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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
501 INTERNATIONAL BUSINESS MACHS 900 173 0.07%
502 INTL PAPER CO 200 9 0.00%
503 INVESCO MORTGAGE CAPITAL INC 800 13 0.01%
504 INVESCO SR INCOME TR 1,372 7 0.00%
505 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 4,246 168 0.07%
506 IPG PHOTONICS CORP 341 24 0.01%
507 ISABELLA BK CORP COM 100 2 0.00%
508 ISHARES 780 35 0.01%
509 ISHARES 889 36 0.02%
510 ISHARES 1,025 56 0.02%
511 ISHARES 35 1 0.00%
512 ISHARES 600 27 0.01%
513 ISHARES 292 9 0.00%
514 ISHARES 2,437 48 0.02%
515 ISHARES 200 10 0.00%
516 ISHARES 425 21 0.01%
517 ISHARES 5,230 164 0.07%
518 ISHARES 20 YEAR TREASURY BOND ETF 165 18 0.01%
519 ISHARES 7-10 YEAR TREASURY BOND ETF 546 56 0.02%
520 ISHARES GOLD TRUST 409 5 0.00%
521 ISHARES INC 4,700 161 0.07%
522 ISHARES INC 2,824 139 0.06%
523 ISHARES INC 520 25 0.01%
524 ISHARES NASDAQ BIOTECHNOLOGY ETF 83 93 0.04%
525 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 899 40 0.02%
526 ISHARES SILVER TR 2,019 38 0.02%
527 ISHARES TR 71,465 2,789 1.17%
528 ISHARES TR 344 34 0.01%
529 ISHARES TR 150 5 0.00%
530 ISHARES TR 300 28 0.01%
531 ISHARES TR 39,830 1,539 0.65%
532 ISHARES TR 95 9 0.00%
533 ISHARES TR 573 58 0.02%
534 ISHARES TR 29,649 1,504 0.63%
535 ISHARES TR 100 3 0.00%
536 ISHARES TR 8,753 625 0.26%
537 ISHARES TR 3,062 289 0.12%
538 ISHARES TR 18,501 2,164 0.91%
539 ISHARES TR 1,407 157 0.07%
540 ISHARES TR 1,010 112 0.05%
541 ISHARES TR 2,355 167 0.07%
542 ISHARES TR 51,467 3,459 1.45%
543 ISHARES TR 12,429 649 0.27%
544 ISHARES TR 261 15 0.01%
545 ISHARES TR 278 43 0.02%
546 ISHARES TR 14,322 2,695 1.13%
547 ISHARES TR 1,075 49 0.02%
548 ISHARES TR 287 19 0.01%
549 ISHARES TR 200 12 0.01%
550 ISHARES TR 12,514 601 0.25%
Page 11 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.08%
2 SPDR SERIES TRUST 100,360 4,147 1.76%
3 VANGUARD INDEX FDS 58,544 4,134 1.75%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.71%
5 APPLE INC 7,078 3,799 1.61%
6 ISHARES TR 51,467 3,459 1.46%
7 AT&T INC 92,953 3,260 1.38%
8 SPDR SER TR 92,709 2,871 1.22%
9 ISHARES TR 71,465 2,789 1.18%
10 ISHARES TR 23,431 2,726 1.15%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.15%
12 ISHARES TR 14,322 2,695 1.14%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.13%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.11%
15 VANGUARD INDEX FDS 32,749 2,558 1.08%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.05%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.04%
19 NEWMARKET CORP 6,225 2,433 1.03%
20 ISHARES TR 21,294 2,392 1.01%
21 ISHARES TR 27,557 2,385 1.01%
22 ALLIANCE RES PARTNER L P 28,148 2,368 1.00%
23 SPDR SERIES TRUST 54,892 2,329 0.99%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.95%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.94%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.92%
28 ISHARES TR 18,501 2,164 0.92%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.89%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.89%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.87%
34 NATUS MEDICAL INC DEL 78,841 2,034 0.86%
35 CUMMINS INC 13,556 2,020 0.86%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 LEAR CORP 24,070 2,015 0.85%
38 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.85%
40 JPMORGAN CHASE & CO 42,489 1,977 0.84%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.83%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.83%
43 GAP 48,696 1,951 0.83%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FGHT LINES INC 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.74%
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