 SPDR S&P 500 ETF TR 12,600 2,725 1.95% Call
10 DISNEY WALT CO 27,100 2,517 1.80% Call
11 SPDR S&P 500 ETF TR 11,200 2,423 1.74% Call
12 POWERSHARES QQQ TRUST 19,600 2,327 1.67% Call
13 POWERSHARES QQQ TRUST 17,700 2,101 1.51% Call
14 QUALCOMM INC 29,300 2,007 1.44% Call
15 SPDR S&P 500 ETF TR 9,000 1,947 1.40% Call
16 QUALCOMM INC 27,100 1,856 1.33% Call
17 ISHARES TR 14,600 1,813 1.30% Call
18 HARMAN INTL INDS INC 20,100 1,697 1.22% Call
19 SPDR S&P 500 ETF TR 7,800 1,687 1.21% Call
20 POWERSHARES QQQ TRUST 14,200 1,686 1.21% Call
21 ProShares Ultra VIX S T Futures 20,000 1,665 1.19% Call
22 ALPHABET INC 2,000 1,608 1.15% Call
23 POWERSHARES QQQ TRUST 13,000 1,543 1.11% Call
24 SPDR DOW JONES INDL AVRG ETF 8,000 1,462 1.05% Call
25 CELGENE CORP 12,800 1,338 0.96% Call
26 BAIDU INC 7,300 1,329 0.95% Call
27 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
28 TRIMBLE INC 41,400 1,182 0.85% Call
29 AMAZON COM INC 1,400 1,172 0.84% Put
30 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
31 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
32 SAP SE 11,100 1,015 0.73% Put
33 ISHARES TR 12,100 976 0.70% Call
34 SALESFORCE COM INC 13,500 963 0.69% Call
35 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
36 SPDR SERIES TRUST 26,200 889 0.64% Put
37 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
38 TESARO INCORPORATED 8,000 802 0.57% Put
39 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
40 ISHARES TR 19,500 770 0.55% Put
41 ISHARES TR 6,000 745 0.53% Put
42 LIGHT & WONDER INC COM 65,200 735 0.53% Call
43 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
44 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
45 ISHARES TR 11,800 698 0.50% Call
46 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
47 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
48 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
49 GILEAD SCIENCES INC 8,000 633 0.45% Call
50 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
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