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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
801 CARNIVAL CORP 100 4 0.00%
802 BONANZA CREEK ENERGY INC 100 4 0.00%
803 GENERAL DYNAMICS CORP 40 4 0.00%
804 SELECT SECTOR SPDR TR 80 4 0.00%
805 ATLAS RESOURCES PARTNERS LP 176 4 0.00%
806 Intuit Inc 20 4 0.00%
807 QUESTAR CORP COM 160 4 0.00%
808 DEVON ENERGY CORP NEW 59 4 0.00%
809 ORGANOVO HLDGS INC 500 4 0.00%
810 Alcatel Lucent Adr 1,140 4 0.00%
811 JDS UNIPHASE CORP COM PAR $0.001 256 4 0.00%
812 POWERSHARES ETF TRUST 135 4 0.00%
813 ISHARES COHEN & STEERS REIT ETF 50 4 0.00%
814 TASER INTL INC 200 4 0.00%
815 TE CONNECTIVITY LTD 67 4 0.00%
816 SK TELECOM LTD 167 4 0.00%
817 FRONTIER COMMUNICATIONS CORP 769 4 0.00%
818 BROOKFIELD INFRAST PARTNERS 111 4 0.00%
819 NORTHROP GRUMMAN CORP 36 4 0.00%
820 STRYKER CORP 50 4 0.00%
821 EXPEDIA INC DEL 50 4 0.00%
822 HOSPITALITY PPTYS TR 100 3 0.00%
823 STEMCELLS INC COM NEW 2,270 3 0.00%
824 EATON VANCE TAX-MANAGED GLOBAL COM 250 3 0.00%
825 SPRINT CORP 294 3 0.00%
826 IMAX CORP 100 3 0.00%
827 PENN WEST PETE LTD NEW 400 3 0.00%
828 CNOOC LTD 20 3 0.00%
829 ADVENT CLAYMORE ENH GRW & IN 325 3 0.00%
830 ISHARES TR 100 3 0.00%
831 POWERSHARES ETF TRUST 100 3 0.00%
832 CAYDEN RES INC COM 1,500 3 0.00%
833 DIGITALTOWN INC COM 8,000 3 0.00%
834 ISHARES RUSSELL 2000 VALUE ETF 26 3 0.00%
835 CAMBRIA FOREIGN SHAREHOLDER YIELD ETF 100 3 0.00%
836 WHITEWAVE FOODS CO 100 3 0.00%
837 KONINKLIJKE AHOLD N 137 3 0.00%
838 PIONEER FLOATING RATE TR 200 3 0.00%
839 KRAFT HEINZ CO COM 57 3 0.00%
840 ONE GAS INC COM 70 3 0.00%
841 Apache Corp 36 3 0.00%
842 CLAYMORE EXCHANGE TRD FD TR 70 3 0.00%
843 ADVISORSHARES TR 62 3 0.00%
844 FRONTLINE LTD ORD 760 3 0.00%
845 BOSTON SCIENTIFIC CORP 245 3 0.00%
846 DE MASTER BLENDERS 1753 N.V.OR 180 3 0.00%
847 BROADCOM CORP CL A 80 3 0.00%
848 BROADRIDGE FINL SOLUTIONS IN 91 3 0.00%
849 CA INC 102 3 0.00%
850 MORGAN STANLEY CP TR III 129 3 0.00%
Page 17 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 PROTHENA CORP PLC 3 0 0.00%
2 Quantum Fuel Systems Tech Worl 4 0 0.00%
3 RARE ELEMENT RES LTD 100 0 0.00%
4 ROYAL BK SCOTLAND GROUP PLC 15 0 0.00%
5 SONY GROUP CORP 10 0 0.00%
6 TIM PARTICIPACOES S A 5 0 0.00%
7 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 40 0 0.00%
8 Corinthian Colleges, Inc. 260 0 0.00%
9 ELECTRONIC ARTS INC 2 0 0.00%
10 KODIAK OIL & GAS CORP 25 0 0.00%
11 FOREST OIL CORP 200 0 0.00%
12 KRISPY KREME DOUGHNT 25 0 0.00%
13 GAIAM INC 51 0 0.00%
14 LIFE STORAGE INC 20 0 0.00%
15 LULULEMON ATHLETICA INC 490 0 0.00%
16 MALLINCKRODT PUB LTD CO 5 0 0.00%
17 Chimera Investment Corp REIT 65 0 0.00%
18 MARTHA STEWART LIVING OMNIME 108 0 0.00%
19 DIREXION SHS ETF TR 5 0 0.00%
20 Neo Performance Materials 100 0 0.00%
21 NANOMETRICS INC 20 0 0.00%
22 NU SKIN ENTERPRISES INC 6 0 0.00%
23 OI S.A. SPN ADR 312 0 0.00%
24 OI S A SPONSORED ADR 80 0 0.00%
25 PEREGRINE PHARMACEUTICALS IN 100 0 0.00%
26 ETFS PHYSICAL PLATINUM SHARES 10 1 0.00%
27 YAHOO INC 15 1 0.00%
28 TELEFONICA BRASIL SA 26 1 0.00%
29 Cimpress NV 30 1 0.00%
30 Adt Corp 20 1 0.00%
31 UNISYS CORP 32 1 0.00%
32 SUNTRUST BKS INC 29 1 0.00%
33 STMICROELECTRONICS N V 130 1 0.00%
34 AMERICAN INTL GROUP INC 68 1 0.00%
35 IAMGOLD CORP 180 1 0.00%
36 POWERSHARES ETF TRUST II 75 1 0.00%
37 ZIMMER BIOMET HLDGS INC 12 1 0.00%
38 BROOKFIELD PPTY PARTNERS L P 57 1 0.00%
39 C&J ENERGY SVCS INC 33 1 0.00%
40 CAPELLA EDUCATION 12 1 0.00%
41 CARLYLE GROUP L P 35 1 0.00%
42 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 429 1 0.00%
43 Nam Tai Property Inc 190 1 0.00%
44 MACATAWA BK CORP 200 1 0.00%
45 LUBYS INC COM 130 1 0.00%
46 LOGITECH INTL S A 100 1 0.00%
47 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
48 LIME ENERGY CO COM 357 1 0.00%
49 LAWSON PRODS INC COM 85 1 0.00%
50 KENNAMETAL INC 20 1 0.00%
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