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AMER STATES WTR CO
AMER STATES WTR CO. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 188 Institutional holders with a total value of $755,876,094.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 3,102,156 100,168,000 13.25%
2 BlackRock Fund Advisors 2,127,576 68,699,000 9.09%
3 BlackRock Institutional Trust Company, N.A. 1,462,690 47,230,000 6.25%
4 Boston Trust Walden Corp 1,084,138 35,007,000 4.63%
5 DIMENSIONAL FUND ADVISORS LP 924,234 29,843,000 3.95%
6 STATE STREET CORP 812,574 26,238,000 3.47%
7 RENAISSANCE TECHNOLOGIES LLC 806,700 26,048,000 3.45%
8 Invesco Ltd. 730,611 23,592,000 3.12%
9 BAILLIE GIFFORD & CO 710,000 22,926,000 3.03%
10 NORTHERN TRUST CORP 625,333 20,191,000 2.67%
11 PICTET ASSET MANAGEMENT LTD 563,823 18,206,000 2.41%
12 Bank of New York Mellon Corp 540,452 17,451,000 2.31%
13 TEACHERS ADVISORS, LLC 411,193 13,277,000 1.76%
14 Copper Rock Capital Partners, LLC 403,210 13,020,000 1.72%
15 NORGES BANK 362,952 11,720,000 1.55%
16 MORGAN STANLEY 361,498 11,673,000 1.54%
17 FIRST TRUST ADVISORS LP 340,730 11,002,000 1.46%
18 RUSSELL FRANK CO/ 340,269 10,987,000 1.45%
19 GEODE CAPITAL MANAGEMENT, LLC 317,326 10,246,000 1.36%
20 BLACKROCK ADVISORS LLC 292,942 9,459,000 1.25%
21 GLENMEDE TRUST CO NA 269,376 8,695,000 1.15%
22 AQR CAPITAL MANAGEMENT LLC 265,900 8,586,000 1.14%
23 TIAA CREF INVESTMENT MANAGEMENT LLC 251,194 8,111,000 1.07%
24 PRINCIPAL FINANCIAL GROUP INC 248,011 8,009,000 1.06%
25 PRUDENTIAL FINANCIAL INC 247,402 7,989,000 1.06%
26 Numeric Investors LLC 206,601 6,671,000 0.88%
27 LSV ASSET MANAGEMENT 202,200 6,529,000 0.86%
28 AMERIPRISE FINANCIAL INC 185,094 5,976,000 0.79%
29 QS BATTERYMARCH FINANCIAL MANAGEMENT, INC 185,008 5,974,000 0.79%
30 BlackRock Group LTD 174,719 5,642,000 0.75%
31 Allianz Asset Management GmbH 161,923 5,229,000 0.69%
32 ZACKS INVESTMENT MANAGEMENT 161,101 5,202,000 0.69%
33 UBS AG 154,623 4,993,000 0.66%
34 BlackRock Investment Management, LLC 150,835 4,870,000 0.64%
35 GUGGENHEIM CAPITAL LLC 144,266 4,660,000 0.62%
36 GOLDMAN SACHS GROUP INC 131,964 4,261,000 0.56%
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 123,541 3,990,000 0.53%
38 Legal & General Group Plc 122,904 3,969,000 0.53%
39 ROYAL BANK OF CANADA 118,788 3,835,000 0.51%
40 COMMONWEALTH BANK OF AUSTRALIA 118,343 3,822,000 0.51%
41 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 102,118 3,297,000 0.44%
42 SMITH HAYES Advisers, Inc 97,827 3,159,000 0.42%
43 JACOBS LEVY EQUITY MANAGEMENT, INC 94,907 3,065,000 0.41%
44 PARAMETRIC PORTFOLIO ASSOCIATES LLC 93,087 3,006,000 0.40%
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 91,426 2,952,000 0.39%
46 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 92,500 2,946,000 0.39%
47 NEW YORK STATE COMMON RETIREMENT FUND 91,160 2,944,000 0.39%
48 MANAGED ACCOUNT ADVISORS LLC 88,806 2,868,000 0.38%
49 RHUMBLINE ADVISERS 83,366 2,692,000 0.36%
50 PUBLIC SECTOR PENSION INVESTMENT BOARD 78,198 2,525,000 0.33%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.