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SPDR SER TR
SPDR SER TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 39 Institutional holders with a total value of $41,379,583.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 150,809 6,398,000 15.46%
2 STATE STREET CORP 138,881 5,879,000 14.21%
3 American Research & Management Co. 106,184 4,504,000 10.88%
4 BANK OF AMERICA CORP /DE/ 85,598 3,631,000 8.77%
5 ROYAL BANK OF CANADA 61,274 2,599,000 6.28%
6 HANCOCK WHITNEY CORP 60,956 2,586,000 6.25%
7 Steinberg Global Asset Management 55,474 2,353,000 5.69%
8 Regal Investment Advisors LLC 54,892 2,329,000 5.63%
9 Windsor Capital Management, LLC 38,939 1,652,000 3.99%
10 UBS AG 32,191 1,365,000 3.30%
11 Verition Fund Management LLC 23,933 1,013,000 2.45%
12 Chevy Chase Trust Holdings, LLC 19,705 836,000 2.02%
13 LPL Financial LLC 17,095 725,000 1.75%
14 OPTIMUM INVESTMENT ADVISORS 16,305 692,000 1.67%
15 BANK OF MONTREAL /CAN/ 13,019 552,000 1.33%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 12,677 538,000 1.30%
17 Hillsdale Investment Management Inc. 12,500 530,000 1.28%
18 Cambridge Investment Research Advisors, Inc. 9,991 424,000 1.02%
19 HBK Sorce Advisory LLC 9,175 389,000 0.94%
20 WELLS FARGO & COMPANY/MN 8,776 372,000 0.90%
21 Commonwealth Equity Services, Inc 7,687 326,000 0.79%
22 SignalPoint Asset Management, LLC 7,672 325,000 0.79%
23 SII INVESTMENTS INC/WI 7,700 308,000 0.74%
24 DEUTSCHE BANK AG\ 5,459 231,000 0.56%
25 ENVESTNET ASSET MANAGEMENT INC 4,064 172,000 0.42%
26 PNC FINANCIAL SERVICES GROUP, INC. 3,206 135,000 0.33%
27 Strategic Capital Group LLC 2,864 121,000 0.29%
28 Creative Planning 2,483 105,000 0.25%
29 Efficient Market Advisors, LLC 2,089 89,000 0.22%
30 AMERICAN INTERNATIONAL GROUP, INC. 1,051 44,583 0.11%
31 Vantage Investment Advisors, LLC 900 38,000 0.09%
32 CITIGROUP INC 804 34,000 0.08%
33 AlphaMark Advisors, LLC 632 27,000 0.07% SH
34 BENJAMIN F. EDWARDS & COMPANY, INC. 508 22,000 0.05%
35 NEW ENGLAND SECURITIES CORP /MA/ 402 17,000 0.04%
36 People's United Financial, Inc. 200 8,000 0.02%
37 SYNOVUS FINANCIAL CORP 175 7,000 0.02%
38 Torch Wealth Management LLC 50 2,000 0.00%
39 Transamerica Financial Advisors, LLC 1 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.