| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 65,893 | 909,000 | 20.63% | ||
| 2 | UBS AG | 55,060 | 755,000 | 17.14% | ||
| 3 | Invesco Ltd. | 50,052 | 686,000 | 15.57% | ||
| 4 | D.A. DAVIDSON & CO. | 25,000 | 342,000 | 7.76% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 22,890 | 314,000 | 7.13% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 21,023 | 288,000 | 6.54% | ||
| 7 | Covington Capital Management | 17,700 | 243,000 | 5.52% | ||
| 8 | NOESIS CAPITAL MANGEMENT CORP | 16,000 | 219,000 | 4.97% | SH | |
| 9 | MORGAN STANLEY | 12,239 | 168,000 | 3.81% | ||
| 10 | Oxbow Advisors, LLC | 10,596 | 145,000 | 3.29% | ||
| 11 | WELLS FARGO & COMPANY/MN | 6,560 | 90,000 | 2.04% | ||
| 12 | ROYAL BANK OF CANADA | 4,497 | 62,000 | 1.41% | ||
| 13 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 3,301 | 45,000 | 1.02% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 2,310 | 31,673 | 0.72% | ||
| 15 | Creative Planning | 2,000 | 27,000 | 0.61% | ||
| 16 | PNC FINANCIAL SERVICES GROUP, INC. | 1,800 | 24,000 | 0.54% | ||
| 17 | MSI Financial Services Inc | 1,739 | 24,000 | 0.54% | ||
| 18 | NEXT Financial Group, Inc | 1,460 | 20,000 | 0.45% | ||
| 19 | B. Riley Wealth Management, Inc. | 1,000 | 13,000 | 0.30% | ||
| 20 | BARCLAYS PLC | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
