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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 72 Institutional holders with a total value of $579,769,916.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 5,209,923 166,811,000 28.77%
2 WELLS FARGO & COMPANY/MN 4,176,046 133,709,000 23.06%
3 UBS AG 1,764,490 56,495,000 9.74%
4 BANK OF AMERICA CORP /DE/ 1,311,508 41,992,000 7.24%
5 RAYMOND JAMES & ASSOCIATES 689,790 22,086,000 3.81%
6 FIRST TRUST ADVISORS LP 606,599 19,422,000 3.35%
7 LPL Financial LLC 444,113 14,220,000 2.45%
8 ROYAL BANK OF CANADA 436,698 13,982,000 2.41%
9 Hoxton Financial, Inc. 309,130 9,898,000 1.71%
10 STIFEL FINANCIAL CORP 263,298 8,430,000 1.45%
11 BB&T SECURITIES, LLC 23,718 7,594,000 1.31%
12 JPMORGAN CHASE & CO 160,078 5,126,000 0.88%
13 AMERIPRISE FINANCIAL INC 155,428 4,979,000 0.86%
14 HL FINANCIAL SERVICES LLC 123,658 3,959,000 0.68%
15 GOLDMAN SACHS GROUP INC 121,126 3,878,000 0.67%
16 HighTower Advisors, LLC 115,419 3,631,000 0.63%
17 Janney Montgomery Scott LLC 101,826 3,260,265 0.56%
18 Robert W. Baird & Co. Inc 101,677 3,255,000 0.56%
19 AMERICAN INTERNATIONAL GROUP, INC. 101,230 3,241,167 0.56%
20 SignalPoint Asset Management, LLC 94,310 3,020,000 0.52%
21 STEPHENS INC /AR/ 91,608 2,933,000 0.51%
22 STERNE AGEE GROUP, INC. 85,580 2,740,000 0.47%
23 CREDIT SUISSE AG/ 85,531 2,739,000 0.47%
24 TOWER TRUST Co 83,900 2,686,000 0.46%
25 BENJAMIN F. EDWARDS & COMPANY, INC. 81,077 2,596,000 0.45%
26 SUNTRUST BANKS INC 70,582 2,259,000 0.39%
27 IMA Advisory Services, Inc. 65,800 2,107,000 0.36%
28 NewSquare Capital LLC 62,914 2,014,000 0.35%
29 MSI Financial Services Inc 59,905 1,918,000 0.33%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 55,709 1,812,000 0.31%
31 DEUTSCHE BANK AG\ 53,283 1,704,000 0.29%
32 Advisors Preferred, LLC 52,253 1,673,663 0.29%
33 Raymond James Financial Services Advisors, Inc. 50,779 1,626,000 0.28%
34 JANE STREET GROUP, LLC 49,882 1,597,000 0.28%
35 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,765 1,401,000 0.24%
36 NEW ENGLAND SECURITIES CORP /MA/ 35,225 1,128,000 0.19%
37 IFC Holdings Incorporated/FL 34,971 1,105,000 0.19%
38 D.A. DAVIDSON & CO. 30,623 980,000 0.17%
39 OPPENHEIMER & CO INC 28,842 923,000 0.16%
40 First Allied Advisory Services, Inc. 28,855 918,000 0.16%
41 Astor Investment Management LLC 28,605 916,000 0.16%
42 Cambridge Investment Research Advisors, Inc. 27,969 896,000 0.15%
43 ACG Wealth 27,824 891,000 0.15%
44 VSR Financial Services, Inc. 25,906 829,000 0.14%
45 Commonwealth Equity Services, Inc 24,798 794,000 0.14%
46 SPC Financial, Inc. 24,105 772,000 0.13%
47 ENVESTNET ASSET MANAGEMENT INC 23,920 766,000 0.13%
48 Dynamic Advisor Solutions LLC 23,200 743,000 0.13%
49 BAROMETER CAPITAL MANAGEMENT INC. 21,000 672,000 0.12%
50 Concert Wealth Management Inc. 19,561 618,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.