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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 116 Institutional holders with a total value of $1,238,847,862.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 CHURCHILL MANAGEMENT Corp 4,998,785 295,128,000 23.82%
2 MORGAN STANLEY 3,770,298 222,599,000 17.97%
3 WELLS FARGO & COMPANY/MN 2,606,945 153,914,000 12.42%
4 BANK OF AMERICA CORP /DE/ 1,839,531 108,606,000 8.77%
5 UBS AG 1,147,253 67,734,000 5.47%
6 BB&T SECURITIES, LLC 97,653 57,654,000 4.65%
7 LPL Financial LLC 461,367 27,239,000 2.20%
8 RAYMOND JAMES & ASSOCIATES 455,195 26,875,000 2.17%
9 GOLDMAN SACHS GROUP INC 420,256 24,812,000 2.00%
10 FIRST TRUST ADVISORS LP 359,136 21,203,000 1.71%
11 BBVA USA Bancshares, Inc. 311,890 18,414,000 1.49%
12 ROYAL BANK OF CANADA 279,934 16,527,000 1.33%
13 MANAGED ACCOUNT ADVISORS LLC 277,324 16,373,000 1.32%
14 Hoxton Financial, Inc. 168,285 9,936,000 0.80%
15 Clark Capital Management Group, Inc. 122,479 7,231,000 0.58%
16 JPMORGAN CHASE & CO 119,095 7,032,000 0.57%
17 CITIGROUP INC 114,320 6,749,000 0.54%
18 MURPHY CAPITAL MANAGEMENT INC 108,302 6,394,000 0.52%
19 AMERIPRISE FINANCIAL INC 100,235 5,865,000 0.47%
20 Robert W. Baird & Co. Inc 97,004 5,727,000 0.46%
21 STIFEL FINANCIAL CORP 95,399 5,632,000 0.45%
22 IMA Advisory Services, Inc. 88,040 5,198,000 0.42%
23 CREDIT SUISSE AG/ 81,510 4,812,000 0.39%
24 Janney Montgomery Scott LLC 70,939 4,188,239 0.34%
25 CWM, LLC 69,479 4,102,000 0.33%
26 HL FINANCIAL SERVICES LLC 65,701 3,879,000 0.31%
27 HighTower Advisors, LLC 59,716 3,526,000 0.28%
28 New England Investment & Retirement Group, Inc. 58,441 3,450,000 0.28%
29 Orion Porfolio Solutions, LLC 57,000 3,365,000 0.27%
30 Financial Management Professionals, Inc. 56,935 3,361,000 0.27%
31 STEPHENS INC /AR/ 54,735 3,232,000 0.26%
32 Verity Asset Management, Inc. 52,848 3,193,000 0.26%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 51,649 3,049,000 0.25%
34 MOORE CAPITAL MANAGEMENT, LP 51,000 3,011,000 0.24%
35 STERNE AGEE GROUP, INC. 50,252 2,967,000 0.24%
36 FLPUTNAM INVESTMENT MANAGEMENT CO 49,812 2,941,000 0.24%
37 1832 Asset Management L.P. 49,720 2,928,000 0.24%
38 Eagle Capital Management, LLC 49,361 2,914,000 0.24%
39 BENJAMIN F. EDWARDS & COMPANY, INC. 47,236 2,789,000 0.23%
40 Raymond James Financial Services Advisors, Inc. 43,256 2,554,000 0.21%
41 Commonwealth Equity Services, Inc 42,401 2,503,000 0.20%
42 AMERICAN INTERNATIONAL GROUP, INC. 41,748 2,464,803 0.20%
43 Virtu Financial LLC 40,585 2,396,000 0.19%
44 NTV ASSET MANAGEMENT LLC 38,700 2,284,000 0.18%
45 Mathes Company, Inc. 38,345 2,264,000 0.18%
46 DEUTSCHE BANK AG\ 38,045 2,245,000 0.18%
47 SUNTRUST BANKS INC 37,274 2,200,000 0.18%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,300 2,143,000 0.17% Put
49 TOTH FINANCIAL ADVISORY CORP 35,506 2,096,000 0.17%
50 Somerset Group LLC 35,153 2,075,000 0.17%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.