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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.06%
2 SPDR SERIES TRUST 100,360 4,147 1.74%
3 VANGUARD INDEX FDS 58,544 4,134 1.73%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.69%
5 APPLE COMPUTER INC 7,078 3,799 1.59%
6 ISHARES TR 51,467 3,459 1.45%
7 AT&T INC 92,953 3,260 1.37%
8 SPDR SER TR 92,709 2,871 1.20%
9 ISHARES TR 71,465 2,789 1.17%
10 ISHARES TR 23,431 2,726 1.14%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.14%
12 ISHARES TR 14,322 2,695 1.13%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.12%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.10%
15 VANGUARD INDEX FDS 32,749 2,558 1.07%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.04%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.03%
19 NEWMARKET CORP 6,225 2,433 1.02%
20 ISHARES RUSSELL 3000 ETF 21,294 2,392 1.00%
21 ISHARES TR 27,557 2,385 1.00%
22 ALLIANCE RES PARTNER L P 28,148 2,368 0.99%
23 SPDR SERIES TRUST 54,892 2,329 0.98%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.94%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.93%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.91%
28 ISHARES TR 18,501 2,164 0.91%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.88%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.88%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.86%
34 NATUS MEDICAL INC. 78,841 2,034 0.85%
35 CUMMINS INC 13,556 2,020 0.85%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
38 LEAR CORP 24,070 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.84%
40 JPMORGAN CHASE & CO 42,489 1,977 0.83%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.82%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.82%
43 GAP 48,696 1,951 0.82%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FREIGHT LINE IN 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.73%
Page 1 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
401 ISHARES TR 1,669 189 0.08%
402 ISHARES TR 2,168 261 0.11%
403 ISHARES TR 4,160 362 0.15%
404 ISHARES TR 4,643 464 0.20%
405 ISHARES TR 23,431 2,726 1.15%
406 ISHARES TR 966 228 0.10%
407 ISHARES TR 119,690 4,908 2.08%
408 ISHARES TR 1,372 93 0.04%
409 ISHARES TR 10 1 0.00%
410 ISHARES TR 1,371 49 0.02%
411 ISHARES TR 1,263 103 0.04%
412 ISHARES TR 12,432 1,530 0.65%
413 ISHARES TR 8,676 530 0.22%
414 ISHARES TR 1,113 93 0.04%
415 ISHARES TR 15,026 1,102 0.47%
416 ISHARES TR 1,743 185 0.08%
417 ISHARES TR 4,384 443 0.19%
418 ISHARES TR 14,190 1,531 0.65%
419 ISHARES TR 1,176 132 0.06%
420 ISHARES TR 109 12 0.01%
421 ISHARES TR 4,366 527 0.22%
422 ISHARES TR 2,632 222 0.09%
423 ISHARES TR 71,465 2,789 1.18%
424 ISHARES TR 863 103 0.04%
425 ISHARES TR 10,684 1,177 0.50%
426 ISHARES TR 3,431 175 0.07%
427 ISHARES TR 1,522 163 0.07%
428 ISHARES TR 35 1 0.00%
429 ISHARES TR 4,289 590 0.25%
430 ISHARES TR 15,633 1,424 0.60%
431 ISHARES TR 1,046 160 0.07%
432 ISHARES TR 2,649 110 0.05%
433 ISHARES TR 12,514 601 0.25%
434 ISHARES TR 200 12 0.01%
435 ISHARES TR 287 19 0.01%
436 ISHARES TR 1,407 157 0.07%
437 ISHARES TR 194 7 0.00%
438 ISHARES TR 600 27 0.01%
439 ISHARES TR 14,322 2,695 1.14%
440 ISHARES TR 278 43 0.02%
441 ISHARES TR 261 15 0.01%
442 ISHARES TR 8,531 350 0.15%
443 ISHARES TR 2,355 167 0.07%
444 ISHARES TR 51,467 3,459 1.46%
445 ISHARES TR 1,010 112 0.05%
446 ISHARES TR 18,501 2,164 0.92%
447 ISHARES TR 8,753 625 0.26%
448 ISHARES TR 100 3 0.00%
449 ISHARES TR 29,649 1,504 0.64%
450 ISHARES TR 573 58 0.02%
Page 9 of 19