| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 1,095,324 | 7,689,000 | 37.24% | ||
| 2 | Shaker Financial Services, LLC | 241,952 | 1,699,000 | 8.23% | ||
| 3 | Advisors Asset Management, Inc. | 225,306 | 1,586,000 | 7.68% | ||
| 4 | Saba Capital Management, L.P. | 206,805 | 1,456,000 | 7.05% | ||
| 5 | WELLS FARGO & COMPANY/MN | 174,445 | 1,224,000 | 5.93% | ||
| 6 | ROYAL BANK OF CANADA | 159,518 | 1,120,000 | 5.43% | ||
| 7 | STIFEL FINANCIAL CORP | 123,698 | 868,000 | 4.20% | ||
| 8 | CORNERSTONE ADVISORS INC | 114,058 | 803,000 | 3.89% | ||
| 9 | DOLIVER ADVISORS, LP | 71,663 | 503,000 | 2.44% | ||
| 10 | MORGAN STANLEY | 65,026 | 457,000 | 2.21% | ||
| 11 | Janney Montgomery Scott LLC | 58,940 | 413,759 | 2.00% | ||
| 12 | UBS AG | 55,520 | 390,000 | 1.89% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 52,803 | 371,000 | 1.80% | ||
| 14 | LPL Financial LLC | 46,865 | 330,000 | 1.60% | ||
| 15 | Cetera Advisor Networks LLC | 30,125 | 213,000 | 1.03% | ||
| 16 | PNC FINANCIAL SERVICES GROUP, INC. | 22,150 | 156,000 | 0.76% | ||
| 17 | AMERICAN INTERNATIONAL GROUP, INC. | 21,852 | 153,401 | 0.74% | ||
| 18 | US BANCORP \DE\ | 21,600 | 152,000 | 0.74% | ||
| 19 | Oxbow Advisors, LLC | 17,900 | 126,000 | 0.61% | ||
| 20 | Cetera Advisors LLC | 17,641 | 124,000 | 0.60% | ||
| 21 | NEXT Financial Group, Inc | 17,550 | 123,000 | 0.60% | ||
| 22 | TFS CAPITAL LLC | 17,579 | 123,000 | 0.60% | ||
| 23 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 17,000 | 119,000 | 0.58% | ||
| 24 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,285 | 114,000 | 0.55% | ||
| 25 | CSS LLC/IL | 13,909 | 98,000 | 0.47% | ||
| 26 | WOLVERINE ASSET MANAGEMENT LLC | 13,496 | 94,000 | 0.46% | ||
| 27 | FARMERS & MERCHANTS INVESTMENTS INC | 5,000 | 35,000 | 0.17% | ||
| 28 | SYNOVUS FINANCIAL CORP | 4,457 | 31,000 | 0.15% | ||
| 29 | Regal Investment Advisors LLC | 2,500 | 18,000 | 0.09% | ||
| 30 | NEW ENGLAND SECURITIES CORP /MA/ | 2,127 | 15,000 | 0.07% | ||
| 31 | FineMark National Bank & Trust | 1,900 | 13,000 | 0.06% | ||
| 32 | Creative Planning | 1,400 | 10,000 | 0.05% | ||
| 33 | CITIGROUP INC | 1,450 | 10,000 | 0.05% | ||
| 34 | Pinnacle Summer Investments, Inc. | 1,188 | 8,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
