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Institutional Investment Manager
Regal Investment Advisors LLC
Regal Investment Advisors LLC (CIK: 0001559789) incorporated in Michigan, located at 2687 44th Street Se, Kentwood, MI. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q1)
Original 13F HR (0001398344-14-002246) filed in 2014.04.18
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 119,690 4,908 2.06%
2 SPDR SERIES TRUST 100,360 4,147 1.74%
3 VANGUARD INDEX FDS 58,544 4,134 1.73%
4 SPDR S&P 500 ETF TR 21,558 4,032 1.69%
5 APPLE COMPUTER INC 7,078 3,799 1.59%
6 ISHARES TR 51,467 3,459 1.45%
7 AT&T INC 92,953 3,260 1.37%
8 SPDR SER TR 92,709 2,871 1.20%
9 ISHARES TR 71,465 2,789 1.17%
10 ISHARES TR 23,431 2,726 1.14%
11 SELECT SECTOR SPDR TR 121,889 2,723 1.14%
12 ISHARES TR 14,322 2,695 1.13%
13 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.12%
14 SELECT SECTOR SPDR TR 55,220 2,611 1.10%
15 VANGUARD INDEX FDS 32,749 2,558 1.07%
16 VANGUARD MALVERN FDS 50,516 2,492 1.05%
17 POWERSHARES QQQ TRUST 28,311 2,482 1.04%
18 ADVANCE AUTO PARTS INC 19,377 2,451 1.03%
19 NEWMARKET CORP 6,225 2,433 1.02%
20 ISHARES RUSSELL 3000 ETF 21,294 2,392 1.00%
21 ISHARES TR 27,557 2,385 1.00%
22 ALLIANCE RES PARTNER L P 28,148 2,368 0.99%
23 SPDR SERIES TRUST 54,892 2,329 0.98%
24 VANGUARD BD INDEX FDS 27,951 2,239 0.94%
25 CONOCOPHILLIPS 31,690 2,229 0.94%
26 MASTERCARD INCORPORATED 29,648 2,215 0.93%
27 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.91%
28 ISHARES TR 18,501 2,164 0.91%
29 VARIAN MED SYS INC 25,691 2,158 0.91%
30 PRICELINE GRP INC 1,754 2,091 0.88%
31 UNITED THERAPEUTICS CORP DEL 22,236 2,091 0.88%
32 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
33 CREDIT ACCEP CORP MICH 14,445 2,053 0.86%
34 NATUS MEDICAL INC. 78,841 2,034 0.85%
35 CUMMINS INC 13,556 2,020 0.85%
36 INTER PARFUMS INC COM 55,716 2,017 0.85%
37 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
38 LEAR CORP 24,070 2,015 0.85%
39 FACTSET RESH SYS INC 18,647 2,010 0.84%
40 JPMORGAN CHASE & CO 42,489 1,977 0.83%
41 ESTERLINE TECHNOLOGIES CORP 18,432 1,964 0.82%
42 ISHARES TR 3YRTB ETF 20,376 1,953 0.82%
43 GAP 48,696 1,951 0.82%
44 RPX CORP 118,106 1,923 0.81%
45 CELGENE CORP 13,763 1,921 0.81%
46 OLD DOMINION FREIGHT LINE IN 33,474 1,899 0.80%
47 ABBVIE INC 36,868 1,895 0.80%
48 SALIX PHARMACEUTICALS INC 18,111 1,876 0.79%
49 GENERAL ELECTRIC CO 70,461 1,824 0.77%
50 BIOGEN INC 5,699 1,743 0.73%
Page 1 of 22
Restatement filing (0001606587-15-000070) filed in 2015.02.17
#
Name
Shares
Value ($)
%
Options
Notes
1 Magnum Hunter Resources Corp 126,696 1,077 0.46%
2 SELECT SECTOR SPDR TR 121,889 2,723 1.15%
3 ISHARES TR 119,690 4,908 2.08%
4 RPX CORP 118,106 1,923 0.81%
5 SPDR SERIES TRUST 100,360 4,147 1.76%
6 ALPS ETF TR 95,086 1,679 0.71%
7 AT&T INC 92,953 3,260 1.38%
8 SPDR SER TR 92,709 2,871 1.22%
9 SOUTHWEST AIRLS CO 87,500 2,066 0.87%
10 NATUS MEDICAL INC. 78,841 2,034 0.86%
11 ISHARES TR 71,465 2,789 1.18%
12 GENERAL ELECTRIC CO 70,461 1,824 0.77%
13 POWERSHARES ETF TRUST 68,564 1,220 0.52%
14 VANGUARD TAX-MANAGED FDS 64,799 2,674 1.13%
15 GS FIN CORP 64,412 1,171 0.50%
16 AMERICAN RLTY CAP PPTYS INC 61,322 860 0.36%
17 FORD MTR CO DEL 60,926 950 0.40%
18 POWERSHARES DB CMDTY IDX TRA 60,791 1,588 0.67%
19 VANGUARD INDEX FDS 58,544 4,134 1.75%
20 METHODE ELECTRS INC COM 56,398 1,729 0.73%
21 INTER PARFUMS INC COM 55,716 2,017 0.85%
22 SELECT SECTOR SPDR TR 55,220 2,611 1.11%
23 SPDR SERIES TRUST 54,892 2,329 0.99%
24 ISHARES TR 51,467 3,459 1.46%
25 VANGUARD MALVERN FDS 50,516 2,492 1.05%
26 GAP 48,696 1,951 0.83%
27 CLAYMORE EXCHANGE TRD FD TR 46,274 1,163 0.49%
28 ALTRIA GROUP INC 43,314 1,621 0.69%
29 JPMORGAN CHASE & CO 42,489 1,977 0.84%
30 ISHARES TR 39,830 1,539 0.65%
31 ABBVIE INC 36,868 1,895 0.80%
32 VANGUARD INTL EQUITY INDEX F 34,186 2,015 0.85%
33 COMPUTER PROGRAMS & SYS INC COM 33,719 2,178 0.92%
34 DOW CHEM CO 33,635 1,634 0.69%
35 OLD DOMINION FREIGHT LINE IN 33,474 1,899 0.80%
36 STEEL DYNAMICS INC 33,394 594 0.25%
37 HUNTINGTON BANCSHARES INC 33,270 332 0.14%
38 HEALTHCARE TRUST AMERICA INC CL A NEW 32,871 374 0.16%
39 VANGUARD INDEX FDS 32,749 2,558 1.08%
40 FIRST TR EXCHANGE TRADED FD 32,184 896 0.38%
41 POWERSHARES ETF TRUST 31,706 385 0.16%
42 CONOCOPHILLIPS 31,690 2,229 0.94%
43 BANK AMER CORP 30,066 517 0.22%
44 ISHARES TR 29,649 1,504 0.64%
45 MASTERCARD INCORPORATED 29,648 2,215 0.94%
46 SYNAPTICS INC 28,921 1,736 0.73%
47 POWERSHARES QQQ TRUST 28,311 2,482 1.05%
48 SIRIUS XM HOLDINGS INC 28,300 91 0.04%
49 ALLIANCE RES PARTNER L P 28,148 2,368 1.00%
50 VANGUARD BD INDEX FDS 27,951 2,239 0.95%
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