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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
801 CARNIVAL CORP 100 4 0.00%
802 BONANZA CREEK ENERGY INC 100 4 0.00%
803 GENERAL DYNAMICS CORP 40 4 0.00%
804 SELECT SECTOR SPDR TR 80 4 0.00%
805 ATLAS RESOURCES PARTNERS LP 176 4 0.00%
806 Intuit Inc 20 4 0.00%
807 QUESTAR CORP COM 160 4 0.00%
808 DEVON ENERGY CORP NEW 59 4 0.00%
809 ORGANOVO HLDGS INC 500 4 0.00%
810 Alcatel Lucent Adr 1,140 4 0.00%
811 JDS UNIPHASE CORP COM PAR $0.001 256 4 0.00%
812 POWERSHARES ETF TRUST 135 4 0.00%
813 ISHARES COHEN & STEERS REIT ETF 50 4 0.00%
814 TASER INTL INC 200 4 0.00%
815 TE CONNECTIVITY LTD 67 4 0.00%
816 SK TELECOM LTD 167 4 0.00%
817 FRONTIER COMMUNICATIONS CORP 769 4 0.00%
818 BROOKFIELD INFRAST PARTNERS 111 4 0.00%
819 NORTHROP GRUMMAN CORP 36 4 0.00%
820 STRYKER CORP 50 4 0.00%
821 EXPEDIA INC DEL 50 4 0.00%
822 HOSPITALITY PPTYS TR 100 3 0.00%
823 STEMCELLS INC COM NEW 2,270 3 0.00%
824 EATON VANCE TAX-MANAGED GLOBAL COM 250 3 0.00%
825 SPRINT CORP 294 3 0.00%
826 IMAX CORP 100 3 0.00%
827 PENN WEST PETE LTD NEW 400 3 0.00%
828 CNOOC LTD 20 3 0.00%
829 ADVENT CLAYMORE ENH GRW & IN 325 3 0.00%
830 ISHARES TR 100 3 0.00%
831 POWERSHARES ETF TRUST 100 3 0.00%
832 CAYDEN RES INC COM 1,500 3 0.00%
833 DIGITALTOWN INC COM 8,000 3 0.00%
834 ISHARES RUSSELL 2000 VALUE ETF 26 3 0.00%
835 CAMBRIA FOREIGN SHAREHOLDER YIELD ETF 100 3 0.00%
836 WHITEWAVE FOODS CO 100 3 0.00%
837 KONINKLIJKE AHOLD N 137 3 0.00%
838 PIONEER FLOATING RATE TR 200 3 0.00%
839 KRAFT HEINZ CO COM 57 3 0.00%
840 ONE GAS INC COM 70 3 0.00%
841 Apache Corp 36 3 0.00%
842 CLAYMORE EXCHANGE TRD FD TR 70 3 0.00%
843 ADVISORSHARES TR 62 3 0.00%
844 FRONTLINE LTD ORD 760 3 0.00%
845 BOSTON SCIENTIFIC CORP 245 3 0.00%
846 DE MASTER BLENDERS 1753 N.V.OR 180 3 0.00%
847 BROADCOM CORP CL A 80 3 0.00%
848 BROADRIDGE FINL SOLUTIONS IN 91 3 0.00%
849 CA INC 102 3 0.00%
850 MORGAN STANLEY CP TR III 129 3 0.00%
Page 17 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 JDS UNIPHASE CORP COM PAR $0.001 256 4 0.00%
2 REVOLUTION LIGHTING TECHNOLO COM 500 2 0.00%
3 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 4,325 32 0.01%
4 FRONTLINE LTD ORD 760 3 0.00%
5 LIFE STORAGE INC 20 0 0.00%
6 OI S.A. SPN ADR 312 0 0.00%
7 PEABODY ENERGY CORP 1,181 19 0.01%
8 Williams Partners Lp 400 20 0.01%
9 3-D SYS CORP DEL 2,960 175 0.07%
10 3M CO 2,710 368 0.16%
11 51JOB INC SP ADR REP COM 479 34 0.01%
12 ABBOTT LABS 4,859 187 0.08%
13 ABBVIE INC 36,868 1,895 0.80%
14 ACCENTURE PLC IRELAND 406 32 0.01%
15 ACE LTD 364 36 0.02%
16 ACUITY BRANDS INC 130 17 0.01%
17 ADAMS DIVERSIFIED EQUITY FD 1,424 18 0.01%
18 ADOBE INC 100 7 0.00%
19 ADVANCE AUTO PARTS INC 19,377 2,451 1.04%
20 ADVENT CLAYMORE CV SECS & INCORPORATED 300 6 0.00%
21 ADVENT CLAYMORE ENH GRW & IN 325 3 0.00%
22 ADVISORSHARES TR 62 3 0.00%
23 ADVISORSHARES TRUST NEWFLT MULSINC ETF 1,521 76 0.03%
24 AEGON N V 221 2 0.00%
25 AETNA INC NEW 415 31 0.01%
26 AFLAC INC 7,561 477 0.20%
27 AGL Resources Inc 100 5 0.00%
28 AGRIUM INC 150 15 0.01%
29 AIR PRODS & CHEMS INC 2,498 297 0.13%
30 AK STL HLDG CORP 3,245 23 0.01%
31 AKAMAI TECHNOLOGIES INC 400 23 0.01%
32 ALEXION PHARMACEUTIC 200 30 0.01%
33 ALLIANCE DATA SYSTEMS CORP 91 25 0.01%
34 ALLIANCE RES PARTNER L P 28,148 2,368 1.00%
35 ALLIANCEBERNSTEIN GLOBAL HIG 2,205 33 0.01%
36 ALLIANCEBERNSTEIN HLDG L P 600 15 0.01%
37 ALLIANT ENERGY CORP 1,715 97 0.04%
38 ALLIANZGI CONV & INCOME FD 1,900 19 0.01%
39 ALLSTATE CORP 185 10 0.00%
40 ALPS ETF TR 95,086 1,679 0.71%
41 ALPS ETF TR 300 9 0.00%
42 ALTRIA GROUP INC 43,314 1,621 0.69%
43 AMBEV SA 11,915 88 0.04%
44 AMER STATES WTR CO 3,325 107 0.05%
45 AMEREN CORP 2,550 105 0.04%
46 AMERICAN ELEC PWR INC 4,304 218 0.09%
47 AMERICAN INTL GROUP INC 68 1 0.00%
48 AMERICAN INTL GROUP INC 212 11 0.00%
49 AMERICAN RLTY CAP PPTYS INC 61,322 860 0.36%
50 AMERICAN WTR WKS CO INC NEW 146 7 0.00%
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