| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5,640,819 | 32,886,000 | 12.44% | ||
| 2 | Bulldog Investors, LLP | 5,524,544 | 32,208,000 | 12.18% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 4,421,293 | 25,776,000 | 9.75% | ||
| 4 | Karpus Management, Inc. | 4,132,117 | 24,090,000 | 9.11% | ||
| 5 | WELLS FARGO & COMPANY/MN | 4,076,389 | 23,766,000 | 8.99% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,570,037 | 20,813,000 | 7.87% | ||
| 7 | Relative Value Partners, LLC | 2,901,540 | 16,916,000 | 6.40% | ||
| 8 | Gramercy Funds Management LLC | 2,039,229 | 11,889,000 | 4.50% | ||
| 9 | 1607 Capital Partners, LLC | 1,641,431 | 9,570,000 | 3.62% | ||
| 10 | Advisors Asset Management, Inc. | 1,292,296 | 7,534,000 | 2.85% | ||
| 11 | Ancora Advisors LLC | 1,094,986 | 6,384,000 | 2.41% | ||
| 12 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 886,515 | 5,168,000 | 1.95% | ||
| 13 | SIT INVESTMENT ASSOCIATES INC | 849,215 | 4,951,000 | 1.87% | ||
| 14 | Shaker Financial Services, LLC | 758,032 | 4,419,000 | 1.67% | ||
| 15 | WOLVERINE ASSET MANAGEMENT LLC | 688,464 | 4,013,000 | 1.52% | ||
| 16 | 1832 Asset Management L.P. | 610,309 | 3,561,000 | 1.35% | ||
| 17 | CORNERSTONE ADVISORS INC | 463,549 | 2,702,000 | 1.02% | ||
| 18 | Thomas J. Herzfeld Advisors, Inc. | 451,708 | 2,633,000 | 1.00% | ||
| 19 | Cetera Advisor Networks LLC | 327,907 | 1,914,000 | 0.72% | ||
| 20 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 284,790 | 1,662,000 | 0.63% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 277,715 | 1,619,000 | 0.61% | ||
| 22 | AQR CAPITAL MANAGEMENT LLC | 252,361 | 1,471,000 | 0.56% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 184,767 | 1,077,000 | 0.41% | ||
| 24 | DOLIVER ADVISORS, LP | 169,462 | 988,000 | 0.37% | ||
| 25 | JPMORGAN CHASE & CO | 169,013 | 985,000 | 0.37% | ||
| 26 | UBS AG | 164,515 | 959,000 | 0.36% | ||
| 27 | BNP PARIBAS FINANCIAL MARKETS | 155,604 | 907,171 | 0.34% | ||
| 28 | SG Americas Securities, LLC | 155,006 | 904,000 | 0.34% | ||
| 29 | CS MCKEE LP | 144,051 | 840,000 | 0.32% | ||
| 30 | ROYAL BANK OF CANADA | 135,105 | 788,000 | 0.30% | ||
| 31 | BB&T SECURITIES, LLC | 12,854 | 749,000 | 0.28% | ||
| 32 | LPL Financial LLC | 123,213 | 710,000 | 0.27% | ||
| 33 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 118,699 | 692,000 | 0.26% | ||
| 34 | Janney Montgomery Scott LLC | 103,869 | 605,556 | 0.23% | ||
| 35 | Yakira Capital Management, Inc. | 99,885 | 582,000 | 0.22% | ||
| 36 | DEUTSCHE BANK AG\ | 88,602 | 516,000 | 0.20% | ||
| 37 | SHEPHERD KAPLAN KROCHUK, LLC | 88,357 | 515,000 | 0.19% | ||
| 38 | Raymond James Financial Services Advisors, Inc. | 88,304 | 515,000 | 0.19% | ||
| 39 | BANK OF AMERICA CORP /DE/ | 82,026 | 478,000 | 0.18% | ||
| 40 | Concert Wealth Management Inc. | 75,228 | 440,000 | 0.17% | ||
| 41 | Prospera Financial Services Inc | 56,640 | 330,000 | 0.12% | ||
| 42 | WFG Advisors, LP | 45,585 | 266,000 | 0.10% | ||
| 43 | SII INVESTMENTS INC/WI | 45,366 | 265,000 | 0.10% | ||
| 44 | HOLLENCREST CAPITAL MANAGEMENT | 41,169 | 240,000 | 0.09% | ||
| 45 | OPPENHEIMER & CO INC | 40,538 | 236,000 | 0.09% | ||
| 46 | One Capital Management, LLC | 37,751 | 220,000 | 0.08% | ||
| 47 | BANK OF MONTREAL /CAN/ | 35,599 | 208,000 | 0.08% | ||
| 48 | Invesco Ltd. | 35,222 | 205,000 | 0.08% | ||
| 49 | M&T BANK CORP | 34,371 | 200,000 | 0.08% | ||
| 50 | D.A. DAVIDSON & CO. | 34,000 | 198,000 | 0.07% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
