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Institutional Investment Manager
Oxbow Advisors, LLC
Oxbow Advisors, LLC (CIK: 0001564770) incorporated in Texas, located at 200 West 6th Street, Austin, TX. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001564770-14-000004) filed in 2014.10.20
#
Name
Shares
Value ($)
%
Options
Notes
201 ISHARES SILVER TRUST 10,030 203 0.03%
202 EATON VANCE TAX MANAGED DIVE 14,915 175 0.02%
203 EATON VANCE SENIOR FLOATING RA 11,500 171 0.02%
204 BLACKROCK MUNICIPAL BONDINVEST 10,705 156 0.02%
205 FLAHERTY & CRUMRINE PFD INC 10,499 153 0.02%
206 PETROLEO BRASILEIRO SA PETRO 10,000 146 0.02%
207 ZIX CORP 41,000 140 0.02%
208 NUVEEN PREM INCOME MUN FD 4 10,936 140 0.02%
209 ROUNDYS INC 25,000 138 0.02%
210 FRANKLIN UNVL TR 17,900 135 0.02%
211 BlackRock Enhanced Equity Divi 14,809 124 0.02%
212 BLACKROCK INCOME TRUST 15,448 103 0.01%
213 LIBERTY ALL STAR EQUITY FD 15,307 92 0.01%
214 CROCOTTA ENERGY INC 20,000 88 0.01%
215 EME REORGANIZATION UNT 13,487 2 0.00%
216 TOOTIE PIE CO LTD 17,300 1 0.00%
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New Holding filing (0001564770-14-000006) filed in 2014.10.21, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
1 TOOTIE PIE CO LTD 17,300 1 0.00%
2 MEDINAH MINERALS INC 364,500 22 0.00%
3 LEUCROTTA EXPLORATION INC 20,000 38 0.01%
4 ROUNDYS INC 25,000 75 0.01%
5 LIBERTY ALL STAR EQUITY FD 15,307 89 0.01%
6 BLACKROCK INCOME TRUST 15,448 98 0.01%
7 BlackRock Enhanced Equity Divi 14,809 121 0.02%
8 FRANKLIN UNVL TR 17,900 126 0.02%
9 NUVEEN PREM INCOME MUN FD 4 10,936 139 0.02%
10 ZIX CORP 41,000 140 0.02%
11 PETROLEO BRASILEIRO SA PETRO 10,000 142 0.02%
12 FLAHERTY & CRUMRINE PFD INC 10,596 145 0.02%
13 ISHARES SILVER TRUST 10,030 164 0.02%
14 INTEVAC INC COM 24,640 164 0.02%
15 EATON VANCE SENIOR FLOATING RA 11,500 165 0.02%
16 EATON VANCE TAX MANAGED DIVE 14,915 170 0.02%
17 EAGLE ROCK ENERGY PRTN UNIT 49,340 176 0.02%
18 TriState Capital Holdings Inc 19,688 179 0.03%
19 BLACKROCK DEBT STRAT FD INC 51,522 197 0.03%
20 TOWERSTREAM CORP 134,870 200 0.03%
21 XL GROUP PLC 6,091 202 0.03%
22 Alliance Resource LP 4,800 206 0.03%
23 BERKSHIRE HATHAWAY INC DEL 1 207 0.03%
24 S&P MidCap 400 Spdrs 829 207 0.03%
25 BARRICK GOLD CORP 14,220 208 0.03%
26 Center Point Energy Inc 8,500 208 0.03%
27 PENNEY J C 21,270 214 0.03%
28 WAL-MART STORES INC 2,820 216 0.03%
29 YUM BRANDS INC 3,026 218 0.03%
30 Oaktree Cap Grp Llc 4,300 220 0.03%
31 WELLS FARGO MULTI SECTOR INC 16,245 227 0.03%
32 EATON VANCE OH MUNI INCOME T 16,850 227 0.03%
33 HANCOCK JOHN PFD INCOME FD 11,370 228 0.03%
34 BARNES & NOBLE INC 11,725 231 0.03%
35 EZCORP INC CL A NON VTG 23,490 233 0.03%
36 AMERICAN EXPRESS CO 2,740 240 0.03%
37 Altria Group, Inc. 5,275 242 0.03%
38 DELAWARE INVTS COLO MUN INCO 17,110 250 0.04%
39 CIMAREX ENERGY 2,000 253 0.04%
40 STONECASTLE FINL CORP 10,060 253 0.04%
41 EOG Resources Inc 2,564 254 0.04%
42 BLACKROCK MUNIYLD INVST QLTY 19,135 255 0.04%
43 ORACLE CORPORATION 6,683 256 0.04%
44 COMCAST CORP NEW 4,751 256 0.04%
45 FBR & CO 10,180 280 0.04%
46 ROYAL DUTCH SHELL PLC 4,024 306 0.04%
47 ABBOTT LABS 7,385 307 0.04%
48 CLOUGH GLOBAL EQUITY FD COM 23,015 330 0.05%
49 Ameriprise Financial 2,700 333 0.05%
50 NICHOLAS-APPLEGATE CONVERTIBLE 36,420 333 0.05%
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