| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Invesco Ltd. | 259,682 | 2,968,000 | 12.45% | ||
| 2 | MORGAN STANLEY | 240,904 | 2,754,000 | 11.55% | ||
| 3 | Advisors Asset Management, Inc. | 207,152 | 2,368,000 | 9.93% | ||
| 4 | CORNERSTONE ADVISORS INC | 177,184 | 2,025,000 | 8.49% | ||
| 5 | UBS Group AG | 167,317 | 1,912,000 | 8.02% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 161,257 | 1,843,000 | 7.73% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 142,849 | 1,633,000 | 6.85% | ||
| 8 | WOLVERINE ASSET MANAGEMENT LLC | 125,896 | 1,438,000 | 6.03% | ||
| 9 | DESCHUTES PORTFOLIO STRATEGY, LLC | 99,921 | 1,142,000 | 4.79% | ||
| 10 | Canal Insurance CO | 72,600 | 830,000 | 3.48% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 70,905 | 810,000 | 3.40% | ||
| 12 | SignalPoint Asset Management, LLC | 64,539 | 738,000 | 3.10% | ||
| 13 | Archford Capital Strategies, LLC | 6 | 508,000 | 2.13% | ||
| 14 | Raymond James Financial Services Advisors, Inc. | 40,702 | 465,000 | 1.95% | ||
| 15 | WELLS FARGO & COMPANY/MN | 38,545 | 440,000 | 1.85% | ||
| 16 | ROYAL BANK OF CANADA | 37,684 | 431,000 | 1.81% | ||
| 17 | BB&T SECURITIES, LLC | 29,308 | 334,000 | 1.40% | ||
| 18 | LPL Financial LLC | 30,330 | 328,000 | 1.38% | ||
| 19 | TFS CAPITAL LLC | 21,929 | 251,000 | 1.05% | ||
| 20 | Ionic Capital Management LLC | 14,437 | 165,000 | 0.69% | ||
| 21 | STIFEL FINANCIAL CORP | 13,763 | 157,000 | 0.66% | ||
| 22 | Mariner, LLC | 11,383 | 130,000 | 0.55% | ||
| 23 | BENJAMIN F. EDWARDS & COMPANY, INC. | 5,528 | 63,000 | 0.26% | ||
| 24 | CITIGROUP INC | 1,712 | 20,000 | 0.08% | ||
| 25 | MSI Financial Services Inc | 1,615 | 18,000 | 0.08% | ||
| 26 | First Horizon Advisors, Inc. | 1,500 | 17,000 | 0.07% | ||
| 27 | Creative Planning | 1,000 | 11,000 | 0.05% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 1,000 | 11,000 | 0.05% | ||
| 29 | Carnick & Kubik, LLC | 600 | 7,000 | 0.03% | ||
| 30 | IFP ADVISORS, INC | 600 | 7,000 | 0.03% | ||
| 31 | DEUTSCHE BANK AG\ | 500 | 5,000 | 0.02% | ||
| 32 | US BANCORP \DE\ | 400 | 5,000 | 0.02% | ||
| 33 | FIFTH THIRD BANCORP | 140 | 2,000 | 0.01% | ||
| 34 | Barnett & Company, Inc. | 162 | 2,000 | 0.01% | PRN | |
| 35 | Tower Research Capital LLC (TRC) | 172 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
