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Institutional Investment Manager
BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC (CIK: 0001549230) incorporated in Delaware, located at 140 East 45th Street, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001493152-16-014832) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 SPDR S&P 500 ETF TR 500 10,815 3.36% Put
2 SPDR S&P 500 ETF TR 500 10,815 3.36% Put
3 STELLAR ACQUISITION III INC 800,000 7,976 2.48%
4 KLR ENERGY ACQUISITION CORP 635,330 6,430 2.00%
5 M I ACQUISITIONS INC 600,000 6,012 1.87%
6 SPDR S&P 500 ETF TR 250 5,408 1.68% Put
7 JENSYN ACQUISITION CORP 465,190 4,666 1.45%
8 FIDELITY NATL INFORMATION SV 40,430 3,114 0.97%
9 SPDR S&P 500 ETF TR 11,993 2,594 0.81%
10 SHUTTERFLY INC 49,885 2,227 0.69%
11 CIMAREX ENERGY 14,781 1,986 0.62%
12 CONSOLIDATED TOMOKA LD CO 38,082 1,949 0.61%
13 QEP RES INC 97,179 1,898 0.59%
14 AMAZON COM INC 2,241 1,876 0.58%
15 ALPHABET INC 2,399 1,865 0.58%
16 ISHARES TR 14,873 1,847 0.57%
17 CALLON PETE CO DEL 117,412 1,843 0.57%
18 IHS MARKIT LTD SHS 48,435 1,819 0.57%
19 ANADARKO PETE CORP 27,941 1,770 0.55%
20 OWENS RLTY MTG INC 99,373 1,721 0.54%
21 AMERIPRISE FINANCIAL, INC. 64,122 1,695 0.53%
22 Red Lion Hotels 200,083 1,669 0.52%
23 AV HOMES INC 96,942 1,613 0.50%
24 AMDOCS LTD 27,669 1,601 0.50%
25 WESTAR ENERGY 282 1,600 0.50% Call
26 RMR GROUP INC 41,854 1,588 0.49%
27 PACIFIC SPL ACQUISITION CORP 151,680 1,555 0.48%
28 DIAMONDBACK ENERGY INC 16,089 1,553 0.48%
29 ALLIANCE DATA SYSTEMS CORP 7,224 1,550 0.48%
30 MCKESSON CORP 8,897 1,484 0.46%
31 FLEETCOR TECHNOLOGIES INC 8,433 1,465 0.46%
32 REXNORD CORP NEW COM 68,352 1,463 0.45%
33 RSP PERMIAN INC COM 37,712 1,462 0.45%
34 EXPEDIA INC DEL 12,492 1,458 0.45%
35 YELP INC 34,729 1,448 0.45%
36 ENCANA CORP 135,081 1,414 0.44%
37 KIRBY CORP 22,216 1,381 0.43%
38 CROWN CASTLE INTL CORP NEW 14,113 1,330 0.41%
39 LIFE STORAGE INC 14,900 1,325 0.41%
40 HEWLETT PACKARD ENTERPRISE C 57,771 1,314 0.41%
41 APPLE INC 11,384 1,287 0.40%
42 ADOBE INC 11,830 1,284 0.40%
43 AUTODESK INC 17,677 1,279 0.40%
44 RAMCO-GERSHENSON PPTYS TR 67,196 1,259 0.39%
45 ISLE OF CAPRI CASINOS INC COM 56,327 1,255 0.39%
46 UNION PAC CORP 12,837 1,252 0.39%
47 QUALCOMM INC 18,243 1,250 0.39%
48 RICE ENERGY INCORPORATED 47,461 1,239 0.39%
49 ANDINA ACQUISITION CORP II 117,115 1,161 0.36%
50 INTEL CORP 30,059 1,135 0.35%
Page 1 of 13
New Holding filing (0001493152-17-007926) filed in 2017.07.18
#
Name
Shares
Value ($)
%
Options
Notes
51 ISHARES TR 3,600 447 0.32% Call
52 DIREXION SHS ETF TR 16,900 454 0.33% Put
53 SPDR S&P 500 ETF TR 2,100 454 0.33% Call
54 ISHARES TR 3,700 460 0.33% Call
55 ISHARES TR 3,900 484 0.35% Call
56 SELECT SECTOR SPDR TR 8,600 502 0.36% Put
57 GILEAD SCIENCES INC 6,400 506 0.36% Put
58 POWERSHARES QQQ TRUST 4,300 510 0.37% Call
59 DISNEY WALT CO 5,500 511 0.37% Call
60 VERISK ANALYTICS INC 6,400 520 0.37% Call
61 SELECT SECTOR SPDR TR 7,400 523 0.37% Call
62 COCA COLA CO 12,600 533 0.38% Call
63 SCRIPPS NETWORKS INTERACT IN 8,400 533 0.38% Call
64 TIME WARNER INC 6,800 541 0.39% Call
65 SENSATA TECHNOLOGIES HLDG NV 14,200 551 0.39% Call
66 NETFLIX INC 5,600 552 0.40% Put
67 SELECT SECTOR SPDR TR 11,600 554 0.40% Call
68 S&P GLOBAL INC 4,400 557 0.40% Put
69 CISCO SYS INC 17,700 561 0.40% Call
70 NETAPP INC 15,700 562 0.40% Call
71 EXPEDIA INC DEL 5,000 584 0.42% Call
72 IONIS PHARMACEUTICALS INC COM 16,000 586 0.42% Put
73 POWERSHARES QQQ TRUST 5,000 594 0.43% Call
74 ISHARES TR 5,000 621 0.45% Call
75 VANTIV INC 11,100 625 0.45% Call
76 SPDR S&P 500 ETF TR 2,900 627 0.45% Call
77 GILEAD SCIENCES INC 8,000 633 0.45% Call
78 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
79 POWERSHARES QQQ TRUST 5,400 641 0.46% Call
80 SPDR S&P 500 ETF TR 3,100 671 0.48% Put
81 ISHARES TR 11,800 698 0.50% Call
82 ProShares Ultra VIX S T Futures 8,400 699 0.50% Put
83 MALLINCKRODT PUB LTD CO 10,200 712 0.51% Put
84 LIGHT & WONDER INC COM 65,200 735 0.53% Call
85 ISHARES TR 6,000 745 0.53% Put
86 ISHARES TR 19,500 770 0.55% Put
87 BROADRIDGE FINL SOLUTIONS IN 11,700 793 0.57% Call
88 TESARO INCORPORATED 8,000 802 0.57% Put
89 POWERSHARES QQQ TRUST 7,100 843 0.60% Call
90 SPDR SERIES TRUST 26,200 889 0.64% Put
91 CURRENCYSHARES EURO TR 8,800 962 0.69% Call
92 SALESFORCE COM INC 13,500 963 0.69% Call
93 ISHARES TR 12,100 976 0.70% Call
94 SAP SE 11,100 1,015 0.73% Put
95 POWERSHARES QQQ TRUST 8,600 1,021 0.73% Call
96 SELECT SECTOR SPDR TR 21,900 1,046 0.75% Call
97 AMAZON COM INC 1,400 1,172 0.84% Put
98 TRIMBLE INC 41,400 1,182 0.85% Call
99 INTERNATIONAL BUSINESS MACHS 8,300 1,318 0.94% Call
100 BAIDU INC 7,300 1,329 0.95% Call
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