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Institutional Investment Manager
ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC (CIK: 0001549408) incorporated in California, located at 6384 Montez Villa Rd, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001221073-15-000016) filed in 2015.02.09
#
Name
Shares
Value ($)
%
Options
Notes
51 BANK AMER CORP 33,500 600 0.61%
52 VERIZON COMMUNICATIONS INC 12,394 580 0.59%
53 DEERE & CO 6,500 575 0.59%
54 Safeway Inc - Safeway PDC LLC CVR 16,036 563 0.57%
55 WASTE MGMT INC DEL 10,000 513 0.52%
56 SPDR SER TR 8,421 486 0.50%
57 QUALCOMM INC 6,450 479 0.49%
58 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 29,810 469 0.48%
59 AIR PRODS & CHEMS INC 3,227 465 0.47%
60 NUVEEN AMT FREE QLTY MUN INC 33,163 458 0.47%
61 SELECT SECTOR SPDR TR 9,376 455 0.46%
62 NORTHROP GRUMMAN CORP 2,933 432 0.44%
63 WISDOMTREE TR 111,700 414 0.42% Call
64 MERCK & CO INC 7,030 399 0.41%
65 ALLIANZGI DIVIDEND INT PRM 21,881 350 0.36%
66 SPDR S&P 500 ETF TR 1,541 316 0.32%
67 WESTERN ASSET HIGH INCM FD I 36,140 300 0.31%
68 Medtronic Inc 4,000 289 0.29%
69 BP PLC 7,500 286 0.29%
70 HOME DEPOT INC 2,700 283 0.29%
71 CATERPILLAR INC 3,000 275 0.28%
72 METLIFE INC 4,000 216 0.22%
73 DEVON ENERGY CORP NEW 3,500 214 0.22%
74 DOW CHEM CO 3,500 160 0.16%
75 POWERSHARES QQQ TRUST 12,700 132 0.13% Call
76 ISHARES TR 30,300 118 0.12% Call
77 VALE S A 12,517 102 0.10%
78 DEERE & CO 11,500 85 0.09% Call
79 ISHARES TR 399 48 0.05%
80 BANK AMER CORP 24,000 37 0.04% Call
81 ISHARES TR 83,700 32 0.03% Call
82 WISDOMTREE TR 413 20 0.02%
83 DISNEY WALT CO 8,000 16 0.02% Call
84 APPLE INC 5,000 12 0.01% Call
85 QUALCOMM INC 2,000 2 0.00% Call
86 HALLIBURTON CO 20,000 2 0.00% Call
87 DOW CHEM CO 10,000 1 0.00% Call
88 CHICAGO BRIDGE & IRON CO N V 12,200 1 0.00% Call
89 FORD MTR CO DEL 25,000 0 0.00% Call
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