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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
51 SYNAPTICS INC 28,921 1,736 0.73%
52 METHODE ELECTRS INC COM 56,398 1,729 0.73%
53 JOHNSON & JOHNSON 17,432 1,712 0.72%
54 ALPS ETF TR 95,086 1,679 0.70%
55 DOW CHEM CO 33,635 1,634 0.69%
56 ALTRIA GROUP INC 43,314 1,621 0.68%
57 POWERSHARES DB CMDTY IDX TRA 60,791 1,588 0.67%
58 ISHARES TR 39,830 1,539 0.65%
59 ISHARES TR 14,190 1,531 0.64%
60 ISHARES TR 12,432 1,530 0.64%
61 VANGUARD INDEX FDS 13,322 1,513 0.63%
62 ISHARES TR 29,649 1,504 0.63%
63 ENTERGY CORP NEW 22,005 1,471 0.62%
64 CONSOLIDATED EDISON INC 27,237 1,461 0.61%
65 ISHARES TR 15,633 1,424 0.60%
66 FIRST TR EXCHANGE TRADED FD 23,670 1,397 0.59%
67 MCDONALDS CORP 13,956 1,368 0.57%
68 VANGUARD INDEX FDS 12,011 1,357 0.57%
69 POWERSHARES ETF TRUST 68,564 1,220 0.51%
70 ISHARES TR 10,684 1,177 0.49%
71 GS FIN CORP 64,412 1,171 0.49%
72 CLAYMORE EXCHANGE TRD FD TR 46,274 1,163 0.49%
73 ISHARES TR 15,026 1,102 0.46%
74 Magnum Hunter Resources Corp 126,696 1,077 0.45%
75 DUKE ENERGY CORP NEW 14,793 1,054 0.44%
76 SELECT SECTOR SPDR TR 16,945 991 0.42%
77 KIMBERLY CLARK CORP 8,744 964 0.40%
78 VERIZON COMMUNICATIONS INC 20,212 961 0.40%
79 SELECT SECTOR SPDR TR 26,405 960 0.40%
80 FORD MTR CO DEL 60,926 950 0.40%
81 NUSTAR ENERGY LP 17,095 939 0.39%
82 FIRST TR EXCHANGE TRADED FD 18,123 923 0.39%
83 FIRST TR EXCHANGE TRADED FD 32,184 896 0.38%
84 PNC FINL SVCS GROUP INC 9,927 864 0.36%
85 AMERICAN RLTY CAP PPTYS INC 61,322 860 0.36%
86 MICROSOFT CORP 20,639 846 0.35%
87 VANGUARD SCOTTSDALE FDS 15,632 808 0.34%
88 BERKSHIRE HATHAWAY INC DE CL B NEW 6,338 792 0.33%
89 PHILLIPS 66 10,073 776 0.33%
90 PROCTER AND GAMBLE CO 9,325 752 0.32%
91 CLOROX CO DEL 8,227 724 0.30%
92 FIRST TR EXCHANGE TRADED FD 22,168 691 0.29%
93 POWERSHARES ETF TR II 24,507 686 0.29%
94 NUCOR CORP 13,506 683 0.29%
95 EXXON MOBIL CORP 6,969 681 0.29%
96 ISHARES TR 12,429 649 0.27%
97 ISHARES TR 8,753 625 0.26%
98 UNITED PARCEL SERVICE INC 6,374 621 0.26%
99 COCA COLA CO 15,950 617 0.26%
100 FIRST TR EXCHANGE TRADED FD 25,048 608 0.26%
Page 2 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 ELECTRONIC ARTS INC 2 0 0.00%
2 PROTHENA CORP PLC 3 0 0.00%
3 Quantum Fuel Systems Tech Worl 4 0 0.00%
4 HUNTINGTON INGALLS INDS INC 5 1 0.00%
5 DIREXION SHS ETF TR 5 0 0.00%
6 MALLINCKRODT PUB LTD CO 5 0 0.00%
7 TIM PARTICIPACOES S A 5 0 0.00%
8 NU SKIN ENTERPRISES INC 6 0 0.00%
9 ISHARES TR 10 1 0.00%
10 SONY GROUP CORP 10 0 0.00%
11 PANERA BREAD CO 10 2 0.00%
12 ETFS Physical Platinum Shares 10 1 0.00%
13 CAPELLA EDUCATION 12 1 0.00%
14 ZIMMER BIOMET HLDGS INC 12 1 0.00%
15 GOLDMAN SACHS GROUP INC 14 2 0.00%
16 SIMON PPTY GROUP INC NEW 15 2 0.00%
17 ROYAL BK SCOTLAND GROUP PLC 15 0 0.00%
18 YAHOO INC 15 1 0.00%
19 INGERSOLL-RAND PLC 20 1 0.00%
20 LIFE STORAGE INC 20 0 0.00%
21 Intuit Inc 20 4 0.00%
22 DECKERS OUTDOOR CORP 20 2 0.00%
23 KENNAMETAL INC 20 1 0.00%
24 HORMEL FOODS CORP 20 1 0.00%
25 NANOMETRICS INC 20 0 0.00%
26 Adt Corp 20 1 0.00%
27 CNOOC LTD 20 3 0.00%
28 NETFLIX INC 25 9 0.00%
29 KRISPY KREME DOUGHNT 25 0 0.00%
30 KODIAK OIL & GAS CORP 25 0 0.00%
31 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
32 ISHARES TR 26 3 0.00%
33 TELEFONICA BRASIL SA 26 1 0.00%
34 SUNTRUST BKS INC 29 1 0.00%
35 Cimpress NV 30 1 0.00%
36 DISCOVER FINL SVCS 30 2 0.00%
37 FASTENAL CO 30 1 0.00%
38 UNISYS CORP 32 1 0.00%
39 C&J ENERGY SVCS INC 33 1 0.00%
40 ISHARES 35 1 0.00%
41 PROSHARES ULTRA FNCLS NEW ETF 35 4 0.00%
42 CARLYLE GROUP L P 35 1 0.00%
43 HILLSHIRE BRANDS COMPANY 36 1 0.00%
44 NORTHROP GRUMMAN CORP 36 4 0.00%
45 APACHE CORP 36 3 0.00%
46 UNITEDHEALTH GROUP INC 38 3 0.00%
47 TELUS CORP 40 2 0.00%
48 GENERAL DYNAMICS CORP 40 4 0.00%
49 COMMUNITY HEALTH SYS INC NEW 40 2 0.00%
50 CONTINENTAL RESOURE 40 5 0.00%
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