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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 20 Institutional holders with a total value of $5,444,059.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AMERICAN INTERNATIONAL GROUP, INC. 95,750 1,740,000 31.96%
2 Commonwealth Equity Services, Inc 71,844 1,305,000 23.97%
3 LPL Financial LLC 68,822 1,231,000 22.61%
4 Cetera Advisors LLC 15,722 286,000 5.25%
5 GOLDMAN SACHS GROUP INC 12,623 229,000 4.21%
6 AUSDAL FINANCIAL PARTNERS, INC. 10,766 196,000 3.60%
7 ADELL HARRIMAN & CARPENTER INC 10,350 188,059 3.45%
8 Thomas J. Herzfeld Advisors, Inc. 5,900 107,000 1.97%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,470 45,000 0.83%
10 WFG Advisors, LP 1,925 35,000 0.64%
11 Carroll Financial Associates, Inc. 1,500 27,000 0.50%
12 IFP ADVISORS, INC 816 15,000 0.28%
13 MSI Financial Services Inc 550 10,000 0.18%
14 ROYAL BANK OF CANADA 500 9,000 0.17%
15 MORGAN STANLEY 402 7,000 0.13%
16 Carnick & Kubik, LLC 300 5,000 0.09%
17 BANK OF MONTREAL /CAN/ 275 5,000 0.09%
18 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 200 4,000 0.07%
19 WELLS FARGO & COMPANY/MN 1 0 0.00%
20 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.