Dark
Light
System
Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
201 ISHARES TR 3,431 175 0.07%
202 3-D SYS CORP DEL 2,960 175 0.07%
203 RETAIL PPTYS AMER INC CL A 12,870 174 0.07%
204 INTERNATIONAL BUSINESS MACHS 900 173 0.07%
205 FIRST TR EXCHANGE TRADED FD 5,360 172 0.07%
206 VANGUARD WORLD FD 1,322 170 0.07%
207 VANGUARD INDEX FDS 1,817 170 0.07%
208 VANGUARD INTL EQUITY INDEX F 4,173 169 0.07%
209 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 4,246 168 0.07%
210 ISHARES TR 2,355 167 0.07%
211 VANGUARD INDEX FDS 1,331 165 0.07%
212 SPDR SERIES TRUST 2,765 164 0.07%
213 ISHARES 5,230 164 0.07%
214 ISHARES TR 1,522 163 0.07%
215 ISHARES INC 4,700 161 0.07%
216 HSBC USA INC SERIES H 6.50% PF 6,350 160 0.07%
217 ISHARES TR 1,046 160 0.07%
218 FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF 5,440 160 0.07%
219 VODAFONE GROUP PLC NEW 4,330 159 0.07%
220 ISHARES TR 1,407 157 0.07%
221 OMNICOM GROUP INC 2,134 155 0.07%
222 CNL Lifestyle Properties Inc 22,591 155 0.07%
223 VANGUARD SPECIALIZED PORTFOL 2,066 155 0.07%
224 UNDER ARMOUR INC 1,338 153 0.06%
225 EXPRESS SCRIPTS HLDG CO 2,015 151 0.06%
226 BP PLC SPONS 3,065 147 0.06%
227 LEGGETT &PLATT INC 4,500 147 0.06%
228 BLDRS INDEX FDS TR 3,958 144 0.06%
229 ECOLAB INC 1,334 144 0.06%
230 MERCK & CO INC 2,516 143 0.06%
231 VANGUARD WHITEHALL FDS 2,195 139 0.06%
232 ISHARES INC 2,824 139 0.06%
233 BUCKEYE PARTNERS L P 1,835 138 0.06%
234 ONEOK PARTNERS LP 2,572 138 0.06%
235 NEWMONT CORP 5,811 136 0.06%
236 EXELON CORP 4,040 136 0.06%
237 DU PONT E I DE NEMOURS & CO 2,014 135 0.06%
238 Energy Transfer Partners, L.P. 2,508 135 0.06%
239 SPDR DOW JONES INDL AVRG ETF 818 134 0.06%
240 WISDOMTREE TR 2,433 133 0.06%
241 RPM INTL INC 3,145 132 0.06%
242 ISHARES TR 1,176 132 0.06%
243 EATON CORP PLC 1,761 132 0.06%
244 MEDTRONIC INC 2,017 124 0.05%
245 AXA SA SPONS ADR ISIN#US0545361075 4,764 124 0.05%
246 HOME DEPOT INC 1,555 123 0.05%
247 DISNEY WALT CO 1,537 123 0.05%
248 PIMCO ETF TR 1,181 120 0.05%
249 VANGUARD INDEX FDS 1,390 120 0.05%
250 POWERSHARES ETF TRUST 1,408 119 0.05%
Page 5 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 ELECTRONIC ARTS INC 2 0 0.00%
2 PROTHENA CORP PLC 3 0 0.00%
3 Quantum Fuel Systems Tech Worl 4 0 0.00%
4 HUNTINGTON INGALLS INDS INC 5 1 0.00%
5 DIREXION SHS ETF TR 5 0 0.00%
6 MALLINCKRODT PUB LTD CO 5 0 0.00%
7 TIM PARTICIPACOES S A 5 0 0.00%
8 NU SKIN ENTERPRISES INC 6 0 0.00%
9 ISHARES TR 10 1 0.00%
10 SONY GROUP CORP 10 0 0.00%
11 PANERA BREAD CO 10 2 0.00%
12 ETFS Physical Platinum Shares 10 1 0.00%
13 CAPELLA EDUCATION 12 1 0.00%
14 ZIMMER BIOMET HLDGS INC 12 1 0.00%
15 GOLDMAN SACHS GROUP INC 14 2 0.00%
16 SIMON PPTY GROUP INC NEW 15 2 0.00%
17 ROYAL BK SCOTLAND GROUP PLC 15 0 0.00%
18 YAHOO INC 15 1 0.00%
19 INGERSOLL-RAND PLC 20 1 0.00%
20 LIFE STORAGE INC 20 0 0.00%
21 Intuit Inc 20 4 0.00%
22 DECKERS OUTDOOR CORP 20 2 0.00%
23 KENNAMETAL INC 20 1 0.00%
24 HORMEL FOODS CORP 20 1 0.00%
25 NANOMETRICS INC 20 0 0.00%
26 Adt Corp 20 1 0.00%
27 CNOOC LTD 20 3 0.00%
28 NETFLIX INC 25 9 0.00%
29 KRISPY KREME DOUGHNT 25 0 0.00%
30 KODIAK OIL & GAS CORP 25 0 0.00%
31 LINN ENERGY LLC UNIT LTD LIAB 25 1 0.00%
32 ISHARES TR 26 3 0.00%
33 TELEFONICA BRASIL SA 26 1 0.00%
34 SUNTRUST BKS INC 29 1 0.00%
35 Cimpress NV 30 1 0.00%
36 DISCOVER FINL SVCS 30 2 0.00%
37 FASTENAL CO 30 1 0.00%
38 UNISYS CORP 32 1 0.00%
39 C&J ENERGY SVCS INC 33 1 0.00%
40 ISHARES 35 1 0.00%
41 PROSHARES ULTRA FNCLS NEW ETF 35 4 0.00%
42 CARLYLE GROUP L P 35 1 0.00%
43 HILLSHIRE BRANDS COMPANY 36 1 0.00%
44 NORTHROP GRUMMAN CORP 36 4 0.00%
45 APACHE CORP 36 3 0.00%
46 UNITEDHEALTH GROUP INC 38 3 0.00%
47 TELUS CORP 40 2 0.00%
48 GENERAL DYNAMICS CORP 40 4 0.00%
49 COMMUNITY HEALTH SYS INC NEW 40 2 0.00%
50 CONTINENTAL RESOURE 40 5 0.00%
Page 1 of 19