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ALLIANZGI DIVIDEND INT PRM
ALLIANZGI DIVIDEND INT PRM. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 78 Institutional holders with a total value of $249,861,360.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 6,041,920 96,671,000 38.69%
2 BANK OF AMERICA CORP /DE/ 2,189,924 35,039,000 14.02%
3 GUGGENHEIM CAPITAL LLC 1,696,717 27,150,000 10.87%
4 Invesco Ltd. 850,971 13,615,000 5.45%
5 LPL Financial LLC 750,104 12,002,000 4.80%
6 UBS Group AG 602,862 9,646,000 3.86%
7 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 530,256 8,484,000 3.40%
8 WELLS FARGO & COMPANY/MN 367,168 5,875,000 2.35%
9 STIFEL FINANCIAL CORP 257,978 4,128,000 1.65%
10 Index Management Solutions, LLC 205,033 3,281,000 1.31%
11 MARINER INVESTMENT GROUP LLC 190,600 3,050,000 1.22%
12 Shaker Financial Services, LLC 146,360 2,342,000 0.94%
13 WOLVERINE ASSET MANAGEMENT LLC 124,887 1,998,000 0.80%
14 Cetera Advisor Networks LLC 119,874 1,921,000 0.77%
15 DOLIVER ADVISORS, LP 115,159 1,842,000 0.74%
16 PINNACLE ASSOCIATES LTD 108,379 1,734,000 0.69%
17 TFS CAPITAL LLC 103,726 1,660,000 0.66%
18 Commonwealth Equity Services, Inc 96,837 1,549,000 0.62%
19 ROYAL BANK OF CANADA 77,629 1,242,000 0.50%
20 MSI Financial Services Inc 69,951 1,119,000 0.45%
21 STEPHENS INC /AR/ 64,230 1,028,000 0.41%
22 Capital Investment Advisors, LLC 61,484 984,000 0.39%
23 Janney Montgomery Scott LLC 47,920 766,728 0.31%
24 AMERIPRISE FINANCIAL INC 46,607 746,000 0.30%
25 GOLDMAN SACHS GROUP INC 45,717 731,000 0.29%
26 Robert W. Baird & Co. Inc 42,819 685,000 0.27%
27 D.A. DAVIDSON & CO. 42,202 675,000 0.27%
28 Raymond James Financial Services Advisors, Inc. 32,083 513,000 0.21%
29 RAYMOND JAMES & ASSOCIATES 30,126 482,000 0.19%
30 OPPENHEIMER & CO INC 29,775 476,000 0.19%
31 CORNERSTONE ADVISORS INC 27,600 442,000 0.18%
32 AMERICAN INTERNATIONAL GROUP, INC. 27,573 441,175 0.18%
33 HighTower Advisors, LLC 27,475 440,000 0.18%
34 Stratos Wealth Partners, LTD. 26,934 430,472 0.17%
35 Merriman Wealth Management, LLC 26,000 422,000 0.17%
36 Virtu KCG Holdings LLC 26,180 419,000 0.17%
37 OTA Financial Group L.P. 24,948 399,000 0.16%
38 JANE STREET GROUP, LLC 23,835 381,000 0.15%
39 Sigma Planning Corp 23,314 373,000 0.15%
40 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 22,062 353,000 0.14%
41 ALETHEA CAPITAL MANAGEMENT, LLC 21,881 350,000 0.14%
42 Tower Research Capital LLC (TRC) 21,012 336,000 0.13%
43 Relative Value Partners, LLC 19,540 313,000 0.13%
44 Cambridge Investment Research Advisors, Inc. 19,255 308,000 0.12%
45 Dana Investment Advisors, Inc. 17,172 275,000 0.11%
46 Bank of New York Mellon Corp 17,211 275,000 0.11%
47 DEUTSCHE BANK AG\ 16,556 264,000 0.11%
48 CREDIT SUISSE AG/ 15,476 248,000 0.10%
49 BENJAMIN F. EDWARDS & COMPANY, INC. 15,008 240,000 0.10%
50 First Allied Advisory Services, Inc. 14,220 227,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.