Dark
Light
System
Institutional Investment Manager
ALETHEA CAPITAL MANAGEMENT, LLC
ALETHEA CAPITAL MANAGEMENT, LLC (CIK: 0001549408) incorporated in California, located at 6384 Montez Villa Rd, San Diego, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Original 13F HR (0001221073-15-000016) filed in 2015.02.09
#
Name
Shares
Value ($)
%
Options
Notes
1 FORD MTR CO DEL 25,000 0 0.00% Call
2 CHICAGO BRIDGE & IRON CO N V 12,200 1 0.00% Call
3 DOW CHEM CO 10,000 1 0.00% Call
4 QUALCOMM INC 2,000 2 0.00% Call
5 HALLIBURTON CO 20,000 2 0.00% Call
6 APPLE INC 5,000 12 0.01% Call
7 DISNEY WALT CO 8,000 16 0.02% Call
8 WISDOMTREE TR 413 20 0.02%
9 ISHARES TR 83,700 32 0.03% Call
10 BANK AMER CORP 24,000 37 0.04% Call
11 ISHARES TR 399 48 0.05%
12 DEERE & CO 11,500 85 0.09% Call
13 VALE S A 12,517 102 0.10%
14 ISHARES TR 30,300 118 0.12% Call
15 POWERSHARES QQQ TRUST 12,700 132 0.13% Call
16 DOW CHEM CO 3,500 160 0.16%
17 DEVON ENERGY CORP NEW 3,500 214 0.22%
18 METLIFE INC 4,000 216 0.22%
19 CATERPILLAR INC 3,000 275 0.28%
20 HOME DEPOT INC 2,700 283 0.29%
21 BP PLC 7,500 286 0.29%
22 Medtronic Inc 4,000 289 0.29%
23 WESTERN ASSET HIGH INCM FD I 36,140 300 0.31%
24 SPDR S&P 500 ETF TR 1,541 316 0.32%
25 ALLIANZGI DIVIDEND INT PRM 21,881 350 0.36%
26 MERCK & CO INC 7,030 399 0.41%
27 WISDOMTREE TR 111,700 414 0.42% Call
28 NORTHROP GRUMMAN CORP 2,933 432 0.44%
29 SELECT SECTOR SPDR TR 9,376 455 0.46%
30 NUVEEN AMT FREE QLTY MUN INC 33,163 458 0.47%
31 AIR PRODS & CHEMS INC 3,227 465 0.47%
32 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 29,810 469 0.48%
33 QUALCOMM INC 6,450 479 0.49%
34 SPDR SER TR 8,421 486 0.50%
35 WASTE MGMT INC DEL 10,000 513 0.52%
36 Safeway Inc - Safeway PDC LLC CVR 16,036 563 0.57%
37 DEERE & CO 6,500 575 0.59%
38 VERIZON COMMUNICATIONS INC 12,394 580 0.59%
39 BANK AMER CORP 33,500 600 0.61%
40 CHICAGO BRIDGE & IRON CO N V 15,000 630 0.64%
41 ISHARES TR 12,630 638 0.65%
42 DIAMOND OFFSHR DRILLING 17,551 644 0.66%
43 ALTRIA GROUP INC 13,662 673 0.69%
44 MICROSOFT CORP 14,842 689 0.70%
45 WESTERN ASSET HIGH INCOME OP 128,922 692 0.71%
46 CSX CORP 19,500 707 0.72%
47 DISNEY WALT CO 7,788 733 0.75%
48 GENERAL ELECTRIC CO 29,300 740 0.75%
49 JOHNSON & JOHNSON 7,105 743 0.76%
50 MOBILE TELESYSTEMS PJSC 105,984 761 0.78%
Page 1 of 2