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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
101 DARDEN RESTAURANTS INC 20,900 967 0.13%
102 Telstra Corp ADR 40,559 998 0.13%
103 APACHE CORP 10,000 1,006 0.13%
104 NUVEEN TEXAS QLTY MUN INCME 71,499 1,025 0.14%
105 Wendy's Co Class A 121,245 1,034 0.14%
106 MICROCHIP TECHNOLOGY 21,294 1,039 0.14%
107 COACH INC 30,910 1,057 0.14%
108 WELLS FARGO & CO NEW 20,284 1,066 0.14%
109 PowerShares CEF Income Composi 43,710 1,115 0.15%
110 NUVEEN REAL ESTATE INCOME FD 105,225 1,176 0.16%
111 Texas Capital Bancshares Inc 22,000 1,187 0.16%
112 DEVON ENERGY CORP NEW 15,020 1,193 0.16%
113 OLIN CORP 46,441 1,250 0.17%
114 TARGA RESOURCES 17,505 1,259 0.17%
115 BLACKROCK MUNICIPAL INCOMEINVE 93,335 1,305 0.17%
116 ANADARKO PETE CORP 12,052 1,319 0.18%
117 LEGACY RESVS LP 42,498 1,328 0.18%
118 ARES CAPITAL CORP 83,190 1,486 0.20%
119 GALLAGHER ARTHUR J & CO 33,445 1,559 0.21%
120 GLAXOSMITHKLINE PLC SPONSORED 29,814 1,594 0.21%
121 Invesco Senior Income Trust 323,571 1,621 0.22%
122 NUVEEN INVESTMENT QUALIT 111,025 1,630 0.22%
123 NUVEEN PREFERRED INCOME OPPORT 174,000 1,688 0.22%
124 COHEN & STEERS INFRASTRUCTUR 70,900 1,736 0.23%
125 BED BATH & BEYOND INC 32,075 1,840 0.24%
126 FEDERATED HERMES INC CL B 59,811 1,849 0.25%
127 CUBIST PHARMACEUTI 27,000 1,885 0.25%
128 COCA COLA CO 45,326 1,920 0.26%
129 Powershares QQQ Trust 20,675 1,942 0.26%
130 SPDR S&P 500 Fund 10,315 2,019 0.27%
131 Oneok Partners LP 35,156 2,060 0.27%
132 PFIZER INC 69,703 2,069 0.27%
133 CORNING INC 94,861 2,082 0.28%
134 NOKIA CORP 279,048 2,110 0.28%
135 CALAMOS STRATEGIC TOTL RETN 177,704 2,134 0.28%
136 ENERGY TRANSFER PART LP 36,812 2,134 0.28%
137 NUVEEN QUALITY PFD INC FD 3 262,819 2,281 0.30%
138 3M CO 16,006 2,293 0.30%
139 Verizon Communications Inc 47,698 2,334 0.31%
140 WESTERN UN CO 136,870 2,373 0.32%
141 Iron Mountain Inc New 68,375 2,424 0.32%
142 XEROX CORP 196,525 2,445 0.32%
143 NEW GOLD INC CDA 394,330 2,512 0.33%
144 OMEGA HEALTHCARE INVS INC 71,140 2,622 0.35%
145 GLOBAL X FDS 101,065 2,634 0.35%
146 Clough Global Allocation Fund 171,398 2,657 0.35%
147 VENTAS INC REIT 41,638 2,669 0.35%
148 BHP BILLITON LTD 39,000 2,670 0.35%
149 JOHNSON & JOHNSON 26,138 2,735 0.36%
150 Calamos Convertible & High Inc 184,943 2,737 0.36%
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New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc 1,004,467 38,511 5.45%
2 KINDER MORGAN MANAGEMENT LLC 376,257 35,425 5.01%
3 GAMCO GLOBAL GOLD NAT RES & 2,512,857 23,244 3.29%
4 Kinder Morgan Inc. 248,916 23,219 3.29%
5 ABERDEEN ASIA PACIFIC INCOM 3,347,560 19,751 2.80%
6 EXXON MOBIL CORP 172,530 16,226 2.30%
7 TALLGRASS ENERGY PAR 340,344 15,421 2.18%
8 Goldman Sachs Ser D 753,672 15,089 2.14%
9 Alliance Bernstein Income Fund 2,011,715 15,088 2.14%
10 Teekay LNG Partners LP 313,057 13,637 1.93%
11 SENIOR HOUSING PROPERTIES TRUST 606,100 12,680 1.79%
12 NUVEEN PREM INCOME MUN FD 2 915,224 12,584 1.78%
13 NUVEEN PREM INCOME MUN FD 937,588 12,564 1.78%
14 BLACKROCK CR ALLOCATION INCO 940,500 12,518 1.77%
15 Enbridge Energy Management LLC 313,063 11,649 1.65%
16 NUVEEN AMT FREE QLTY MUN INC 785,944 10,634 1.50%
17 NUVEEN MUN OPPTY FD INC 743,791 10,599 1.50%
18 Enbridge Energy Partners LP 252,741 9,819 1.39%
19 NUVEEN QUALITY MUN FD INC 757,276 9,799 1.39%
20 MORGAN STANLEY 6.875% PFD FIX 369,190 9,647 1.37%
21 Crestwood Midstream Partners LP 424,270 9,618 1.36%
22 CLOUGH GLOBAL OPPORTUNIT 747,915 8,923 1.26%
23 GAMCO NAT RES GOLD & INCOME 867,161 8,455 1.20%
24 FLAHERTY CRUMRINE PFD SECS 432,437 8,350 1.18%
25 RYDEX ETF TRUST 106,062 8,038 1.14%
26 SAN JUAN BASIN RTY TR 422,952 8,036 1.14%
27 BLACKROCK TAXABL MUNI BN 381,745 8,024 1.14%
28 Flaherty and Crumrine Dynamic 353,401 7,983 1.13%
29 CISCO SYS INC 311,946 7,852 1.11%
30 GENERAL ELECTRIC CO 303,072 7,765 1.10%
31 MICROSOFT CORP 167,347 7,758 1.10%
32 WESTPAC BKG CORP 268,668 7,552 1.07%
33 ADVENT CLAYMORE CV SECS & IN 429,040 7,440 1.05%
34 POTASH CORP SASK INC 210,670 7,281 1.03%
35 NEWMONT CORP 309,755 7,140 1.01%
36 ENTERPRISE PRODS PARTNERS L 165,917 6,686 0.95%
37 HATTERAS FINL CORP COM 364,429 6,545 0.93%
38 MERCK & CO INC 108,239 6,416 0.91%
39 KINDER MORGAN INC 17WTS EXP 05 1,758,644 6,401 0.91%
40 SYMANTEC CORP 251,260 5,907 0.84%
41 NUVEEN SELECT QUALITY MUN FD 424,075 5,797 0.82%
42 ALLIANZGI CONV & INCOME FD 580,207 5,541 0.78%
43 NUVEEN PREMIER MUN INCOME FD COM 403,511 5,427 0.77%
44 AT&T Inc New 153,892 5,423 0.77%
45 CHESAPEAKE ENERGY CORP 235,425 5,412 0.77%
46 INTEL CORP 146,887 5,115 0.72%
47 PLAINS ALL AMERN PIPELINE L 86,446 5,088 0.72%
48 Wendy's Co Class A 615,697 5,086 0.72%
49 Nuveen Build America Bond Oppo 231,236 4,902 0.69%
50 STAPLES INC 387,006 4,683 0.66%
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