Dark
Light
System
Institutional Investment Manager
Carnick & Kubik, LLC
Carnick & Kubik, LLC (CIK: 0001555900) incorporated in Colorado, located at 675 Southpointe Court, Suite 102, Colorado Springs, CO. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Original 13F HR (0001062993-16-009619) filed in 2016.05.12
#
Name
Shares
Value ($)
%
Options
Notes
101 CLOVER S C SCH DIST NO 2 YORK 5,000 5 0.00%
102 KING CNTY WASH SWR REV 5,000 5 0.00%
103 GREEN TREE FINANCIAL MFH 99-2 40,000 5 0.00%
104 HAWAII ST 5,000 5 0.00%
105 ABN AMRO MTG CORP 8% 03/29 5,000 5 0.00%
106 EXCHANGE TRADED CONCEPTS TR 300 5 0.00%
107 ROYCE MICRO CAP TR INC 745 5 0.00%
108 CALIFORNIA ST DEPT WTR RES CEN CENTRAL V 5,000 5 0.00%
109 SCHWAB US AGGREGATE BOND ETF 98 5 0.00%
110 SCHWAB US TIPS ETF 92 5 0.00%
111 STAPLES INC 450 5 0.00%
112 COCA COLA ENTERPRISES INC NE COM 100 5 0.00%
113 SCHWAB U.S. LARGE-CAP VALUE ETF 105 5 0.00%
114 NORTH DAKOTA ST MUN BD BK REV BDS 2005A 5,000 5 0.00%
115 FHLMC 1B-2492 FLT 60,000 6 0.00%
116 Market Vectors Junior 200 6 0.00%
117 VANGUARD BD INDEX FDS 67 6 0.00%
118 FHLMC Pl #c 6.00% 08/24 100,000 6 0.00%
119 SUPERVALU INC 1,000 6 0.00%
120 ISHARES GOLD TRUST 500 6 0.00%
121 FORD MTR CO DEL 425 6 0.00%
122 NEW SR INVEST GRP INC COM 600 6 0.00%
123 CERNER CORP 117 6 0.00%
124 SOUTH CAROLINA ST PUB SVCS AUT 5,000 6 0.00%
125 FNMA 5.5% 03/01/2020 106,000 7 0.00%
126 RESOURCE CAPITAL CORP 400 7 0.00%
127 BLACKROCK DEBT STRAT FD INC COM 1,948 7 0.00%
128 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 500 7 0.00%
129 TEXTAINER GROUP HOLDINGS LTD 500 7 0.00%
130 AMERICAN INTL GROUP INC 135 7 0.00%
131 TORTOISE ENERGY INDEPENDENC 600 7 0.00%
132 BMC SOFTWARE INC 15,000 7 0.00%
133 SELECT SECTOR SPDR TR 120 7 0.00%
134 FIRST INDL RLTY TR INC 300 7 0.00%
135 FNMA 5.5% 11/31 235,000 7 0.00%
136 ISHARES INC 420 8 0.00%
137 VANGUARD INTL EQUITY INDEX F 165 8 0.00%
138 SCHWAB INTERNATIONAL SMALL-CAP EQUITY ETF 273 8 0.00%
139 FNMA 5.5% 08/24 115,000 8 0.00%
140 FNMA 5.5% 06/01/2025 105,000 8 0.00%
141 FNMA 5.5% 07/25 100,000 8 0.00%
142 NUVEEN CR STRATEGIES INCOME FD COM SHS 1,000 8 0.00%
143 Monmouth Pfd A 299 8 0.00%
144 VISA INC 100 8 0.00%
145 SILVER WHEATON CORP 500 8 0.00%
146 3-D SYS CORP DEL 500 8 0.00%
147 COHEN STEERS SELECT PFD 350 9 0.00%
148 FHLMC Pl #c9- 5.5% 08/25 100,000 9 0.00%
149 AMERICA MOVIL SAB DE CV 600 9 0.00%
150 PROSHARES TR 400 9 0.00%
Page 3 of 21