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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.06%
2 SPDR SERIES TRUST 100,360 4,147 1.74%
3 VANGUARD INDEX FDS 58,544 4,134 1.73%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.69%
5 APPLE COMPUTER INC 7,078 3,799 1.59%
6 ISHARES TR 51,467 3,459 1.45%
7 AT&T INC 92,953 3,260 1.37%
8 SPDR SER TR 92,709 2,871 1.20%
9 ISHARES TR 71,465 2,789 1.17%
10 ISHARES TR 23,431 2,726 1.14%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.14%
12 ISHARES TR 14,322 2,695 1.13%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.12%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.10%
15 VANGUARD INDEX FDS 32,749 2,558 1.07%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.04%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.03%
19 NEWMARKET CORP 6,225 2,433 1.02%
20 ISHARES RUSSELL 3000 ETF 21,294 2,392 1.00%
21 ISHARES TR 27,557 2,385 1.00%
22 ALLIANCE RES PARTNER L P 28,148 2,368 0.99%
23 SPDR SERIES TRUST 54,892 2,329 0.98%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.94%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.93%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.91%
28 ISHARES TR 18,501 2,164 0.91%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.88%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.88%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.86%
34 NATUS MEDICAL INC. 78,841 2,034 0.85%
35 CUMMINS INC 13,556 2,020 0.85%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
38 LEAR CORP 24,070 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.84%
40 JPMORGAN CHASE & CO 42,489 1,977 0.83%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.82%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.82%
43 GAP 48,696 1,951 0.82%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FREIGHT LINE IN 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.73%
Page 1 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
351 HSBC HLDGS PLC 6,900 176 0.07%
352 HUGOTON RTY TR TEX 200 2 0.00%
353 HUNT J B TRANS SVCS INC 1,148 83 0.04%
354 HUNTINGTON BANCSHARES INC 33,270 332 0.14%
355 HUNTINGTON INGALLS INDS INC 5 1 0.00%
356 HUNTSMAN CORP 2,119 52 0.02%
357 Howard Bancorp Inc 780 9 0.00%
358 IAMGOLD CORP 180 1 0.00%
359 ICAHN ENTERPRISES LP 5,921 608 0.26%
360 ILLINOIS TOOL WKS INC 2,722 221 0.09%
361 IMAX CORP 100 3 0.00%
362 INGERSOLL-RAND PLC 20 1 0.00%
363 INSYS THERAPEUTICS INC NEW COM NEW 180 7 0.00%
364 INTEL CORP 11,120 287 0.12%
365 INTER PARFUMS INC COM 55,716 2,017 0.85%
366 INTERNATIONAL BUSINESS MACHS 900 173 0.07%
367 INTL PAPER CO 200 9 0.00%
368 INVESCO MORTGAGE CAPITAL INC 800 13 0.01%
369 INVESCO SR INCOME TR 1,372 7 0.00%
370 IPATH BLOOMBERG COMMODITY INDEX TOTAL RETURN ETN 4,246 168 0.07%
371 IPG PHOTONICS CORP 341 24 0.01%
372 ISHARES 5,230 164 0.07%
373 ISHARES 2,437 48 0.02%
374 ISHARES 292 9 0.00%
375 ISHARES 780 35 0.01%
376 ISHARES 1,025 56 0.02%
377 ISHARES 20 YEAR TREASURY BOND ETF 165 18 0.01%
378 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 3,996 436 0.18%
379 ISHARES 7-10 YEAR TREASURY BOND ETF 546 56 0.02%
380 ISHARES COHEN & STEERS REIT ETF 50 4 0.00%
381 ISHARES GOLD TRUST 409 5 0.00%
382 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 3,062 289 0.12%
383 ISHARES INC 425 21 0.01%
384 ISHARES INC 200 10 0.00%
385 ISHARES INC 520 25 0.01%
386 ISHARES INC 2,824 139 0.06%
387 ISHARES INC 4,700 161 0.07%
388 ISHARES MSCI EAFE SMALL CAP IDX FD 12,429 649 0.27%
389 ISHARES MSCI SPAN CP ETF 889 36 0.02%
390 ISHARES NASDAQ BIOTECHNOLOGY ETF 83 93 0.04%
391 ISHARES NORTH AMERICAN NATURAL RESOURCES ETF 899 40 0.02%
392 ISHARES RUSSELL 2000 GROWTH ETF 681 93 0.04%
393 ISHARES RUSSELL 2000 VALUE ETF 26 3 0.00%
394 ISHARES RUSSELL 3000 ETF 21,294 2,392 1.01%
395 ISHARES SILVER TR 2,019 38 0.02%
396 ISHARES TR 12,514 601 0.25%
397 ISHARES TR 2,649 110 0.05%
398 ISHARES TR 1,407 157 0.07%
399 ISHARES TR 600 27 0.01%
400 ISHARES TR 14,322 2,695 1.14%
Page 8 of 19