Dark
Light
System
Institutional Investment Manager
Allworth Financial LP
Allworth Financial LP (CIK: 0001555170) incorporated in California, located at 340 Palladio Pkwy, Folsom, CA. Institutional holdings reported to the SEC.
Institutional Holdings (2015Q3)
Original 13F HR (0001140361-15-038987) filed in 2015.10.30
#
Name
Shares
Value ($)
%
Options
Notes
101 AVALANCHE BIOTECHNOLOGIES IN 17,831 147 0.05%
102 AMERICAN ELEC PWR INC 2,548 145 0.05%
103 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 5,049 144 0.05%
104 PUBLIC STORAGE 678 143 0.05%
105 FIDELITY NATIONAL FINANCIAL 4,002 142 0.05%
106 ISHARES TR 1,285 140 0.05%
107 SEMPRA ENERGY 1,448 140 0.05%
108 3M CO 965 137 0.05%
109 ROCKWELL AUTOMATION INC 1,330 135 0.05%
110 MCCORMICK & CO INC 1,600 131 0.05%
111 SCHWAB EMERGING MARKETS EQUITY ETF 6,397 129 0.05%
112 SPDR DOW JONES INDL AVRG ETF 792 129 0.05%
113 DU PONT E I DE NEMOURS & CO 2,658 128 0.05%
114 GENERAL MLS INC 2,211 124 0.04%
115 ISHARES TR 638 123 0.04%
116 ABBVIE INC 2,270 123 0.04%
117 VANGUARD INDEX FDS 1,048 123 0.04%
118 SCHWAB U.S. REIT ETF 3,205 119 0.04%
119 STARBUCKS CORP 2,072 118 0.04%
120 WASTE CONNECTIONS INC COM 2,405 117 0.04%
121 US BANCORP DEL 2,847 117 0.04%
122 MCDONALDS CORP 1,176 116 0.04%
123 STANLEY BLACK &DECKER INC 1,200 116 0.04%
124 VANGUARD SPECIALIZED FUNDS 1,579 116 0.04%
125 VANGUARD INDEX FDS 1,061 115 0.04%
126 LINCOLN NATL CORP IND 2,400 114 0.04%
127 VANGUARD BD INDEX FDS 1,370 110 0.04%
128 INCYTE CORP 1,000 110 0.04%
129 PINNACLE WEST 1,700 109 0.04%
130 DUKE ENERGY CORP NEW 1,512 109 0.04%
131 DOMINION ENERGY INC 1,532 108 0.04%
132 VANGUARD BD INDEX FDS 1,320 108 0.04%
133 UNITEDHEALTH GROUP INC 879 102 0.04%
134 ISHARES TR 838 101 0.04%
135 KIMBERLY CLARK CORP 918 100 0.04%
136 SOUTHWEST AIRLS CO 2,578 98 0.03%
137 MASTERCARD INCORPORATED 1,069 96 0.03%
138 BOSTON BEER INC 450 95 0.03%
139 ISHARES TR 1,656 95 0.03%
140 CONSTELLATION BRANDS INC 760 95 0.03%
141 FACEBOOK INC 1,059 95 0.03%
142 WESTAR ENERGY 2,438 94 0.03%
143 ISHARES TR 823 93 0.03%
144 VANGUARD WORLD FD 1,057 90 0.03%
145 UNION PAC CORP 1,022 90 0.03%
146 GOLDMAN SACHS GROUP INC 506 88 0.03%
147 LOCKHEED MARTIN CORP 419 87 0.03%
148 GUGGENHEIM FRONTIER MARKETS ETF 7,975 87 0.03%
149 SCHLUMBERGER LTD 1,267 87 0.03%
150 SCHWAB CHARLES CORP 2,975 85 0.03%
Page 3 of 14