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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
151 ANPATH GROUP INC COM PAR $0.00 143 0 0.00%
152 Neo Performance Materials 100 0 0.00%
153 HORMEL FOODS CORP 20 1 0.00%
154 Adt Corp 20 1 0.00%
155 CALL (WWAV) WHITEWAVE FOODS CO 3 1 0.00% Call
156 Hitachi Ltd ADR 20 1 0.00%
157 CALL (WWAV) WHITEWAVE FOODS CO 2 1 0.00% Call
158 HILLSHIRE BRANDS COMPANY 36 1 0.00%
159 CALL (T) AT&T INC MAY 17 14 $3 6 1 0.00% Call
160 CITIGROUP INC REDEMPTION $25/SH 2/15/18 30 1 0.00%
161 CAPELLA EDUCATION 12 1 0.00%
162 TINTINA RES INC COM 5,000 1 0.00%
163 POWERSHARES ETF TRUST II 75 1 0.00%
164 UNISYS CORP 32 1 0.00%
165 LIME ENERGY CO COM 357 1 0.00%
166 CALL (DVY) ISHARES SELECT JUN 7 1 0.00% Call
167 ENDOCYTE INC 60 1 0.00%
168 CROCS INC 62 1 0.00%
169 MS & AD Insurance Group Holdings 120 1 0.00%
170 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
171 Municipal Mtg & Eqty 350 1 0.00%
172 Nam Tai Property Inc 190 1 0.00%
173 LOGITECH INTL S A 100 1 0.00%
174 Intl Game Technology 100 1 0.00%
175 STMICROELECTRONICS N V 130 1 0.00%
176 J Sainsbury PLC 45 1 0.00%
177 FASTENAL CO 30 1 0.00%
178 LUBYS INC COM 130 1 0.00%
179 BROOKFIELD PPTY PARTNERS L P 57 1 0.00%
180 ISHARES TR 10 1 0.00%
181 YAHOO INC 15 1 0.00%
182 INGERSOLL-RAND PLC 20 1 0.00%
183 SUNTRUST BKS INC 29 1 0.00%
184 FIRST MAJESTIC SILVER CORP 110 1 0.00%
185 CST BRANDS INC 45 1 0.00%
186 CARLYLE GROUP L P 35 1 0.00%
187 MACATAWA BK CORP 200 1 0.00%
188 IAMGOLD CORP 180 1 0.00%
189 HUTCHINSON PORT HOLDINGS TRUST 1,000 1 0.00%
190 CALL (HDV) ISHARES TRUST HIGH 5 1 0.00% Call
191 TELEFONICA BRASIL SA 26 1 0.00%
192 Cimpress NV 30 1 0.00%
193 HUNTINGTON INGALLS INDS INC 5 1 0.00%
194 ISHARES TR 35 1 0.00%
195 KENNAMETAL INC 20 1 0.00%
196 CENTRAIS ELETRICAS BRASILEIRAS SPONSORED ADR 429 1 0.00%
197 American Intl Group Inc Wt Exp 011921 68 1 0.00%
198 C&J ENERGY SVCS INC 33 1 0.00%
199 ETFS PHYSICAL PLATINUM SHARES 10 1 0.00%
200 LAWSON PRODS INC COM 85 1 0.00%
Page 4 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.08%
2 SPDR SERIES TRUST 100,360 4,147 1.76%
3 VANGUARD INDEX FDS 58,544 4,134 1.75%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.71%
5 APPLE INC 7,078 3,799 1.61%
6 ISHARES TR 51,467 3,459 1.46%
7 AT&T INC 92,953 3,260 1.38%
8 SPDR SER TR 92,709 2,871 1.22%
9 ISHARES TR 71,465 2,789 1.18%
10 ISHARES TR 23,431 2,726 1.15%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.15%
12 ISHARES TR 14,322 2,695 1.14%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.13%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.11%
15 VANGUARD INDEX FDS 32,749 2,558 1.08%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.05%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.04%
19 NEWMARKET CORP 6,225 2,433 1.03%
20 ISHARES RUSSELL 3000 ETF 21,294 2,392 1.01%
21 ISHARES TR 27,557 2,385 1.01%
22 ALLIANCE RES PARTNER L P 28,148 2,368 1.00%
23 SPDR SERIES TRUST 54,892 2,329 0.99%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.95%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.94%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.92%
28 ISHARES TR 18,501 2,164 0.92%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.89%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.89%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.87%
34 NATUS MEDICAL INC. 78,841 2,034 0.86%
35 CUMMINS INC 13,556 2,020 0.86%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 LEAR CORP 24,070 2,015 0.85%
38 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.85%
40 JPMORGAN CHASE & CO 42,489 1,977 0.84%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.83%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.83%
43 GAP 48,696 1,951 0.83%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FREIGHT LINE IN 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.74%
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